Form 8.3 - INVESTEC PLC

Form 8.3 - INVESTEC PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 August 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect EVOLUTION GROUP PLC
of any other party to this offer? INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests       Short Positions    
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 32,989,810 6.08% 34,093,838 6.29%
           
(2) Derivatives (other than
options): 4,079,740 0.75% 4,668,080 0.86%
           
(3) Options and agreements to
purchase/sell: 1,072,000 0.20% 0 0.00%
           
TOTAL:
38,141,550 7.03% 38,761,918 7.15%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 12 46.5300 ZAR
ORD Purchase 100 46.1300 ZAR
ORD Purchase 100 46.2400 ZAR
ORD Purchase 100 46.2700 ZAR
ORD Purchase 115 46.1800 ZAR
ORD Purchase 138 46.1500 ZAR
ORD Purchase 244 45.8900 ZAR
ORD Purchase 300 4.0720 GBP
ORD Purchase 310 47.0700 ZAR
ORD Purchase 364 4.0630 GBP
ORD Purchase 400 46.8800 ZAR
ORD Purchase 413 45.5700 ZAR
ORD Purchase 414 46.3600 ZAR
ORD Purchase 484 46.5700 ZAR
ORD Purchase 488 47.3300 ZAR
ORD Purchase 500 46.9600 ZAR
ORD Purchase 500 46.9700 ZAR
ORD Purchase 526 46.5600 ZAR
ORD Purchase 566 45.6000 ZAR
ORD Purchase 569 47.3600 ZAR
ORD Purchase 577 4.0597 GBP
ORD Purchase 600 46.7300 ZAR
ORD Purchase 600 46.7400 ZAR
ORD Purchase 622 46.8100 ZAR
ORD Purchase 637 46.8300 ZAR
ORD Purchase 650 45.7800 ZAR
ORD Purchase 650 46.3700 ZAR
ORD Purchase 700 47.0300 ZAR
ORD Purchase 703 47.4600 ZAR
ORD Purchase 750 46.8200 ZAR
ORD Purchase 781 47.5100 ZAR
ORD Purchase 800 46.8500 ZAR
ORD Purchase 800 46.9100 ZAR
ORD Purchase 800 47.0600 ZAR
ORD Purchase 857 47.1600 ZAR
ORD Purchase 873 47.1500 ZAR
ORD Purchase 875 46.5400 ZAR
ORD Purchase 900 46.9300 ZAR
ORD Purchase 954 47.2700 ZAR
ORD Purchase 1,027 46.5900 ZAR
ORD Purchase 1,094 45.9200 ZAR
ORD Purchase 1,262 45.7700 ZAR
ORD Purchase 1,270 47.2300 ZAR
ORD Purchase 1,400 46.9200 ZAR
ORD Purchase 1,569 47.0900 ZAR
ORD Purchase 1,632 46.1000 ZAR
ORD Purchase 1,654 47.3400 ZAR
ORD Purchase 1,746 46.5200 ZAR
ORD Purchase 1,897 47.3800 ZAR
ORD Purchase 1,968 47.1700 ZAR
ORD Purchase 2,067 47.5000 ZAR
ORD Purchase 2,081 47.1200 ZAR
ORD Purchase 2,085 47.1400 ZAR
ORD Purchase 2,181 46.0200 ZAR
ORD Purchase 2,410 47.0400 ZAR
ORD Purchase 2,430 47.1300 ZAR
ORD Purchase 2,658 46.8700 ZAR
ORD Purchase 2,738 4.0417 GBP
ORD Purchase 3,181 47.0800 ZAR
ORD Purchase 3,294 47.0100 ZAR
ORD Purchase 3,302 4.0628 GBP
ORD Purchase 4,000 4.0567 GBP
ORD Purchase 4,000 46.0600 ZAR
ORD Purchase 4,000 46.4200 ZAR
ORD Purchase 4,000 47.4300 ZAR
ORD Purchase 4,510 46.6400 ZAR
ORD Purchase 4,892 47.1100 ZAR
ORD Purchase 5,000 46.0700 ZAR
ORD Purchase 5,044 46.0100 ZAR
ORD Purchase 5,200 46.7900 ZAR
ORD Purchase 5,745 47.0000 ZAR
ORD Purchase 6,105 47.3500 ZAR
ORD Purchase 6,322 47.2400 ZAR
ORD Purchase 6,550 47.4100 ZAR
ORD Purchase 7,143 47.0500 ZAR
ORD Purchase 7,181 45.8100 ZAR
ORD Purchase 7,316 47.4200 ZAR
ORD Purchase 7,770 47.2100 ZAR
ORD Purchase 8,206 47.3900 ZAR
