Form 8.3 - Investec Plc

Form 8.3 - Investec Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â	are being disclosed:		Â
(b)	Owner or controller of interest and short
Â	positions disclosed, if different from 1(a):		Â
(c)	Name of offeror/offeree in relation to whose		INVESTEC PLC
Â	relevant securities this form relates:		Â
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
Â	offeror/offeree:		Â
(e)	Date position held/dealing undertaken:		24 October 2011
(f)	Has the discloser previously disclosed, or are		YES:
	they today disclosing, under the Code in respect		EVOLUTION GROUP PLC
Â	of any other party to this offer?		INVESTEC LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	ORD	Â	Â	Â	Â	Â	Â
			Interests		Â		Short Positions		Â
Â	Â		Number		(%)		Number		(%)
(1)	Relevant securities owned
	and/or controlled:		43,696,112		8.06%		46,553,760		8.58%
Â	Â		Â		Â		Â		Â
(2)	Derivatives (other than
	options):		2,306,281		0.43%		1,419,361		0.26%
Â	Â		Â		Â		Â		Â
(3)	Options and agreements to
	purchase/sell:		100,000		0.02%		0		0.00%
Â	Â		Â		Â		Â		Â
(4)	TOTAL:
			46,102,393		8.50%		47,973,121		8.84%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		13		47.2400 ZAR
ORD		Purchase		150		47.2700 ZAR
ORD		Purchase		300		47.9100 ZAR
ORD		Purchase		413		47.4100 ZAR
ORD		Purchase		415		47.2100 ZAR
ORD		Purchase		426		48.2400 ZAR
ORD		Purchase		489		47.9400 ZAR
ORD		Purchase		503		48.2200 ZAR
ORD		Purchase		504		47.8100 ZAR
ORD		Purchase		504		47.9000 ZAR
ORD		Purchase		566		47.3700 ZAR
ORD		Purchase		582		47.1800 ZAR
ORD		Purchase		677		48.0100 ZAR
ORD		Purchase		825		48.1500 ZAR
ORD		Purchase		826		47.1300 ZAR
ORD		Purchase		858		47.1500 ZAR
ORD		Purchase		1,000		47.4700 ZAR
ORD		Purchase		1,006		47.8900 ZAR
ORD		Purchase		1,007		47.9500 ZAR
ORD		Purchase		1,076		47.2600 ZAR
ORD		Purchase		1,076		47.3800 ZAR
ORD		Purchase		1,159		47.4300 ZAR
ORD		Purchase		1,200		3.7351 GBP
ORD		Purchase		1,208		47.9600 ZAR
ORD		Purchase		1,250		47.2300 ZAR
ORD		Purchase		1,326		47.4000 ZAR
ORD		Purchase		1,506		48.0400 ZAR
ORD		Purchase		1,512		48.0600 ZAR
ORD		Purchase		1,660		47.2500 ZAR
ORD		Purchase		1,800		3.7459 GBP
ORD		Purchase		1,807		47.6000 ZAR
ORD		Purchase		2,021		47.4400 ZAR
ORD		Purchase		2,163		47.5200 ZAR
ORD		Purchase		2,276		47.7300 ZAR
ORD		Purchase		2,427		47.2900 ZAR
ORD		Purchase		2,561		47.6200 ZAR
ORD		Purchase		2,838		47.5800 ZAR
ORD		Purchase		3,190		47.6500 ZAR
ORD		Purchase		3,275		47.5900 ZAR
ORD		Purchase		3,543		47.4600 ZAR
ORD		Purchase		3,572		3.7034 GBP
ORD		Purchase		3,803		47.5500 ZAR
ORD		Purchase		3,855		47.4800 ZAR
ORD		Purchase		3,989		47.6100 ZAR
ORD		Purchase		3,994		47.3100 ZAR
ORD		Purchase		4,000		47.1700 ZAR
ORD		Purchase		4,000		47.3200 ZAR
ORD		Purchase		4,000		47.3600 ZAR
ORD		Purchase		4,000		47.6600 ZAR
ORD		Purchase		4,149		47.6800 ZAR
ORD		Purchase		4,343		47.5700 ZAR
ORD		Purchase		4,442		3.7579 GBP
ORD		Purchase		4,669		3.7073 GBP
ORD		Purchase		5,016		47.4200 ZAR
ORD		Purchase		5,079		47.6400 ZAR
ORD		Purchase		5,497		47.5300 ZAR
ORD		Purchase		5,642		3.7473 GBP
ORD		Purchase		5,693		47.2200 ZAR
ORD		Purchase		5,900		47.1600 ZAR
ORD		Purchase		6,246		47.7200 ZAR
ORD		Purchase		6,305		47.6300 ZAR
ORD		Purchase		6,322		47.2800 ZAR
ORD		Purchase		9,155		47.4500 ZAR
ORD		Purchase		9,487		47.5400 ZAR
ORD		Purchase		9,795		47.2000 ZAR
ORD		Purchase		11,352		47.5100 ZAR
ORD		Purchase		12,165		47.4900 ZAR
ORD		Purchase		14,943		3.7329 GBP
ORD		Purchase		16,149		47.7500 ZAR
ORD		Purchase		25,532		3.7576 GBP
