Form 8.3 - INVESTEC PLC

Form 8.3 - INVESTEC PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

INVESTEC PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 October 2011
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect EVOLUTION GROUP PLC
  of any other party to this offer? INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 43,919,041 8.10% 46,427,115 8.56%
           
(2) Derivatives (other than
options): 3,018,891 0.56% 1,901,831 0.35%
           
(3) Options and agreements to
purchase/sell: 50,000 0.01% 0 0.00%
           
(4) TOTAL:
46,987,932 8.66% 48,328,946 8.91%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 213 45.0700 ZAR
ORD Purchase 247 45.8400 ZAR
ORD Purchase 300 45.6900 ZAR
ORD Purchase 308 3.6399 GBP
ORD Purchase 350 45.3200 ZAR
ORD Purchase 353 45.8300 ZAR
ORD Purchase 389 3.6341 GBP
ORD Purchase 395 45.6400 ZAR
ORD Purchase 443 45.3400 ZAR
ORD Purchase 445 45.3700 ZAR
ORD Purchase 457 45.7900 ZAR
ORD Purchase 478 45.7600 ZAR
ORD Purchase 500 45.3900 ZAR
ORD Purchase 500 45.6100 ZAR
ORD Purchase 505 45.5800 ZAR
ORD Purchase 681 45.5600 ZAR
ORD Purchase 703 45.1600 ZAR
ORD Purchase 987 45.2100 ZAR
ORD Purchase 1,000 45.2700 ZAR
ORD Purchase 1,000 45.4600 ZAR
ORD Purchase 1,000 45.4800 ZAR
ORD Purchase 1,009 45.7100 ZAR
ORD Purchase 1,084 45.5400 ZAR
ORD Purchase 1,119 45.5500 ZAR
ORD Purchase 1,129 45.4000 ZAR
ORD Purchase 1,198 3.5754 GBP
ORD Purchase 1,616 45.4900 ZAR
ORD Purchase 1,731 45.4700 ZAR
ORD Purchase 1,900 45.5900 ZAR
ORD Purchase 2,000 45.2000 ZAR
ORD Purchase 2,100 3.6248 GBP
ORD Purchase 2,322 3.6141 GBP
ORD Purchase 2,430 45.3000 ZAR
ORD Purchase 2,486 45.2600 ZAR
ORD Purchase 2,675 45.7800 ZAR
ORD Purchase 2,931 3.6334 GBP
ORD Purchase 3,178 45.4200 ZAR
ORD Purchase 3,300 45.1900 ZAR
ORD Purchase 4,000 45.7700 ZAR
ORD Purchase 4,292 45.2200 ZAR
ORD Purchase 6,285 45.7000 ZAR
ORD Purchase 6,895 45.3600 ZAR
ORD Purchase 7,053 45.2900 ZAR
ORD Purchase 8,266 3.6347 GBP
ORD Purchase 8,600 45.2800 ZAR
ORD Purchase 9,249 3.5976 GBP
ORD Purchase 9,638 45.8100 ZAR
ORD Purchase 12,974 45.5000 ZAR
ORD Purchase 13,700 45.8200 ZAR
ORD Purchase 17,860 3.5870 GBP
ORD Purchase 20,910 45.2500 ZAR
ORD Purchase 28,060 3.6094 GBP
ORD Purchase 32,032 45.8000 ZAR
ORD Purchase 38,245 3.6132 GBP
ORD Purchase 39,149 3.5887 GBP
ORD Purchase 99,525 3.5915 GBP
ORD Purchase 113,259 3.6736 GBP
ORD Purchase 199,933 3.5992 GBP
ORD Sale 62 3.6390 GBP
ORD Sale 228 45.3600 ZAR
ORD Sale 238 45.3900 ZAR
ORD Sale 339 45.7300 ZAR
ORD Sale 424 3.6453 GBP
ORD Sale 426 45.5200 ZAR
