Form 8.3 - INVESTEC PLC

Form 8.3 - INVESTEC PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		INVESTEC PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		9 September 2011
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
		of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		41,169,245		7.59%		43,254,867		7.97%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,048,363		0.75%		3,768,453		0.69%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		1,072,000		0.20%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				46,289,608		8.53%		47,023,320		8.67%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		87		48.9000 ZAR
ORD		Purchase		161		48.8500 ZAR
ORD		Purchase		166		48.5400 ZAR
ORD		Purchase		208		49.0500 ZAR
ORD		Purchase		216		48.8300 ZAR
ORD		Purchase		300		48.2700 ZAR
ORD		Purchase		385		48.4600 ZAR
ORD		Purchase		417		49.1000 ZAR
ORD		Purchase		420		48.9100 ZAR
ORD		Purchase		440		48.8900 ZAR
ORD		Purchase		491		48.4700 ZAR
ORD		Purchase		500		48.6800 ZAR
ORD		Purchase		600		48.3300 ZAR
ORD		Purchase		617		48.7000 ZAR
ORD		Purchase		777		48.5900 ZAR
ORD		Purchase		824		48.6300 ZAR
ORD		Purchase		827		48.5300 ZAR
ORD		Purchase		835		48.8000 ZAR
ORD		Purchase		954		48.5000 ZAR
ORD		Purchase		1,033		48.3600 ZAR
ORD		Purchase		1,108		48.5500 ZAR
ORD		Purchase		1,200		48.7400 ZAR
ORD		Purchase		1,306		4.1921 GBP
ORD		Purchase		1,328		48.3800 ZAR
ORD		Purchase		1,523		48.6100 ZAR
ORD		Purchase		1,827		48.4100 ZAR
ORD		Purchase		2,050		48.6200 ZAR
ORD		Purchase		2,067		48.3200 ZAR
ORD		Purchase		2,172		48.4900 ZAR
ORD		Purchase		3,314		48.4200 ZAR
ORD		Purchase		4,000		48.3400 ZAR
ORD		Purchase		4,756		48.4300 ZAR
ORD		Purchase		6,154		4.1868 GBP
ORD		Purchase		6,200		48.3100 ZAR
ORD		Purchase		6,693		49.0000 ZAR
ORD		Purchase		11,394		48.6600 ZAR
ORD		Purchase		15,793		4.1940 GBP
ORD		Purchase		31,384		4.1920 GBP
ORD		Purchase		51,611		4.1883 GBP
ORD		Purchase		94,468		4.1985 GBP
ORD		Purchase		96,855		4.1996 GBP
ORD		Purchase		214,008		4.1961 GBP
ORD		Purchase		560,000		49.4000 ZAR
ORD		Purchase		833,560		4.1946 GBP
ORD		Sale		178		4.1783 GBP
ORD		Sale		292		48.3900 ZAR
ORD		Sale		413		48.9600 ZAR
ORD		Sale		413		49.0200 ZAR
ORD		Sale		413		49.1100 ZAR
ORD		Sale		413		49.1400 ZAR
ORD		Sale		413		49.1500 ZAR
ORD		Sale		413		49.1600 ZAR
ORD		Sale		413		49.2900 ZAR
ORD		Sale		417		49.1000 ZAR
ORD		Sale		450		48.3200 ZAR
ORD		Sale		450		49.2500 ZAR
ORD		Sale		574		48.8300 ZAR
ORD		Sale		709		48.3600 ZAR
ORD		Sale		826		49.0800 ZAR
ORD		Sale		853		48.9500 ZAR
ORD		Sale		1,443		48.3800 ZAR
ORD		Sale		1,463		48.3100 ZAR
ORD		Sale		2,463		48.4500 ZAR
ORD		Sale		2,641		48.8000 ZAR
ORD		Sale		2,689		48.4300 ZAR
ORD		Sale		2,893		49.0500 ZAR
ORD		Sale		3,610		48.4700 ZAR
ORD		Sale		4,000		48.6400 ZAR
ORD		Sale		4,000		48.7600 ZAR
