Form 8.3 - MARSTONS PLC AMENDMENT

Form 8.3 - MARSTONS PLC AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	MARSTON'S PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	05 February 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		7.375p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	4,322,387	0.68%	8,423,766	1.33%
(2)	Cash-settled derivatives:
		5,587,499	0.88%	541,816	0.09%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	9,909,886	1.56%	8,965,582	1.41%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
7.375p ordinary	Purchase	17	0.9905 GBP
7.375p ordinary	Purchase	213	0.9970 GBP
7.375p ordinary	Purchase	1,206	0.9997 GBP
7.375p ordinary	Purchase	1,957	0.9907 GBP
7.375p ordinary	Purchase	2,083	0.9835 GBP
7.375p ordinary	Purchase	2,425	0.9938 GBP
7.375p ordinary	Purchase	4,221	0.9813 GBP
7.375p ordinary	Purchase	4,846	0.9736 GBP
7.375p ordinary	Purchase	6,379	1.0017 GBP
7.375p ordinary	Purchase	28,038	0.9993 GBP
7.375p ordinary	Purchase	28,711	0.9952 GBP
7.375p ordinary	Purchase	33,668	1.0019 GBP
7.375p ordinary	Purchase	35,275	0.9941 GBP
7.375p ordinary	Purchase	35,635	1.0020 GBP
7.375p ordinary	Purchase	46,737	0.9939 GBP
7.375p ordinary	Purchase	47,706	1.0004 GBP
7.375p ordinary	Purchase	48,754	0.9857 GBP
7.375p ordinary	Purchase	55,940	0.9979 GBP
7.375p ordinary	Purchase	63,944	0.9860 GBP
7.375p ordinary	Purchase	104,593	0.9866 GBP
7.375p ordinary	Purchase	164,766	1.0032 GBP
7.375p ordinary	Purchase	926,979	0.9959 GBP
7.375p ordinary	Sale	1,117	0.9970 GBP
7.375p ordinary	Sale	2,944	0.9905 GBP
7.375p ordinary	Sale	4,134	0.9835 GBP
7.375p ordinary	Sale	7,187	0.9900 GBP
7.375p ordinary	Sale	7,450	0.9904 GBP
7.375p ordinary	Sale	8,690	1.0020 GBP
7.375p ordinary	Sale	12,487	0.9938 GBP
7.375p ordinary	Sale	23,946	1.0070 GBP
7.375p ordinary	Sale	30,116	0.9954 GBP
7.375p ordinary	Sale	48,553	1.0015 GBP
7.375p ordinary	Sale	59,976	1.0009 GBP
7.375p ordinary	Sale	60,447	1.0082 GBP
7.375p ordinary	Sale	171,754	0.9969 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
7.375p ordinary	SWAP	Long	15,234	0.9848 GBP
7.375p ordinary	SWAP	Long	25,000	0.9999 GBP
7.375p ordinary	SWAP	Long	27,217	0.9887 GBP
7.375p ordinary	CFD	Long	50,511	1.0043 GBP
7.375p ordinary	SWAP	Long	102,738	0.9996 GBP
7.375p ordinary	SWAP	Short	14	0.9992 GBP
7.375p ordinary	SWAP	Short	27	0.9999 GBP
7.375p ordinary	SWAP	Short	278	0.9985 GBP
7.375p ordinary	SWAP	Short	339	1.0016 GBP
7.375p ordinary	SWAP	Short	388	0.9947 GBP
7.375p ordinary	SWAP	Short	452	0.9880 GBP
7.375p ordinary	SWAP	Short	534	1.0019 GBP
7.375p ordinary	SWAP	Short	619	0.9882 GBP
7.375p ordinary	SWAP	Short	624	1.0011 GBP
7.375p ordinary	SWAP	Short	626	0.9951 GBP
7.375p ordinary	SWAP	Short	1,165	0.9997 GBP
7.375p ordinary	SWAP	Short	4,846	0.9736 GBP
7.375p ordinary	SWAP	Short	15,884	0.9988 GBP
7.375p ordinary	SWAP	Short	27,699	0.9993 GBP
7.375p ordinary	SWAP	Short	27,807	0.9952 GBP
7.375p ordinary	SWAP	Short	34,887	0.9941 GBP
7.375p ordinary	SWAP	Short	35,560	1.0020 GBP
7.375p ordinary	CFD	Short	35,611	1.0012 GBP
7.375p ordinary	SWAP	Short	47,172	1.0004 GBP
7.375p ordinary	SWAP	Short	48,302	0.9857 GBP
7.375p ordinary	SWAP	Short	55,316	0.9979 GBP
7.375p ordinary	SWAP	Short	63,325	0.9860 GBP
7.375p ordinary	SWAP	Short	119,667	1.0043 GBP
7.375p ordinary	CFD	Short	926,979	0.9959 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	10 Feb 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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