Form 8.3 - J Sainsbury - AMENDMENT

Form 8.3 - J Sainsbury - AMENDMENT

BARCLAYS PLC

FORM 8.3 - Amendment to s2(a) and 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 29 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,935,846 0.63% 9,531,945 0.50%
           
(2) Cash-settled derivatives:
8,672,017 0.45% 2,725,174 0.14%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
(4)
TOTAL: 21,607,863 1.13% 12,257,119 0.64%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 300,000 0.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 84 2.2835 GBP
ORD Purchase 184 2.2965 GBP
ORD Purchase 553 2.2935 GBP
ORD Purchase 919 2.2900 GBP
ORD Purchase 1,015 2.2920 GBP
ORD Purchase 1,217 2.2870 GBP
ORD Purchase 1,229 2.2765 GBP
ORD Purchase 1,285 2.3080 GBP
ORD Purchase 1,348 2.2825 GBP
ORD Purchase 1,349 2.2670 GBP
ORD Purchase 1,509 2.2740 GBP
ORD Purchase 1,534 2.2830 GBP
ORD Purchase 1,871 2.2542 GBP
ORD Purchase 2,327 2.2975 GBP
ORD Purchase 2,437 2.2940 GBP
ORD Purchase 2,875 2.2990 GBP
ORD Purchase 2,902 2.2770 GBP
ORD Purchase 3,029 2.2609 GBP
ORD Purchase 3,363 2.2760 GBP
ORD Purchase 4,223 2.2970 GBP
ORD Purchase 4,847 2.2850 GBP
ORD Purchase 5,642 2.2967 GBP
ORD Purchase 5,950 2.2565 GBP
ORD Purchase 6,134 2.2995 GBP
ORD Purchase 6,161 2.2780 GBP
ORD Purchase 6,351 2.2960 GBP
ADR Purchase 6,600 12.3130 USD
ORD Purchase 8,021 2.2955 GBP
ORD Purchase 8,055 2.2882 GBP
ORD Purchase 8,071 2.3000 GBP
ORD Purchase 8,708 2.2629 GBP
ORD Purchase 9,329 2.2820 GBP
ORD Purchase 9,765 2.2862 GBP
ORD Purchase 12,467 2.2903 GBP
ORD Purchase 15,950 2.2614 GBP
ORD Purchase 20,704 2.2978 GBP
ORD Purchase 22,818 2.2905 GBP
ORD Purchase 28,036 2.2821 GBP
ORD Purchase 32,752 2.2980 GBP
ORD Purchase 44,959 2.2858 GBP
ORD Purchase 46,065 2.2874 GBP
ORD Purchase 56,784 2.2867 GBP
ORD Purchase 90,093 2.2937 GBP
ORD Purchase 157,767 2.2971 GBP
ORD Purchase 169,253 2.2988 GBP
ORD Purchase 186,470 2.2916 GBP
ORD Purchase 211,988 2.2946 GBP
ORD Purchase 213,777 2.2868 GBP
ORD Purchase 295,566 2.2974 GBP
ORD Sale 43 2.2920 GBP
ORD Sale 84 2.2835 GBP
ORD Sale 184 2.2965 GBP
ORD Sale 553 2.2935 GBP
ORD Sale 919 2.2900 GBP
ORD Sale 977 2.2950 GBP
ORD Sale 1,170 2.2618 GBP
ORD Sale 1,217 2.2870 GBP
ORD Sale 1,229 2.2765 GBP
ORD Sale 1,285 2.3080 GBP
ORD Sale 1,312 2.2980 GBP
ORD Sale 1,349 2.2670 GBP
ORD Sale 1,509 2.2740 GBP
ORD Sale 1,982 2.2905 GBP
ORD Sale 2,437 2.2940 GBP
ORD Sale 2,875 2.2990 GBP
ORD Sale 2,902 2.2770 GBP
ORD Sale 3,363 2.2760 GBP
ORD Sale 4,457 2.2650 GBP
ORD Sale 5,773 2.2960 GBP
ORD Sale 6,134 2.2995 GBP
ORD Sale 6,534 2.2830 GBP
ADR Sale 6,600 12.3130 USD
ORD Sale 6,807 2.2838 GBP
ORD Sale 7,148 2.2820 GBP
ORD Sale 8,021 2.2955 GBP
ORD Sale 8,071 2.3000 GBP
ORD Sale 8,460 2.2780 GBP
ORD Sale 18,113 2.2791 GBP
ORD Sale 19,605 2.2617 GBP
ORD Sale 22,321 2.2936 GBP
ORD Sale 33,710 2.2825 GBP
ORD Sale 49,119 2.2796 GBP
ORD Sale 52,840 2.2724 GBP
ORD Sale 63,747 2.2975 GBP
ORD Sale 75,386 2.2843 GBP
ORD Sale 88,223 2.2970 GBP
ORD Sale 151,450 2.2865 GBP
ORD Sale 351,000 2.3004 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,170 2.2618 GBP
ORD SWAP Long 8,138 2.2837 GBP
ORD CFD Long 13,200 2.2862 GBP
ORD SWAP Long 14,365 2.2826 GBP
ORD CFD Long 22,834 2.2831 GBP
ORD CFD Long 13,688 2.2568 GBP
ORD SWAP Long 28,223 2.2860 GBP
ORD CFD Long 18,230 2.2608 GBP
ORD CFD Long 61,420 2.2975 GBP
ORD CFD Short 1,449 2.2802 GBP
ORD SWAP Short 6,773 2.2867 GBP
ORD CFD Short 8,055 2.2882 GBP
ORD SWAP Short 8,708 2.2629 GBP
ORD CFD Short 15,355 2.2980 GBP
ORD CFD Short 20,704 2.2978 GBP
ORD SWAP Short 20,836 2.2905 GBP
ORD CFD Short 46,065 2.2874 GBP
ORD CFD Short 63,498 2.2926 GBP
ORD SWAP Short 169,253 2.2988 GBP
ORD SWAP Short 222,314 2.2889 GBP
ORD CFD Short 318,985 2.2974 GBP
ORD SWAP Short 318,985 2.2974 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 13 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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