Form 8.3 - Investec Plc

Form 8.3 - Investec Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 16 September 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect EVOLUTION GROUP PLC
  of any other party to this offer? INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests       Short Positions    
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 42,683,991 7.87% 44,919,577 8.28%
           
(2) Derivatives (other than
options): 6,487,086 1.20% 5,946,120 1.10%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
49,171,077 9.07% 50,865,697 9.38%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 9 4.1000 GBP
ORD Purchase 9 48.2600 ZAR
ORD Purchase 69 48.5600 ZAR
ORD Purchase 192 48.2800 ZAR
ORD Purchase 329 48.2100 ZAR
ORD Purchase 450 4.1360 GBP
ORD Purchase 883 48.4300 ZAR
ORD Purchase 883 48.4600 ZAR
ORD Purchase 883 48.4800 ZAR
ORD Purchase 883 48.4900 ZAR
ORD Purchase 935 48.4400 ZAR
ORD Purchase 1,046 4.1314 GBP
ORD Purchase 1,200 48.5800 ZAR
ORD Purchase 1,478 48.4200 ZAR
ORD Purchase 1,540 4.1350 GBP
ORD Purchase 1,756 48.3800 ZAR
ORD Purchase 2,314 48.2700 ZAR
ORD Purchase 2,500 4.1324 GBP
ORD Purchase 2,800 48.3300 ZAR
ORD Purchase 4,000 48.4100 ZAR
ORD Purchase 5,297 48.4000 ZAR
ORD Purchase 6,488 48.2000 ZAR
ORD Purchase 7,691 48.3500 ZAR
ORD Purchase 8,827 48.2900 ZAR
ORD Purchase 10,313 48.5000 ZAR
ORD Purchase 17,004 48.3000 ZAR
ORD Purchase 19,764 4.1298 GBP
ORD Purchase 23,547 4.1320 GBP
ORD Purchase 24,850 4.1301 GBP
ORD Purchase 25,807 4.1377 GBP
ORD Purchase 27,029 4.1232 GBP
ORD Purchase 34,387 4.0995 GBP
ORD Purchase 37,687 4.1372 GBP
ORD Purchase 57,033 4.1325 GBP
ORD Purchase 156,905 4.1368 GBP
ORD Purchase 604,000 48.3900 ZAR
ORD Sale 201 4.1000 GBP
ORD Sale 300 48.5400 ZAR
ORD Sale 300 48.5900 ZAR
ORD Sale 500 48.2200 ZAR
ORD Sale 503 48.3100 ZAR
ORD Sale 516 48.4300 ZAR
ORD Sale 577 48.6000 ZAR
ORD Sale 579 48.1300 ZAR
ORD Sale 700 4.1310 GBP
ORD Sale 764 4.1220 GBP
ORD Sale 800 48.3500 ZAR
ORD Sale 1,080 48.4400 ZAR
ORD Sale 1,429 48.4000 ZAR
ORD Sale 2,113 48.1900 ZAR
ORD Sale 2,121 48.5300 ZAR
ORD Sale 2,576 48.5800 ZAR
ORD Sale 3,300 48.4600 ZAR
ORD Sale 3,338 48.5600 ZAR
ORD Sale 3,405 48.4500 ZAR
ORD Sale 3,600 4.1269 GBP
ORD Sale 4,765 48.4700 ZAR
ORD Sale 5,930 48.4200 ZAR
ORD Sale 7,802 48.4900 ZAR
ORD Sale 8,418 48.5700 ZAR
ORD Sale 9,473 48.5500 ZAR
ORD Sale 9,591 48.5200 ZAR
ORD Sale 10,322 4.1356 GBP
ORD Sale 10,829 4.1350 GBP
ORD Sale 14,119 4.1317 GBP
ORD Sale 15,652 48.5100 ZAR
ORD Sale 20,000 4.1300 GBP
ORD Sale 23,547 4.1320 GBP
ORD Sale 25,061 48.3000 ZAR
ORD Sale 27,101 48.4800 ZAR
ORD Sale 35,621 4.1319 GBP
ORD Sale 37,427 48.5000 ZAR
ORD Sale 48,469 48.5423 ZAR
ORD Sale 190,357 4.1240 GBP
ORD Sale 604,000 48.3900 ZAR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 3,300 48.4790 ZAR
ORD CFD Long 5,700 48.3915 ZAR
ORD CFD Long 9,523 4.1349 GBP
ORD CFD Long 10,975 4.1292 GBP
ORD CFD Long 12,527 4.1337 GBP
ORD CFD Long 18,173 4.1290 GBP
ORD CFD Long 20,174 48.2806 ZAR
ORD CFD Long 21,442 4.1293 GBP
ORD CFD Long 48,469 0.4853 ZAR
ORD CFD Long 78,643 4.1322 GBP
ORD CFD Long 125,871 48.4818 ZAR
ORD CFD Long 604,000 4.1271 GBP
ORD CFD Long 666,459 48.4030 ZAR
ORD CFD Short 986 48.4113 ZAR
ORD CFD Short 1,108 4.1403 GBP
ORD CFD Short 12,973 4.1432 GBP
ORD CFD Short 26,100 4.1361 GBP
ORD CFD Short 61,473 48.3676 ZAR
ORD CFD Short 189,369 4.1379 GBP
ORD CFD Short 203,514 37.0301 ZAR
ORD CFD Short 604,000 48.3948 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

19 Sep 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Investec (INVP)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today