Form 8.3 - NATIONAL EXPRESS GROUP PLC

Form 8.3 - NATIONAL EXPRESS GROUP PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

NATIONAL EXPRESS GROUP PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

25 January 2022

(f) In addition to the company in 1(c) above, is the discloser making

YES:

 

 

disclosures in respect of any other party to the offer?

STAGECOACH GROUP PLC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

515,977

0.08%

10,715,856

1.75%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

10,238,790

1.67%

255,415

0.04%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

10,754,767

1.75%

10,971,271

1.79%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

 

Number of

 

Price per unit

security

 

 

 

securities

 

 

5p ordinary

Purchase

85

2.5980 GBP

5p ordinary

Purchase

186

2.5880 GBP

5p ordinary

Purchase

3,561

2.5906 GBP

5p ordinary

Purchase

5,553

2.6581 GBP

5p ordinary

Purchase

10,273

2.5811 GBP

5p ordinary

Purchase

10,275

2.5837 GBP

5p ordinary

Purchase

12,784

2.5638 GBP

5p ordinary

Purchase

16,523

2.6301 GBP

5p ordinary

Purchase

40,714

2.5795 GBP

5p ordinary

Purchase

44,820

2.6351 GBP

5p ordinary

Purchase

101,052

2.6050 GBP

5p ordinary

Purchase

123,719

2.5640 GBP

5p ordinary

Purchase

185,888

2.5876 GBP

5p ordinary

Sale

85

2.5982 GBP

5p ordinary

Sale

527

2.6660 GBP

5p ordinary

Sale

527

2.6000 GBP

5p ordinary

Sale

586

2.5560 GBP

5p ordinary

Sale

601

2.5970 GBP

5p ordinary

Sale

858

2.5990 GBP

5p ordinary

Sale

1,120

2.5794 GBP

5p ordinary

Sale

1,244

2.5555 GBP

5p ordinary

Sale

1,733

2.6519 GBP

5p ordinary

Sale

1,955

2.6709 GBP

5p ordinary

Sale

2,281

2.6537 GBP

5p ordinary

Sale

2,673

2.6094 GBP

5p ordinary

Sale

4,852

2.5901 GBP

5p ordinary

Sale

4,860

2.5727 GBP

5p ordinary

Sale

5,890

2.5847 GBP

5p ordinary

Sale

7,844

2.6017 GBP

5p ordinary

Sale

11,800

2.6005 GBP

5p ordinary

Sale

12,915

2.6061 GBP

5p ordinary

Sale

13,028

2.5640 GBP

5p ordinary

Sale

17,911

2.6137 GBP

5p ordinary

Sale

35,805

2.5883 GBP

5p ordinary

Sale

38,574

2.5986 GBP

5p ordinary

Sale

41,617

2.6287 GBP

5p ordinary

Sale

82,626

2.5949 GBP

5p ordinary

Sale

97,904

2.6003 GBP

(b) Cash-settled derivative transactions

Class of

 

Product

 

Nature of dealing

 

Number of

Price per

relevant

 

description

 

 

 

reference

unit

security

 

 

 

 

 

securities

 

5p ordinary

SWAP

Long

25

2.6436 GBP

5p ordinary

SWAP

Long

381

2.5706 GBP

5p ordinary

SWAP

Long

863

2.5488 GBP

5p ordinary

SWAP

Long

1,955

2.6709 GBP

5p ordinary

SWAP

Long

2,249

2.6135 GBP

5p ordinary

CFD

Long

3,450

2.6656 GBP

5p ordinary

SWAP

Long

4,669

2.5937 GBP

5p ordinary

SWAP

Long

4,902

2.5583 GBP

5p ordinary

SWAP

Long

5,394

2.6073 GBP

5p ordinary

SWAP

Long

5,396

2.5639 GBP

5p ordinary

SWAP

Long

7,292

2.6000 GBP

5p ordinary

SWAP

Long

11,226

2.5640 GBP

5p ordinary

SWAP

Long

13,872

2.6002 GBP

5p ordinary

SWAP

Long

20,122

2.5930 GBP

5p ordinary

SWAP

Long

21,601

2.5609 GBP

5p ordinary

SWAP

Long

56,123

2.6111 GBP

5p ordinary

SWAP

Short

239

2.5622 GBP

5p ordinary

SWAP

Short

1,248

2.5957 GBP

5p ordinary

SWAP

Short

2,341

2.6305 GBP

5p ordinary

SWAP

Short

6,069

2.6403 GBP

5p ordinary

CFD

Short

10,273

2.5811 GBP

5p ordinary

SWAP

Short

14,182

2.6301 GBP

5p ordinary

SWAP

Short

16,934

2.5640 GBP

5p ordinary

SWAP

Short

23,562

2.5889 GBP

5p ordinary

SWAP

Short

38,751

2.6343 GBP

5p ordinary

SWAP

Short

39,161

2.5937 GBP

5p ordinary

SWAP

Short

68,374

2.5817 GBP

5p ordinary

SWAP

Short

107,854

2.5855 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

26 Jan 2022

 

 

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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