Form 8.3 - National Express Group plc

Form 8.3 - National Express Group plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:    

Barclays PLC.

         
(b) Owner or controller of interest and short  

 

  positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose  

NATIONAL EXPRESS GROUP PLC

  relevant securities this form relates:    
(d) If an exempt fund manager connected with an  

 

  offeror/offeree, state this and specify identity of  
  offeror/offeree:    
(e) Date position held/dealing undertaken:    

14 February 2022

(f) In addition to the company in 1(c) above, is the discloser making 

YES:

 

 

  disclosures in respect of any other party to the offer?  

STAGECOACH GROUP PLC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary  
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

  and/or controlled:

891,399

0.15%

10,532,767

1.72%

     

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

   

10,201,183

1.66%

549,475

0.09%

     

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

  and agreements to purchase/sell:

0

0.00%

0

0.00%

     

 

 

 

 

 

 

 

 

 

  TOTAL:  

11,092,582

1.81%

11,082,242

1.80%

     

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

 

Number of

 

Price per unit

 

security  

 

 

securities

 

 

 

5p ordinary

Purchase

31

2.7659 GBP

5p ordinary

Purchase

244

2.7600 GBP

5p ordinary

Purchase

250

2.7402 GBP

5p ordinary

Purchase

357

2.7620 GBP

5p ordinary

Purchase

737

2.7731 GBP

5p ordinary

Purchase

1,268

2.7580 GBP

5p ordinary

Purchase

1,589

2.7508 GBP

5p ordinary

Purchase

2,055

2.7692 GBP

5p ordinary

Purchase

2,220

2.7832 GBP

5p ordinary

Purchase

3,302

2.7820 GBP

5p ordinary

Purchase

3,850

2.7900 GBP

5p ordinary

Purchase

4,039

2.7871 GBP

5p ordinary

Purchase

4,572

2.7510 GBP

5p ordinary

Purchase

6,540

2.7569 GBP

5p ordinary

Purchase

9,255

2.7664 GBP

5p ordinary

Purchase

10,378

2.7702 GBP

5p ordinary

Purchase

27,587

2.7534 GBP

5p ordinary

Purchase

94,365

2.7720 GBP

5p ordinary

Purchase

154,154

2.7719 GBP

5p ordinary

Sale

157

2.7940 GBP

5p ordinary

Sale

359

2.7880 GBP

5p ordinary

Sale

399

2.7580 GBP

5p ordinary

Sale

454

2.7780 GBP

5p ordinary

Sale

779

2.7837 GBP

5p ordinary

Sale

799

2.7851 GBP

5p ordinary

Sale

901

2.7728 GBP

5p ordinary

Sale

1,148

2.7805 GBP

5p ordinary

Sale

1,598

2.7923 GBP

5p ordinary

Sale

2,062

2.7741 GBP

5p ordinary

Sale

2,069

2.7670 GBP

5p ordinary

Sale

2,274

2.7882 GBP

5p ordinary

Sale

2,457

2.7570 GBP

5p ordinary

Sale

2,466

2.7722 GBP

5p ordinary

Sale

2,470

2.7744 GBP

5p ordinary

Sale

2,841

2.7620 GBP

5p ordinary

Sale

2,989

2.7720 GBP

5p ordinary

Sale

3,138

2.7841 GBP

5p ordinary

Sale

4,090

2.7568 GBP

5p ordinary

Sale

4,200

2.7520 GBP

5p ordinary

Sale

4,869

2.7721 GBP

5p ordinary

Sale

5,358

2.7863 GBP

5p ordinary

Sale

6,691

2.7666 GBP

5p ordinary

Sale

6,970

2.7688 GBP

5p ordinary

Sale

7,142

2.7536 GBP

5p ordinary

Sale

8,150

2.7616 GBP

5p ordinary

Sale

9,255

2.7664 GBP

5p ordinary

Sale

14,987

2.7511 GBP

5p ordinary

Sale

21,771

2.7926 GBP

5p ordinary

Sale

28,165

2.7859 GBP

5p ordinary

Sale

42,749

2.7667 GBP

5p ordinary

Sale

43,254

2.7691 GBP

5p ordinary

Sale

71,777

2.7650 GBP

(b) Cash-settled derivative transactions

Class of  

Product

 

Nature of dealing

 

Number of

Price per

relevant  

description

 

 

 

reference

unit

security  

 

 

 

 

securities

 

5p ordinary

 CFD 

Long

157

2.7940 GBP

5p ordinary

 CFD 

Long

779

2.7837 GBP

5p ordinary

 CFD 

Long

901

2.7729 GBP

5p ordinary

 CFD 

Long

2,274

2.7882 GBP

5p ordinary

 SWAP 

Long

2,421

2.7585 GBP

5p ordinary

 CFD 

Long

2,466

2.7722 GBP

5p ordinary

 SWAP 

Long

2,578

2.7720 GBP

5p ordinary

 CFD 

Long

4,261

2.7589 GBP

5p ordinary

 CFD 

Long

5,024

2.7817 GBP

5p ordinary

 CFD 

Long

5,358

2.7863 GBP

5p ordinary

 CFD 

Long

6,970

2.7688 GBP

5p ordinary

 SWAP 

Long

7,254

2.7551 GBP

5p ordinary

 SWAP 

Long

8,150

2.7616 GBP

5p ordinary

 SWAP 

Long

8,156

2.7819 GBP

5p ordinary

 SWAP 

Long

13,493

2.7612 GBP

5p ordinary

 SWAP 

Long

18,000

2.7699 GBP

5p ordinary

 CFD 

Long

21,771

2.7926 GBP

5p ordinary

 SWAP 

Long

25,247

2.7706 GBP

5p ordinary

 CFD 

Long

28,165

2.7859 GBP

5p ordinary

 SWAP 

Long

40,284

2.7641 GBP

5p ordinary

 CFD 

Long

43,254

2.7691 GBP

5p ordinary

 SWAP 

Short

32

2.7600 GBP

5p ordinary

 SWAP 

Short

250

2.7402 GBP

5p ordinary

 SWAP 

Short

2,188

2.7836 GBP

5p ordinary

 SWAP 

Short

4,039

2.7871 GBP

5p ordinary

 SWAP 

Short

5,352

2.7706 GBP

5p ordinary

 SWAP 

Short

12,090

2.7731 GBP

5p ordinary

 SWAP 

Short

13,539

2.7682 GBP

5p ordinary

 SWAP 

Short

20,703

2.7693 GBP

5p ordinary

 SWAP 

Short

24,241

2.7702 GBP

5p ordinary

 CFD 

Short

36,889

2.7722 GBP

5p ordinary

 SWAP 

Short

41,976

2.7755 GBP

5p ordinary

 SWAP 

Short

101,686

2.7720 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Feb 2022      
Contact name: Large Holdings Regulatory Operations  
Telephone number:

020 3134 7213

   

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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