Form 8.3 - INVESTEC PLC

Form 8.3 - INVESTEC PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:   BARCLAYS PLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

INVESTEC PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:  

 

(e) Date position held/dealing undertaken:  

20 Dec 2011

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

EVOLUTION GROUP PLC

INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 51,288,065 9.45% 53,187,584 9.80%
           
(2) Derivatives (other than
options): 5,537,490 1.02% 2,212,035 0.41%
           
(3) Options and agreements to
purchase/sell: 210,000 0.04% 105,000 0.02%
           
(4) TOTAL:
57,035,555 10.50% 55,504,619 10.22%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 68 3.3090 GBP
ORD Purchase 400 42.4600 ZAR
ORD Purchase 409 42.6000 ZAR
ORD Purchase 577 3.2940 GBP
ORD Purchase 700 42.6600 ZAR
ORD Purchase 1,022 42.5200 ZAR
ORD Purchase 1,353 42.5300 ZAR
ORD Purchase 1,500 3.2805 GBP
ORD Purchase 1,500 3.2870 GBP
ORD Purchase 1,627 3.3028 GBP
ORD Purchase 1,967 3.2740 GBP
ORD Purchase 2,100 3.3168 GBP
ORD Purchase 2,200 3.2897 GBP
ORD Purchase 2,761 3.3026 GBP
ORD Purchase 2,884 3.2892 GBP
ORD Purchase 3,576 42.4800 ZAR
ORD Purchase 5,000 42.4100 ZAR
ORD Purchase 5,770 42.5800 ZAR
ORD Purchase 7,972 42.5400 ZAR
ORD Purchase 9,154 42.5600 ZAR
ORD Purchase 9,364 42.6500 ZAR
ORD Purchase 10,556 42.4300 ZAR
ORD Purchase 10,921 42.4700 ZAR
ORD Purchase 11,516 42.5700 ZAR
ORD Purchase 11,894 42.4200 ZAR
ORD Purchase 12,093 3.2755 GBP
ORD Purchase 12,739 42.5500 ZAR
ORD Purchase 12,747 42.4500 ZAR
ORD Purchase 12,895 42.4400 ZAR
ORD Purchase 14,155 3.2868 GBP
ORD Purchase 19,106 3.3032 GBP
ORD Purchase 19,901 3.2718 GBP
ORD Purchase 25,252 42.5000 ZAR
ORD Purchase 29,623 3.2704 GBP
ORD Purchase 52,452 3.2728 GBP
ORD Purchase 213,202 3.2792 GBP
ORD Purchase 415,537 42.5900 ZAR
ORD Sale 181 42.5700 ZAR
ORD Sale 185 42.6400 ZAR
ORD Sale 438 42.7100 ZAR
ORD Sale 1,041 3.3210 GBP
ORD Sale 1,530 42.3900 ZAR
ORD Sale 1,969 42.5300 ZAR
ORD Sale 2,412 42.6600 ZAR
ORD Sale 3,047 42.6300 ZAR
ORD Sale 3,535 42.6500 ZAR
ORD Sale 3,860 3.2935 GBP
ORD Sale 4,000 42.6100 ZAR
ORD Sale 4,003 42.5500 ZAR
ORD Sale 4,176 42.4300 ZAR
ORD Sale 4,984 42.5100 ZAR
ORD Sale 5,228 42.6200 ZAR
ORD Sale 6,569 42.4600 ZAR
ORD Sale 6,674 42.4800 ZAR
ORD Sale 6,832 42.4200 ZAR
ORD Sale 7,034 42.5600 ZAR
ORD Sale 7,529 42.4100 ZAR
ORD Sale 7,622 42.4900 ZAR
ORD Sale 8,029 42.5000 ZAR
ORD Sale 8,487 42.5800 ZAR
ORD Sale 8,682 42.4700 ZAR
ORD Sale 10,521 42.4000 ZAR
ORD Sale 11,176 42.5200 ZAR
ORD Sale 11,614 3.2869 GBP
ORD Sale 11,643 42.4400 ZAR
ORD Sale 12,014 42.6000 ZAR
ORD Sale 14,265 3.2868 GBP
ORD Sale 24,484 3.2865 GBP
ORD Sale 25,852 42.4500 ZAR
ORD Sale 32,233 3.2859 GBP
ORD Sale 61,761 42.4951 ZAR
ORD Sale 238,219 3.2967 GBP
ORD Sale 407,848 42.5900 ZAR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 925 3.3259 GBP
ORD CFD Long 1,201 3.2645 GBP
ORD CFD Long 3,716 42.6324 ZAR
ORD CFD Long 4,000 3.3135 GBP
ORD CFD Long 4,006 42.4587 ZAR
ORD CFD Long 4,387 3.2750 GBP
ORD CFD Long 6,872 3.2954 GBP
ORD CFD Long 11,669 3.3258 GBP
ORD CFD Long 26,944 3.2913 GBP
ORD CFD Long 46,404 3.3153 GBP
ORD CFD Long 58,897 42.4590 ZAR
ORD CFD Long 61,761 42.4866 ZAR
ORD CFD Long 99,214 42.5086 ZAR
ORD CFD Long 147,224 3.2855 GBP
ORD CFD Long 400,000 3.2934 GBP
ORD CFD Short 272 42.4427 ZAR
ORD CFD Short 2,041 42.4564 ZAR
ORD CFD Short 4,211 3.2989 GBP
ORD CFD Short 17,193 3.3055 GBP
ORD CFD Short 20,407 3.2923 GBP
ORD CFD Short 26,124 42.5527 ZAR
ORD CFD Short 34,220 3.2796 GBP
ORD CFD Short 70,182 3.2703 GBP
ORD CFD Short 135,939 42.5197 ZAR
ORD CFD Short 164,975 3.2736 GBP
ORD CFD Short 400,000 42.5942 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

21 Dec 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

INVESTEC PLC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 105,000 4,039.0000 American 15 Mar 2012
ORD Put Options Written -105,000 4,752.0000 American 15 Mar 2012
ORD Call Options Purchased 105,000 5,702.0000 American 15 Mar 2012

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Investec (INVP)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today