Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		18 January 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		20,865,079		1.07%		41,131,690		2.12%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				37,928,722		1.95%		8,167,108		0.42%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		58,793,801		3.03%		49,298,798		2.54%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		1,443		2.3390 GBP
48/7p ordinary		Purchase		2,173		2.3382 GBP
48/7p ordinary		Purchase		2,882		2.3375 GBP
48/7p ordinary		Purchase		3,119		2.3398 GBP
48/7p ordinary		Purchase		3,811		2.3430 GBP
48/7p ordinary		Purchase		4,692		2.3417 GBP
48/7p ordinary		Purchase		5,528		2.3400 GBP
48/7p ordinary		Purchase		8,351		2.3412 GBP
48/7p ordinary		Purchase		9,777		2.3397 GBP
48/7p ordinary		Purchase		11,473		2.3415 GBP
48/7p ordinary		Purchase		12,119		2.3432 GBP
48/7p ordinary		Purchase		14,307		2.3438 GBP
48/7p ordinary		Purchase		15,839		2.3426 GBP
48/7p ordinary		Purchase		16,688		2.3550 GBP
48/7p ordinary		Purchase		35,772		2.3422 GBP
48/7p ordinary		Purchase		53,239		2.3429 GBP
48/7p ordinary		Purchase		59,107		2.3459 GBP
48/7p ordinary		Purchase		123,691		2.3406 GBP
48/7p ordinary		Purchase		149,789		2.3414 GBP
48/7p ordinary		Purchase		180,643		2.3431 GBP
48/7p ordinary		Purchase		215,807		2.3489 GBP
48/7p ordinary		Purchase		231,389		2.3410 GBP
48/7p ordinary		Purchase		616,090		2.3443 GBP
48/7p ordinary		Purchase		1,116,850		2.3570 GBP
48/7p ordinary		Sale		28		2.3408 GBP
48/7p ordinary		Sale		386		2.3355 GBP
48/7p ordinary		Sale		764		2.3380 GBP
48/7p ordinary		Sale		1,443		2.3390 GBP
48/7p ordinary		Sale		1,800		2.3445 GBP
48/7p ordinary		Sale		2,882		2.3375 GBP
48/7p ordinary		Sale		3,047		2.3406 GBP
48/7p ordinary		Sale		3,412		2.3438 GBP
48/7p ordinary		Sale		4,322		2.3409 GBP
48/7p ordinary		Sale		4,598		2.3400 GBP
48/7p ordinary		Sale		4,701		2.3402 GBP
48/7p ordinary		Sale		5,125		2.3370 GBP
48/7p ordinary		Sale		5,354		2.3447 GBP
48/7p ordinary		Sale		5,951		2.3388 GBP
48/7p ordinary		Sale		8,561		2.3480 GBP
48/7p ordinary		Sale		13,641		2.3381 GBP
48/7p ordinary		Sale		23,156		2.3568 GBP
48/7p ordinary		Sale		39,565		2.3397 GBP
48/7p ordinary		Sale		43,369		2.3405 GBP
48/7p ordinary		Sale		47,168		2.3391 GBP
48/7p ordinary		Sale		502,208		2.3441 GBP
48/7p ordinary		Sale		890,817		2.3536 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		SWAP		Long		800		2.3567 GBP
48/7p ordinary		SWAP		Long		1,800		2.3445 GBP
48/7p ordinary		SWAP		Long		3,254		2.3427 GBP
48/7p ordinary		CFD		Long		4,701		2.3402 GBP
48/7p ordinary		CFD		Long		5,354		2.3447 GBP
48/7p ordinary		CFD		Long		8,561		2.3480 GBP
48/7p ordinary		SWAP		Long		13,494		2.3391 GBP
48/7p ordinary		SWAP		Long		20,788		2.3460 GBP
48/7p ordinary		CFD		Long		36,037		2.3386 GBP
48/7p ordinary		SWAP		Long		37,519		2.3396 GBP
48/7p ordinary		SWAP		Long		40,370		2.3405 GBP
48/7p ordinary		CFD		Long		53,048		2.3404 GBP
48/7p ordinary		SWAP		Long		84,896		2.3392 GBP
48/7p ordinary		CFD		Long		321,119		2.3568 GBP
48/7p ordinary		CFD		Long		393,539		2.3409 GBP
48/7p ordinary		SWAP		Long		393,539		2.3409 GBP
48/7p ordinary		SWAP		Long		454,418		2.3555 GBP
48/7p ordinary		SWAP		Short		5		2.3419 GBP
48/7p ordinary		SWAP		Short		9		2.3427 GBP
48/7p ordinary		SWAP		Short		44		2.3466 GBP
48/7p ordinary		SWAP		Short		1,308		2.3412 GBP
48/7p ordinary		CFD		Short		1,543		2.3569 GBP
48/7p ordinary		SWAP		Short		2,173		2.3382 GBP
48/7p ordinary		SWAP		Short		2,744		2.3392 GBP
48/7p ordinary		CFD		Short		3,119		2.3398 GBP
48/7p ordinary		SWAP		Short		4,422		2.3406 GBP
48/7p ordinary		CFD		Short		4,492		2.3430 GBP
48/7p ordinary		SWAP		Short		4,492		2.3430 GBP
48/7p ordinary		SWAP		Short		4,691		2.3394 GBP
48/7p ordinary		SWAP		Short		5,086		2.3400 GBP
48/7p ordinary		CFD		Short		14,465		2.3426 GBP
48/7p ordinary		SWAP		Short		17,778		2.3422 GBP
48/7p ordinary		SWAP		Short		18,682		2.3421 GBP
48/7p ordinary		SWAP		Short		35,991		2.3425 GBP
48/7p ordinary		SWAP		Short		53,230		2.3429 GBP
48/7p ordinary		CFD		Short		59,107		2.3459 GBP
48/7p ordinary		SWAP		Short		68,115		2.3424 GBP
48/7p ordinary		SWAP		Short		74,732		2.3434 GBP
48/7p ordinary		SWAP		Short		98,576		2.3481 GBP
48/7p ordinary		SWAP		Short		117,187		2.3496 GBP
48/7p ordinary		CFD		Short		125,000		2.3432 GBP
48/7p ordinary		CFD		Short		152,837		2.3415 GBP
48/7p ordinary		SWAP		Short		152,837		2.3415 GBP
48/7p ordinary		SWAP		Short		256,596		2.3403 GBP
48/7p ordinary		CFD		Short		616,090		2.3443 GBP
48/7p ordinary		SWAP		Short		1,115,307		2.3570 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		19 Jan 2018
Contact name:		Femi Badmos
Telephone number:		020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180119005354/en/