ORD Purchase 9,414 47.1900 ZAR
ORD Purchase 10,245 46.0000 ZAR
ORD Purchase 13,421 46.7800 ZAR
ORD Purchase 14,357 46.3000 ZAR
ORD Purchase 16,413 47.1800 ZAR
ORD Purchase 16,572 46.5100 ZAR
ORD Purchase 19,814 47.1000 ZAR
ORD Purchase 20,634 3.9500 GBP
ORD Purchase 34,503 47.4000 ZAR
ORD Purchase 102,545 47.2000 ZAR
ORD Purchase 124,204 46.8000 ZAR
ORD Purchase 130,605 4.0001 GBP
ORD Purchase 146,967 3.9922 GBP
ORD Purchase 337,287 4.0029 GBP
ORD Purchase 1,631,465 46.5000 ZAR
ORD Sale 11 47.1400 ZAR
ORD Sale 25 47.5000 ZAR
ORD Sale 81 45.8800 ZAR
ORD Sale 100 46.5100 ZAR
ORD Sale 102 47.3600 ZAR
ORD Sale 246 3.9493 GBP
ORD Sale 350 47.3700 ZAR
ORD Sale 369 45.9500 ZAR
ORD Sale 381 47.1500 ZAR
ORD Sale 390 46.8700 ZAR
ORD Sale 413 47.5900 ZAR
ORD Sale 450 45.6200 ZAR
ORD Sale 484 47.2100 ZAR
ORD Sale 500 47.3400 ZAR
ORD Sale 514 47.1300 ZAR
ORD Sale 523 47.0200 ZAR
ORD Sale 530 46.6600 ZAR
ORD Sale 544 46.8800 ZAR
ORD Sale 566 45.6000 ZAR
ORD Sale 579 46.1400 ZAR
ORD Sale 600 46.3000 ZAR
ORD Sale 629 46.4700 ZAR
ORD Sale 762 46.8300 ZAR
ORD Sale 800 47.1900 ZAR
ORD Sale 827 47.2700 ZAR
ORD Sale 843 47.4400 ZAR
ORD Sale 898 47.0600 ZAR
ORD Sale 900 45.7500 ZAR
ORD Sale 965 46.1500 ZAR
ORD Sale 1,000 47.2500 ZAR
ORD Sale 1,049 46.0700 ZAR
ORD Sale 1,103 47.4600 ZAR
ORD Sale 1,196 46.3700 ZAR
ORD Sale 1,242 46.0200 ZAR
ORD Sale 1,336 46.6200 ZAR
ORD Sale 1,341 47.3800 ZAR
ORD Sale 1,380 47.0800 ZAR
ORD Sale 1,390 46.9400 ZAR
ORD Sale 1,426 46.6300 ZAR
ORD Sale 1,426 47.4100 ZAR
ORD Sale 1,447 45.7800 ZAR
ORD Sale 1,482 47.1200 ZAR
ORD Sale 1,501 45.8700 ZAR
ORD Sale 1,518 45.7700 ZAR
ORD Sale 1,553 46.2400 ZAR
ORD Sale 1,900 47.0300 ZAR
ORD Sale 1,901 46.0500 ZAR
ORD Sale 2,000 46.6500 ZAR
ORD Sale 2,050 46.1200 ZAR
ORD Sale 2,086 47.4300 ZAR
ORD Sale 2,148 47.2800 ZAR
ORD Sale 2,167 46.7100 ZAR
ORD Sale 2,226 47.2000 ZAR
ORD Sale 2,301 46.9200 ZAR
ORD Sale 2,401 45.9400 ZAR
ORD Sale 2,517 46.1800 ZAR
ORD Sale 2,626 46.0400 ZAR
ORD Sale 3,000 46.5700 ZAR
ORD Sale 3,000 46.8900 ZAR
ORD Sale 3,120 4.0795 GBP
ORD Sale 3,207 47.0100 ZAR
ORD Sale 3,216 47.1000 ZAR
ORD Sale 3,301 45.9800 ZAR
ORD Sale 3,320 46.3600 ZAR
ORD Sale 3,528 46.9100 ZAR
ORD Sale 3,726 46.8400 ZAR
ORD Sale 3,746 46.8500 ZAR
ORD Sale 3,748 47.0900 ZAR
ORD Sale 4,000 46.6900 ZAR
ORD Sale 4,000 46.9500 ZAR
ORD Sale 4,000 46.9600 ZAR
ORD Sale 4,187 46.4200 ZAR
ORD Sale 4,199 46.4800 ZAR
ORD Sale 4,280 46.1600 ZAR
ORD Sale 4,400 45.8900 ZAR
ORD Sale 4,467 46.1700 ZAR
ORD Sale 4,500 46.9700 ZAR
ORD Sale 4,564 46.8200 ZAR
ORD Sale 4,600 45.9900 ZAR
ORD Sale 4,687 47.2300 ZAR
ORD Sale 4,700 45.8400 ZAR
ORD Sale 4,715 46.0600 ZAR
ORD Sale 4,728 45.7900 ZAR
ORD Sale 4,846 47.1700 ZAR
ORD Sale 4,919 46.4000 ZAR
ORD Sale 5,000 47.3100 ZAR
ORD Sale 5,139 46.7200 ZAR
ORD Sale 5,245 46.1900 ZAR
ORD Sale 5,389 46.3500 ZAR
ORD Sale 5,855 46.8100 ZAR
ORD Sale 5,926 46.0900 ZAR
ORD Sale 5,992 47.4200 ZAR
ORD Sale 6,040 46.6700 ZAR
ORD Sale 6,500 46.5800 ZAR
ORD Sale 6,532 46.7700 ZAR
ORD Sale 6,728 45.9600 ZAR