ORD		Purchase		30,231		47.3000 ZAR
ORD		Purchase		40,043		47.1235 ZAR
ORD		Purchase		59,345		3.7492 GBP
ORD		Purchase		69,159		47.5000 ZAR
ORD		Purchase		175,491		3.7481 GBP
ORD		Sale		58		47.7700 ZAR
ORD		Sale		100		48.2700 ZAR
ORD		Sale		169		47.8300 ZAR
ORD		Sale		253		47.6300 ZAR
ORD		Sale		290		48.1000 ZAR
ORD		Sale		293		48.0000 ZAR
ORD		Sale		471		47.4900 ZAR
ORD		Sale		500		47.1800 ZAR
ORD		Sale		543		47.7500 ZAR
ORD		Sale		600		47.2100 ZAR
ORD		Sale		600		47.2500 ZAR
ORD		Sale		618		47.9900 ZAR
ORD		Sale		626		48.2500 ZAR
ORD		Sale		793		47.9500 ZAR
ORD		Sale		826		48.1600 ZAR
ORD		Sale		826		48.1800 ZAR
ORD		Sale		826		48.4700 ZAR
ORD		Sale		879		47.7600 ZAR
ORD		Sale		1,005		47.3000 ZAR
ORD		Sale		1,006		47.4800 ZAR
ORD		Sale		1,118		48.2800 ZAR
ORD		Sale		1,160		47.2900 ZAR
ORD		Sale		1,222		47.3500 ZAR
ORD		Sale		1,240		48.4000 ZAR
ORD		Sale		1,317		48.0500 ZAR
ORD		Sale		1,325		48.1200 ZAR
ORD		Sale		1,351		3.7447 GBP
ORD		Sale		1,395		3.7721 GBP
ORD		Sale		1,427		47.6500 ZAR
ORD		Sale		1,476		47.6200 ZAR
ORD		Sale		1,500		3.7786 GBP
ORD		Sale		1,634		47.4300 ZAR
ORD		Sale		1,873		47.5200 ZAR
ORD		Sale		1,883		47.6100 ZAR
ORD		Sale		1,974		48.1400 ZAR
ORD		Sale		2,000		48.3100 ZAR
ORD		Sale		2,018		47.2200 ZAR
ORD		Sale		2,066		48.2000 ZAR
ORD		Sale		2,331		47.7300 ZAR
ORD		Sale		2,367		48.1100 ZAR
ORD		Sale		2,394		47.8500 ZAR
ORD		Sale		2,523		47.5100 ZAR
ORD		Sale		2,598		47.5600 ZAR
ORD		Sale		2,610		47.7100 ZAR
ORD		Sale		2,639		47.3800 ZAR
ORD		Sale		2,639		47.4500 ZAR
ORD		Sale		2,732		47.4600 ZAR
ORD		Sale		2,892		48.1900 ZAR
ORD		Sale		3,292		47.5300 ZAR
ORD		Sale		3,500		3.7679 GBP
ORD		Sale		3,530		47.9400 ZAR
ORD		Sale		3,564		47.4200 ZAR
ORD		Sale		4,050		48.5200 ZAR
ORD		Sale		4,108		47.5900 ZAR
ORD		Sale		4,827		47.6000 ZAR
ORD		Sale		5,200		3.7802 GBP
ORD		Sale		5,419		48.0600 ZAR
ORD		Sale		6,012		47.8900 ZAR
ORD		Sale		6,264		48.1500 ZAR
ORD		Sale		8,987		47.7000 ZAR
ORD		Sale		9,286		48.0800 ZAR
ORD		Sale		9,444		47.7200 ZAR
ORD		Sale		9,636		47.5000 ZAR
ORD		Sale		10,184		48.0100 ZAR
ORD		Sale		10,905		3.7460 GBP
ORD		Sale		11,666		47.4700 ZAR
ORD		Sale		13,668		3.7291 GBP
ORD		Sale		26,054		3.7468 GBP
ORD		Sale		40,719		3.7389 GBP
ORD		Sale		50,885		3.7344 GBP
ORD		Sale		65,913		3.7470 GBP
ORD		Sale		113,304		3.7296 GBP
ORD		Sale		232,756		3.7242 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		146		3.7526 GBP
ORD		CFD		Long		543		47.7347 ZAR
ORD		CFD		Long		618		47.9746 ZAR
ORD		CFD		Long		3,564		3.7525 GBP
ORD		CFD		Long		4,050		48.5044 ZAR
ORD		CFD		Long		12,067		48.1045 ZAR
ORD		CFD		Long		42,623		48.0535 ZAR
ORD		CFD		Long		55,620		3.7316 GBP
ORD		CFD		Long		98,543		47.5756 ZAR
ORD		CFD		Long		322,647		3.7253 GBP
ORD		CFD		Short		1,512		48.0753 ZAR
ORD		CFD		Short		1,800		3.7459 GBP
ORD		CFD		Short		5,704		47.5979 ZAR
ORD		CFD		Short		5,972		3.7453 GBP
ORD		CFD		Short		16,521		47.4256 ZAR
ORD		CFD		Short		40,043		47.1328 ZAR
ORD		CFD		Short		58,564		3.7359 GBP
ORD		CFD		Short		70,709		3.7642 GBP
ORD		CFD		Short		262,042		47.4813 ZAR
ORD		CFD		Short		392,863		48.2400 ZAR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	25 Oct 2011
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 7116 2913

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		INVESTEC PLC
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Purchased

50,000

4,425.0000

American

15 Dec 2011

ORD

Put Options

Purchased

50,000

4,500.0000

American

15 Dec 2011

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.