Form 8.3 - Investec Plc

Form 8.3 - Investec Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose INVESTEC PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 September 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect EVOLUTION GROUP PLC
  of any other party to this offer? INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 43,572,513 8.03% 46,371,457 8.55%
           
(2) Derivatives (other than
options): 4,144,412 0.76% 3,086,985 0.57%
           
(3) Options and agreements to
purchase/sell: 50,000 0.01% 0 0.00%
           
(4) TOTAL:
47,766,925 8.81% 49,458,442 9.12%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 41 48.5200 ZAR
ORD Purchase 224 48.6100 ZAR
ORD Purchase 258 48.0200 ZAR
ORD Purchase 319 48.4300 ZAR
ORD Purchase 329 48.7900 ZAR
ORD Purchase 413 48.2000 ZAR
ORD Purchase 413 48.3300 ZAR
ORD Purchase 413 48.6700 ZAR
ORD Purchase 413 48.8700 ZAR
ORD Purchase 495 48.6800 ZAR
ORD Purchase 542 3.8920 GBP
ORD Purchase 626 48.3000 ZAR
ORD Purchase 731 48.1800 ZAR
ORD Purchase 755 48.3700 ZAR
ORD Purchase 772 48.3100 ZAR
ORD Purchase 782 48.3500 ZAR
ORD Purchase 825 48.1400 ZAR
ORD Purchase 826 48.1600 ZAR
ORD Purchase 892 48.3600 ZAR
ORD Purchase 914 48.6400 ZAR
ORD Purchase 991 48.1100 ZAR
ORD Purchase 993 48.7400 ZAR
ORD Purchase 1,000 48.5400 ZAR
ORD Purchase 1,064 48.6200 ZAR
ORD Purchase 1,133 48.5800 ZAR
ORD Purchase 1,150 48.5300 ZAR
ORD Purchase 1,226 48.6600 ZAR
ORD Purchase 1,252 48.5500 ZAR
ORD Purchase 1,385 48.5700 ZAR
ORD Purchase 1,410 48.3800 ZAR
ORD Purchase 1,445 48.6300 ZAR
ORD Purchase 1,461 3.9215 GBP
ORD Purchase 1,490 48.7300 ZAR
ORD Purchase 1,526 48.6500 ZAR
ORD Purchase 1,596 48.5100 ZAR
ORD Purchase 1,651 48.5600 ZAR
ORD Purchase 1,852 48.3900 ZAR
ORD Purchase 2,113 48.4400 ZAR
ORD Purchase 2,122 48.4500 ZAR
ORD Purchase 2,213 48.6900 ZAR
ORD Purchase 2,290 48.7100 ZAR
ORD Purchase 2,598 48.7500 ZAR
ORD Purchase 2,677 48.4000 ZAR
ORD Purchase 3,294 48.7000 ZAR
ORD Purchase 3,300 3.9220 GBP
ORD Purchase 3,826 48.5900 ZAR
ORD Purchase 4,118 3.9202 GBP
ORD Purchase 4,146 48.7200 ZAR
ORD Purchase 4,857 48.6000 ZAR
ORD Purchase 6,000 3.9224 GBP
ORD Purchase 6,024 3.9433 GBP
ORD Purchase 8,961 3.9165 GBP
ORD Purchase 9,000 48.4100 ZAR
ORD Purchase 20,168 3.9568 GBP
ORD Purchase 24,250 3.9541 GBP
ORD Purchase 36,840 3.9106 GBP
ORD Purchase 85,083 3.9659 GBP
ORD Purchase 90,269 3.9601 GBP
ORD Purchase 248,187 3.9578 GBP
ORD Sale 240 48.7700 ZAR
ORD Sale 340 48.5500 ZAR
ORD Sale 413 48.6700 ZAR
ORD Sale 497 48.7100 ZAR
ORD Sale 503 48.3700 ZAR
ORD Sale 509 48.8100 ZAR
ORD Sale 528 48.6000 ZAR
ORD Sale 627 48.4000 ZAR
ORD Sale 789 48.3400 ZAR
ORD Sale 825 48.7800 ZAR
ORD Sale 876 48.5000 ZAR
ORD Sale 921 48.3600 ZAR
ORD Sale 993 48.7400 ZAR
ORD Sale 994 48.7200 ZAR
ORD Sale 997 48.3800 ZAR
ORD Sale 1,074 48.5300 ZAR
ORD Sale 1,084 48.5800 ZAR
ORD Sale 1,407 48.9300 ZAR
ORD Sale 1,616 48.3000 ZAR
ORD Sale 2,000 48.1600 ZAR
ORD Sale 2,764 3.9086 GBP
ORD Sale 2,997 3.9080 GBP
ORD Sale 3,035 48.4600 ZAR
ORD Sale 3,053 48.9000 ZAR
ORD Sale 3,402 48.4500 ZAR
ORD Sale 3,600 48.8200 ZAR
ORD Sale 3,690 48.5100 ZAR
ORD Sale 4,000 48.6300 ZAR
ORD Sale 4,000 48.6500 ZAR
ORD Sale 4,796 48.5900 ZAR
ORD Sale 5,000 48.6900 ZAR
ORD Sale 5,137 3.8922 GBP
ORD Sale 5,150 48.4400 ZAR
ORD Sale 5,176 48.3900 ZAR
ORD Sale 5,182 48.7000 ZAR
ORD Sale 6,024 3.9433 GBP
ORD Sale 6,675 48.4200 ZAR
ORD Sale 8,367 48.4100 ZAR
ORD Sale 8,734 3.9599 GBP
ORD Sale 8,984 48.4300 ZAR
ORD Sale 10,405 48.3500 ZAR
ORD Sale 11,304 48.4900 ZAR
ORD Sale 11,755 3.9355 GBP
ORD Sale 13,913 3.9520 GBP
ORD Sale 20,352 3.9575 GBP
ORD Sale 33,627 3.9457 GBP
ORD Sale 36,000 48.8500 ZAR
ORD Sale 57,810 3.9690 GBP
ORD Sale 57,810 3.9770 GBP
ORD Sale 177,273 3.9379 GBP
ORD Sale 183,397 48.6592 ZAR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 109 48.7944 ZAR
ORD CFD Long 1,381 48.3373 ZAR
ORD CFD Long 2,913 48.2477 ZAR
ORD CFD Long 7,007 3.9476 GBP
ORD CFD Long 12,214 3.9264 GBP
ORD CFD Long 15,705 3.9115 GBP
ORD CFD Long 25,220 3.9579 GBP
ORD CFD Long 43,287 3.9518 GBP
ORD CFD Long 57,810 3.9690 GBP
ORD CFD Long 57,810 3.9770 GBP
ORD CFD Long 64,781 3.9496 GBP
ORD CFD Long 70,741 48.5466 ZAR
ORD CFD Long 137,644 48.5967 ZAR
ORD CFD Long 183,397 48.6493 ZAR
ORD CFD Short 413 48.6355 ZAR
ORD CFD Short 7,665 3.9626 GBP
ORD CFD Short 70,328 48.5485 ZAR
ORD CFD Short 70,693 3.9520 GBP
ORD CFD Short 325,444 48.6219 ZAR
ORD CFD Short 336,171 3.9639 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

22 Sep 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 50,000 4,425.0000 American 15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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