Form 8.3 - J Sainsbury - AMENDMENT

Form 8.3 - J Sainsbury - AMENDMENT

BARCLAYS PLC

FORM 8.3 - Amendment to s3(b)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 04 July 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,219,008 0.53% 9,628,118 0.50%
           
(2) Cash-settled derivatives:
8,776,067 0.46% 2,827,450 0.15%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
(4)
TOTAL: 19,995,075 1.04% 12,455,568 0.65%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 300,000 0.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 392 2.3233 GBP
ORD Purchase 1,374 2.3610 GBP
ORD Purchase 2,749 2.3630 GBP
ORD Purchase 3,031 2.3670 GBP
ORD Purchase 3,784 2.3751 GBP
ORD Purchase 4,440 2.3640 GBP
ORD Purchase 5,066 2.3620 GBP
ORD Purchase 5,280 2.3432 GBP
ORD Purchase 6,714 2.3460 GBP
ORD Purchase 7,750 2.3491 GBP
ORD Purchase 8,655 2.3069 GBP
ORD Purchase 8,675 2.3360 GBP
ORD Purchase 8,924 2.3580 GBP
ORD Purchase 11,860 2.3540 GBP
ORD Purchase 12,974 2.3600 GBP
ORD Purchase 14,071 2.3068 GBP
ORD Purchase 14,875 2.3293 GBP
ORD Purchase 21,418 2.3771 GBP
ORD Purchase 34,126 2.3530 GBP
ORD Purchase 34,380 2.3550 GBP
ORD Purchase 38,834 2.3332 GBP
ORD Purchase 39,574 2.3257 GBP
ORD Purchase 39,670 2.3480 GBP
ORD Purchase 41,110 2.3531 GBP
ORD Purchase 42,130 2.3590 GBP
ORD Purchase 46,162 2.3520 GBP
ORD Purchase 54,063 2.3510 GBP
ORD Purchase 58,677 2.3570 GBP
ORD Purchase 59,510 2.3415 GBP
ORD Purchase 68,434 2.3560 GBP
ORD Purchase 69,660 2.3470 GBP
ORD Purchase 91,757 2.3500 GBP
ORD Purchase 98,654 2.3490 GBP
ORD Purchase 142,529 2.3546 GBP
ORD Purchase 170,208 2.3416 GBP
ORD Purchase 209,467 2.3527 GBP
ORD Purchase 444,268 2.3522 GBP
ORD Purchase 1,000,000 2.3396 GBP
ORD Sale 2,749 2.3630 GBP
ORD Sale 3,031 2.3670 GBP
ORD Sale 4,440 2.3640 GBP
ORD Sale 5,066 2.3620 GBP
ORD Sale 5,457 2.3090 GBP
ORD Sale 6,714 2.3460 GBP
ORD Sale 8,924 2.3580 GBP
ORD Sale 9,854 2.3083 GBP
ORD Sale 11,860 2.3540 GBP
ORD Sale 12,974 2.3600 GBP
ORD Sale 28,420 2.3355 GBP
ORD Sale 34,126 2.3530 GBP
ORD Sale 34,380 2.3550 GBP
ORD Sale 39,670 2.3480 GBP
ORD Sale 42,130 2.3590 GBP
ORD Sale 46,162 2.3520 GBP
ORD Sale 54,063 2.3510 GBP
ORD Sale 58,677 2.3570 GBP
ORD Sale 68,434 2.3560 GBP
ORD Sale 69,660 2.3470 GBP
ORD Sale 91,757 2.3500 GBP
ORD Sale 108,734 2.3455 GBP
ORD Sale 111,555 2.3490 GBP
ORD Sale 124,926 2.3443 GBP
ORD Sale 232,621 2.3309 GBP
ORD Sale 248,825 2.3376 GBP
ORD Sale 266,593 2.3483 GBP
ORD Sale 267,126 2.3384 GBP
ORD Sale 575,974 2.3610 GBP
ORD Sale 630,439 2.3750 GBP
ORD Sale 887,078 2.3545 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 100 2.3430 GBP
ORD CFD Long 5,114 2.3567 GBP
ORD CFD Long 9,854 2.3083 GBP
ORD SWAP Long 12,801 2.3491 GBP
ORD CFD Long 103,023 2.3295 GBP
ORD SWAP Long 573,500 2.3610 GBP
ORD SWAP Expires 04/08/2016 Long 630,439 2.3750 GBP
ORD SWAP Short 392 2.3234 GBP
ORD SWAP Short 1,900 2.3548 GBP
ORD CFD Short 3,784 2.3751 GBP
ORD CFD Short 4,124 2.3275 GBP
ORD SWAP Short 8,655 2.3069 GBP
ORD SWAP Short 12,435 2.3308 GBP
ORD CFD Short 14,071 2.3068 GBP
ORD SWAP Short 16,850 2.3221 GBP
ORD CFD Short 23,041 2.3454 GBP
ORD SWAP Short 34,013 2.3246 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 13 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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