ORD Sale 6,933 46.3300 ZAR
ORD Sale 6,957 47.3300 ZAR
ORD Sale 7,230 46.6400 ZAR
ORD Sale 7,345 46.4300 ZAR
ORD Sale 7,518 46.1000 ZAR
ORD Sale 8,095 47.3900 ZAR
ORD Sale 8,148 47.3500 ZAR
ORD Sale 8,338 46.4600 ZAR
ORD Sale 8,723 46.9000 ZAR
ORD Sale 8,803 46.3400 ZAR
ORD Sale 8,875 46.4100 ZAR
ORD Sale 9,231 47.1100 ZAR
ORD Sale 9,287 46.7400 ZAR
ORD Sale 9,375 46.7600 ZAR
ORD Sale 9,568 3.9634 GBP
ORD Sale 10,321 46.8600 ZAR
ORD Sale 10,586 46.7900 ZAR
ORD Sale 11,302 46.6100 ZAR
ORD Sale 11,867 46.1100 ZAR
ORD Sale 12,259 45.9000 ZAR
ORD Sale 12,766 46.7800 ZAR
ORD Sale 13,000 45.9100 ZAR
ORD Sale 13,762 46.0100 ZAR
ORD Sale 14,301 46.9900 ZAR
ORD Sale 14,572 3.9804 GBP
ORD Sale 16,198 46.5000 ZAR
ORD Sale 17,486 3.9551 GBP
ORD Sale 17,805 46.4500 ZAR
ORD Sale 18,292 3.9815 GBP
ORD Sale 18,316 46.6000 ZAR
ORD Sale 18,684 46.7300 ZAR
ORD Sale 21,407 46.2000 ZAR
ORD Sale 21,869 46.1300 ZAR
ORD Sale 24,323 4.0380 GBP
ORD Sale 29,456 46.6800 ZAR
ORD Sale 29,460 47.4000 ZAR
ORD Sale 30,116 46.7000 ZAR
ORD Sale 30,294 3.9753 GBP
ORD Sale 30,314 45.8600 ZAR
ORD Sale 31,035 46.7500 ZAR
ORD Sale 33,881 47.0500 ZAR
ORD Sale 36,174 45.8000 ZAR
ORD Sale 41,790 3.9830 GBP
ORD Sale 44,772 4.0361 GBP
ORD Sale 47,078 4.0280 GBP
ORD Sale 48,016 4.0476 GBP
ORD Sale 53,562 46.0000 ZAR
ORD Sale 68,787 47.0000 ZAR
ORD Sale 87,574 3.9845 GBP
ORD Sale 100,000 46.8468 ZAR
ORD Sale 105,512 3.9170 GBP
ORD Sale 117,660 46.8000 ZAR
ORD Sale 152,646 4.0351 GBP
ORD Sale 309,669 46.2944 ZAR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 100 46.4951 ZAR
ORD CFD Long 246 3.9493 GBP
ORD CFD Long 1,815 3.8695 GBP
ORD CFD Long 11,059 46.3739 ZAR
ORD CFD Long 15,359 3.9429 GBP
ORD CFD Long 16,752 46.4118 ZAR
ORD CFD Long 17,000 47.1788 ZAR
ORD CFD Long 17,340 4.0053 GBP
ORD CFD Long 30,147 46.8534 ZAR
ORD CFD Long 30,345 4.0082 GBP
ORD CFD Long 33,472 46.0029 ZAR
ORD CFD Long 115,968 4.0156 GBP
ORD CFD Long 116,217 46.4352 ZAR
ORD CFD Long 309,669 46.2850 ZAR
ORD CFD Long 503,528 4.0389 GBP
ORD CFD Long 701,769 46.5827 ZAR
ORD CFD Long 1,028,000 3.9425 GBP
ORD CFD Long 1,910,592 46.5819 ZAR
ORD CFD Short 577 4.0597 GBP
ORD CFD Short 681 46.5148 ZAR
ORD CFD Short 1,507 45.8387 ZAR
ORD CFD Short 4,100 46.9048 ZAR
ORD CFD Short 8,300 46.9768 ZAR
ORD CFD Short 11,646 47.1732 ZAR
ORD CFD Short 20,292 46.5027 ZAR
ORD CFD Short 25,023 3.9804 GBP
ORD CFD Short 26,328 4.0780 GBP
ORD CFD Short 117,693 4.0023 GBP
ORD CFD Short 311,066 46.8840 ZAR
ORD CFD Short 1,208,524 3.9960 GBP
ORD CFD Short 1,236,185 46.4903 ZAR
ORD CFD Short 1,553,000 46.5046 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Aug 2011
Contact name: Geoff Smith
Telephone number: 020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose INVESTEC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 100,000 5,200.0000 American 15 Sep 2011
ORD Call Options Purchased 972,000 5,800.0000 American 15 Sep 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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