ORD Sale 433 45.3400 ZAR
ORD Sale 464 45.1700 ZAR
ORD Sale 504 45.6900 ZAR
ORD Sale 600 45.4000 ZAR
ORD Sale 603 45.8000 ZAR
ORD Sale 676 45.6200 ZAR
ORD Sale 681 45.5600 ZAR
ORD Sale 745 45.4200 ZAR
ORD Sale 991 45.5500 ZAR
ORD Sale 1,100 45.1000 ZAR
ORD Sale 1,146 45.5000 ZAR
ORD Sale 1,241 45.3700 ZAR
ORD Sale 1,273 45.3800 ZAR
ORD Sale 1,391 45.4700 ZAR
ORD Sale 1,409 45.7100 ZAR
ORD Sale 1,569 45.2300 ZAR
ORD Sale 1,608 45.7900 ZAR
ORD Sale 1,642 45.3100 ZAR
ORD Sale 1,653 45.6700 ZAR
ORD Sale 1,813 45.2100 ZAR
ORD Sale 1,982 45.2900 ZAR
ORD Sale 1,989 45.6500 ZAR
ORD Sale 2,040 45.2604 ZAR
ORD Sale 2,259 45.7700 ZAR
ORD Sale 2,284 45.7200 ZAR
ORD Sale 2,407 3.6410 GBP
ORD Sale 2,473 45.8800 ZAR
ORD Sale 2,900 3.5649 GBP
ORD Sale 3,098 45.6000 ZAR
ORD Sale 3,364 45.7000 ZAR
ORD Sale 3,415 3.6219 GBP
ORD Sale 3,664 45.7800 ZAR
ORD Sale 3,816 45.5800 ZAR
ORD Sale 3,881 45.6600 ZAR
ORD Sale 3,987 3.5880 GBP
ORD Sale 4,000 45.1900 ZAR
ORD Sale 4,000 45.2700 ZAR
ORD Sale 4,000 45.5900 ZAR
ORD Sale 4,107 45.1600 ZAR
ORD Sale 4,110 45.7600 ZAR
ORD Sale 4,246 45.6100 ZAR
ORD Sale 4,413 45.5700 ZAR
ORD Sale 6,059 45.3000 ZAR
ORD Sale 6,400 3.5932 GBP
ORD Sale 7,472 3.6253 GBP
ORD Sale 9,001 3.6471 GBP
ORD Sale 9,311 45.2500 ZAR
ORD Sale 11,100 3.6008 GBP
ORD Sale 11,398 45.2000 ZAR
ORD Sale 12,419 45.2200 ZAR
ORD Sale 13,491 3.5960 GBP
ORD Sale 16,588 45.5400 ZAR
ORD Sale 17,963 3.6060 GBP
ORD Sale 18,761 3.6005 GBP
ORD Sale 20,756 3.5600 GBP
ORD Sale 30,671 45.0419 ZAR
ORD Sale 67,780 3.6090 GBP
ORD Sale 163,509 3.6022 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 578 45.5354 ZAR
ORD CFD Long 1,947 45.7649 ZAR
ORD CFD Long 4,500 45.1855 ZAR
ORD CFD Long 5,951 3.5705 GBP
ORD CFD Long 11,127 3.5845 GBP
ORD CFD Long 18,824 3.5813 GBP
ORD CFD Long 24,278 45.4805 ZAR
ORD CFD Long 27,244 3.6046 GBP
ORD CFD Long 30,671 45.0327 ZAR
ORD CFD Long 93,144 3.6019 GBP
ORD CFD Long 99,950 45.4186 ZAR
ORD CFD Long 160,553 45.5535 ZAR
ORD CFD Short 353 3.6053 GBP
ORD CFD Short 3,183 45.5943 ZAR
ORD CFD Short 23,417 3.5972 GBP
ORD CFD Short 63,771 45.4965 ZAR
ORD CFD Short 93,599 45.5959 ZAR
ORD CFD Short 113,259 3.6736 GBP
ORD CFD Short 155,478 3.5824 GBP
ORD CFD Short 161,924 45.3550 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

19 Oct 2011

Contact name:   Geoff Smith
Telephone number:   020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased 50,000 4,425.0000 American 15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Investec (INVP)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today