Form 8.3 - RWS HOLDINGS PLC

Form 8.3 - RWS HOLDINGS PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	RWS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	27 August 2020
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	SDL PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	356,594	0.13%	175,260	0.06%
(2)	Cash-settled derivatives:
		126,550	0.05%	61,242	0.02%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	483,144	0.18%	236,502	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	142	6.7000 GBP
1p ordinary	Purchase	400	7.2300 GBP
1p ordinary	Purchase	417	6.4700 GBP
1p ordinary	Purchase	437	6.8800 GBP
1p ordinary	Purchase	443	6.9400 GBP
1p ordinary	Purchase	456	6.6700 GBP
1p ordinary	Purchase	477	6.9500 GBP
1p ordinary	Purchase	501	6.7600 GBP
1p ordinary	Purchase	596	6.5500 GBP
1p ordinary	Purchase	600	6.8918 GBP
1p ordinary	Purchase	613	6.7900 GBP
1p ordinary	Purchase	656	6.4996 GBP
1p ordinary	Purchase	820	6.9177 GBP
1p ordinary	Purchase	913	6.6600 GBP
1p ordinary	Purchase	1,043	6.6500 GBP
1p ordinary	Purchase	1,113	6.9300 GBP
1p ordinary	Purchase	1,512	7.0000 GBP
1p ordinary	Purchase	1,627	6.9900 GBP
1p ordinary	Purchase	2,033	7.1100 GBP
1p ordinary	Purchase	2,674	7.2200 GBP
1p ordinary	Purchase	2,942	7.0900 GBP
1p ordinary	Purchase	2,994	7.0800 GBP
1p ordinary	Purchase	3,443	7.0110 GBP
1p ordinary	Purchase	4,577	7.1000 GBP
1p ordinary	Purchase	4,635	6.6300 GBP
1p ordinary	Purchase	8,477	6.5122 GBP
1p ordinary	Purchase	17,598	6.6992 GBP
1p ordinary	Purchase	25,717	6.6400 GBP
1p ordinary	Purchase	28,984	6.6543 GBP
1p ordinary	Purchase	49,267	6.9000 GBP
1p ordinary	Purchase	89,215	6.9802 GBP
1p ordinary	Purchase	97,221	6.8440 GBP
1p ordinary	Sale	142	6.7000 GBP
1p ordinary	Sale	400	7.2300 GBP
1p ordinary	Sale	417	6.4700 GBP
1p ordinary	Sale	429	6.5500 GBP
1p ordinary	Sale	437	6.8800 GBP
1p ordinary	Sale	443	6.9400 GBP
1p ordinary	Sale	456	6.6700 GBP
1p ordinary	Sale	477	6.9500 GBP
1p ordinary	Sale	501	6.7600 GBP
1p ordinary	Sale	606	6.5250 GBP
1p ordinary	Sale	613	6.7900 GBP
1p ordinary	Sale	664	6.9000 GBP
1p ordinary	Sale	751	6.7754 GBP
1p ordinary	Sale	767	6.9800 GBP
1p ordinary	Sale	805	6.8290 GBP
1p ordinary	Sale	913	6.6600 GBP
1p ordinary	Sale	1,043	6.6500 GBP
1p ordinary	Sale	1,113	6.9300 GBP
1p ordinary	Sale	1,512	7.0000 GBP
1p ordinary	Sale	1,627	6.9900 GBP
1p ordinary	Sale	1,773	6.8446 GBP
1p ordinary	Sale	2,033	7.1100 GBP
1p ordinary	Sale	2,674	7.2200 GBP
1p ordinary	Sale	2,942	7.0900 GBP
1p ordinary	Sale	2,994	7.0800 GBP
1p ordinary	Sale	4,577	7.1000 GBP
1p ordinary	Sale	4,635	6.6300 GBP
1p ordinary	Sale	5,000	6.5132 GBP
1p ordinary	Sale	9,993	6.7430 GBP
1p ordinary	Sale	25,717	6.6400 GBP
1p ordinary	Sale	27,070	6.5241 GBP
1p ordinary	Sale	52,814	6.6985 GBP
1p ordinary	Sale	61,995	6.7371 GBP
1p ordinary	Sale	271,635	6.9378 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	SWAP	Long	1	7.6700 GBP
1p ordinary	SWAP	Long	864	6.5115 GBP
1p ordinary	CFD	Long	4,611	6.5819 GBP
1p ordinary	SWAP	Long	4,724	6.6344 GBP
1p ordinary	SWAP	Long	26,692	6.7467 GBP
1p ordinary	SWAP	Long	27,556	6.7418 GBP
1p ordinary	CFD	Long	81,377	6.8081 GBP
1p ordinary	SWAP	Short	83	6.9706 GBP
1p ordinary	SWAP	Short	100	7.0769 GBP
1p ordinary	SWAP	Short	6,211	6.5000 GBP
1p ordinary	SWAP	Short	11,204	6.8044 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	28 Aug 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200828005137/en/