Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		19 February 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		16,208,791		0.83%		34,631,831		1.78%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				31,914,053		1.64%		3,969,786		0.20%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		48,122,844		2.48%		38,601,617		1.99%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		18		2.2362 GBP
48/7p ordinary		Purchase		144		2.2301 GBP
48/7p ordinary		Purchase		1,276		2.2606 GBP
48/7p ordinary		Purchase		1,700		2.2392 GBP
48/7p ordinary		Purchase		1,837		2.2460 GBP
48/7p ordinary		Purchase		3,367		2.2341 GBP
48/7p ordinary		Purchase		3,956		2.2284 GBP
48/7p ordinary		Purchase		5,598		2.2554 GBP
48/7p ordinary		Purchase		11,264		2.2454 GBP
48/7p ordinary		Purchase		12,105		2.2264 GBP
48/7p ordinary		Purchase		13,926		2.2531 GBP
48/7p ordinary		Purchase		17,009		2.2483 GBP
48/7p ordinary		Purchase		18,120		2.2455 GBP
48/7p ordinary		Purchase		40,966		2.2269 GBP
48/7p ordinary		Purchase		49,500		2.2375 GBP
48/7p ordinary		Purchase		60,030		2.2451 GBP
48/7p ordinary		Purchase		88,721		2.2323 GBP
48/7p ordinary		Purchase		117,462		2.2332 GBP
48/7p ordinary		Purchase		139,212		2.2355 GBP
48/7p ordinary		Purchase		193,407		2.2489 GBP
48/7p ordinary		Purchase		196,679		2.2270 GBP
48/7p ordinary		Purchase		239,300		2.2299 GBP
48/7p ordinary		Purchase		347,393		2.2272 GBP
48/7p ordinary		Purchase		596,028		2.2432 GBP
48/7p ordinary		Sale		19		2.2755 GBP
48/7p ordinary		Sale		1,257		2.2738 GBP
48/7p ordinary		Sale		6,047		2.2325 GBP
48/7p ordinary		Sale		6,620		2.2228 GBP
48/7p ordinary		Sale		8,355		2.2508 GBP
48/7p ordinary		Sale		17,113		2.2472 GBP
48/7p ordinary		Sale		24,583		2.2257 GBP
48/7p ordinary		Sale		34,784		2.2389 GBP
48/7p ordinary		Sale		42,531		2.2379 GBP
48/7p ordinary		Sale		96,298		2.2324 GBP
48/7p ordinary		Sale		101,302		2.2349 GBP
48/7p ordinary		Sale		173,972		2.2384 GBP
48/7p ordinary		Sale		200,614		2.2427 GBP
48/7p ordinary		Sale		222,490		2.2272 GBP
48/7p ordinary		Sale		575,132		2.2378 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		CFD		Long		19		2.2752 GBP
48/7p ordinary		CFD		Long		1,257		2.2738 GBP
48/7p ordinary		SWAP		Long		1,940		2.2273 GBP
48/7p ordinary		SWAP		Long		2,298		2.2403 GBP
48/7p ordinary		CFD		Long		6,620		2.2228 GBP
48/7p ordinary		SWAP		Long		17,789		2.2539 GBP
48/7p ordinary		SWAP		Long		34,784		2.2389 GBP
48/7p ordinary		CFD		Long		90,971		2.2296 GBP
48/7p ordinary		CFD		Long		173,972		2.2384 GBP
48/7p ordinary		SWAP		Short		16		2.2301 GBP
48/7p ordinary		SWAP		Short		18		2.2362 GBP
48/7p ordinary		SWAP		Short		56		2.2649 GBP
48/7p ordinary		SWAP		Short		151		2.2466 GBP
48/7p ordinary		SWAP		Short		178		2.2531 GBP
48/7p ordinary		SWAP		Short		405		2.2569 GBP
48/7p ordinary		SWAP		Short		506		2.2372 GBP
48/7p ordinary		SWAP		Short		754		2.2551 GBP
48/7p ordinary		SWAP		Short		900		2.2544 GBP
48/7p ordinary		CFD		Short		1,082		2.2602 GBP
48/7p ordinary		CFD		Short		1,276		2.2606 GBP
48/7p ordinary		SWAP		Short		1,513		2.2552 GBP
48/7p ordinary		CFD		Short		2,502		2.2635 GBP
48/7p ordinary		CFD		Short		2,665		2.2481 GBP
48/7p ordinary		SWAP		Short		2,842		2.2430 GBP
48/7p ordinary		CFD		Short		2,990		2.2252 GBP
48/7p ordinary		SWAP		Short		3,940		2.2284 GBP
48/7p ordinary		SWAP		Short		5,701		2.2431 GBP
48/7p ordinary		SWAP		Short		6,100		2.2382 GBP
48/7p ordinary		CFD		Short		6,995		2.2462 GBP
48/7p ordinary		SWAP		Short		11,484		2.2434 GBP
48/7p ordinary		CFD		Short		12,695		2.2271 GBP
48/7p ordinary		SWAP		Short		13,521		2.2530 GBP
48/7p ordinary		CFD		Short		17,009		2.2483 GBP
48/7p ordinary		SWAP		Short		17,969		2.2455 GBP
48/7p ordinary		SWAP		Short		18,250		2.2511 GBP
48/7p ordinary		SWAP		Short		26,301		2.2519 GBP
48/7p ordinary		CFD		Short		60,030		2.2451 GBP
48/7p ordinary		CFD		Short		87,464		2.2270 GBP
48/7p ordinary		SWAP		Short		88,215		2.2323 GBP
48/7p ordinary		CFD		Short		109,215		2.2269 GBP
48/7p ordinary		SWAP		Short		191,243		2.2307 GBP
48/7p ordinary		CFD		Short		193,407		2.2489 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		20 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180220005787/en/