ORD		Sale		4,000		48.8600 ZAR
ORD		Sale		4,722		48.9200 ZAR
ORD		Sale		5,000		48.9300 ZAR
ORD		Sale		5,112		48.9000 ZAR
ORD		Sale		5,357		48.4600 ZAR
ORD		Sale		5,416		48.5900 ZAR
ORD		Sale		5,727		48.8400 ZAR
ORD		Sale		5,959		4.1832 GBP
ORD		Sale		6,046		48.4100 ZAR
ORD		Sale		6,344		48.4200 ZAR
ORD		Sale		6,382		48.5400 ZAR
ORD		Sale		6,907		48.5100 ZAR
ORD		Sale		7,091		48.8200 ZAR
ORD		Sale		7,267		4.1881 GBP
ORD		Sale		7,305		48.4800 ZAR
ORD		Sale		7,593		48.5300 ZAR
ORD		Sale		7,907		48.8800 ZAR
ORD		Sale		8,000		48.6300 ZAR
ORD		Sale		8,000		48.7100 ZAR
ORD		Sale		8,202		48.6700 ZAR
ORD		Sale		8,660		48.9100 ZAR
ORD		Sale		8,849		48.7900 ZAR
ORD		Sale		8,881		48.8100 ZAR
ORD		Sale		9,167		48.5600 ZAR
ORD		Sale		9,282		4.1460 GBP
ORD		Sale		9,294		48.7800 ZAR
ORD		Sale		9,362		48.6600 ZAR
ORD		Sale		9,781		48.7500 ZAR
ORD		Sale		9,943		48.6500 ZAR
ORD		Sale		11,247		48.7200 ZAR
ORD		Sale		12,513		48.5700 ZAR
ORD		Sale		12,548		48.4000 ZAR
ORD		Sale		12,647		48.8700 ZAR
ORD		Sale		13,616		48.8500 ZAR
ORD		Sale		13,776		48.6900 ZAR
ORD		Sale		14,083		48.6100 ZAR
ORD		Sale		14,119		48.7700 ZAR
ORD		Sale		14,884		48.4400 ZAR
ORD		Sale		16,062		48.6000 ZAR
ORD		Sale		17,042		48.5500 ZAR
ORD		Sale		17,132		4.1899 GBP
ORD		Sale		17,715		48.7400 ZAR
ORD		Sale		20,439		48.5000 ZAR
ORD		Sale		21,480		48.6800 ZAR
ORD		Sale		21,549		48.4900 ZAR
ORD		Sale		22,701		48.5800 ZAR
ORD		Sale		23,953		48.7000 ZAR
ORD		Sale		26,276		48.6200 ZAR
ORD		Sale		26,847		48.8900 ZAR
ORD		Sale		28,140		48.7300 ZAR
ORD		Sale		30,913		48.5200 ZAR
ORD		Sale		43,883		4.1948 GBP
ORD		Sale		69,069		4.1963 GBP
ORD		Sale		207,356		4.2000 GBP
ORD		Sale		471,371		48.6786 ZAR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		178		4.1783 GBP
ORD		CFD		Long		1,198		4.2532 GBP
ORD		CFD		Long		2,224		48.7205 ZAR
ORD		CFD		Long		5,489		48.5202 ZAR
ORD		CFD		Long		33,128		4.2313 GBP
ORD		CFD		Long		34,569		4.1920 GBP
ORD		CFD		Long		43,550		4.2009 GBP
ORD		CFD		Long		60,114		4.1908 GBP
ORD		CFD		Long		471,371		48.6688 ZAR
ORD		CFD		Long		581,803		48.6487 ZAR
ORD		CFD		Long		618,054		49.3382 ZAR
ORD		CFD		Short		1,700		48.7379 ZAR
ORD		CFD		Short		1,868		4.2824 GBP
ORD		CFD		Short		2,097		48.7161 ZAR
ORD		CFD		Short		4,574		49.0115 ZAR
ORD		CFD		Short		8,047		48.6794 ZAR
ORD		CFD		Short		9,325		4.1829 GBP
ORD		CFD		Short		41,636		48.4991 ZAR
ORD		CFD		Short		58,823		4.1977 GBP
ORD		CFD		Short		560,000		49.4049 ZAR
ORD		CFD		Short		1,060,887		48.6574 ZAR
ORD		CFD		Short		1,121,346		4.1959 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	12 Sep 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

100,000

5,200.0000

American

15 Sep 2011

ORD

Call Options

Purchased

972,000

5,800.0000

American

15 Sep 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.