Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 July 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,954,229 0.57% 9,934,246 0.52%
           
(2) Cash-settled derivatives:
8,864,154 0.46% 3,344,698 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
(4)
TOTAL: 20,818,383 1.08% 13,278,944 0.69%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,500,000 0.13% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,500,000 0.13% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 24 2.2425 GBP
ORD Purchase 362 2.1752 GBP
ORD Purchase 435 2.2190 GBP
ORD Purchase 608 2.2415 GBP
ORD Purchase 614 2.2285 GBP
ORD Purchase 614 2.2445 GBP
ORD Purchase 614 2.2355 GBP
ORD Purchase 615 2.2395 GBP
ORD Purchase 738 2.2300 GBP
ORD Purchase 794 2.2235 GBP
ORD Purchase 872 2.2375 GBP
ORD Purchase 952 2.1820 GBP
ORD Purchase 1,007 2.2435 GBP
ADR Purchase 1,132 11.5783 USD
ORD Purchase 1,216 2.2330 GBP
ORD Purchase 1,229 2.2060 GBP
ORD Purchase 1,249 2.2275 GBP
ORD Purchase 1,262 2.2140 GBP
ORD Purchase 1,473 2.2270 GBP
ORD Purchase 1,488 2.2220 GBP
ORD Purchase 1,600 2.2310 GBP
ORD Purchase 1,674 2.2350 GBP
ORD Purchase 1,716 2.2020 GBP
ORD Purchase 1,748 2.2480 GBP
ORD Purchase 1,760 2.1990 GBP
ORD Purchase 1,788 2.2450 GBP
ORD Purchase 1,827 2.2470 GBP
ORD Purchase 1,859 2.2085 GBP
ORD Purchase 2,359 2.1845 GBP
ORD Purchase 2,420 2.2370 GBP
ORD Purchase 2,429 2.2095 GBP
ORD Purchase 2,512 2.1810 GBP
ORD Purchase 2,845 2.2345 GBP
ORD Purchase 3,081 2.2160 GBP
ORD Purchase 3,351 2.2290 GBP
ORD Purchase 3,634 2.2200 GBP
ORD Purchase 3,685 2.2361 GBP
ORD Purchase 3,897 2.2000 GBP
ORD Purchase 3,944 2.2411 GBP
ORD Purchase 4,180 2.1929 GBP
ORD Purchase 4,248 2.2206 GBP
ORD Purchase 4,376 2.2240 GBP
ORD Purchase 4,958 2.2250 GBP
ORD Purchase 5,065 2.2150 GBP
ORD Purchase 5,808 2.2100 GBP
ORD Purchase 5,823 2.2430 GBP
ORD Purchase 6,204 2.2260 GBP
ORD Purchase 6,556 2.2391 GBP
ORD Purchase 6,594 2.2110 GBP
ORD Purchase 7,772 2.2280 GBP
ORD Purchase 7,975 2.2420 GBP
ORD Purchase 8,417 2.2080 GBP
ORD Purchase 8,577 2.2340 GBP
ORD Purchase 10,740 2.2505 GBP
ORD Purchase 11,987 2.2410 GBP
ORD Purchase 13,834 2.2400 GBP
ORD Purchase 14,104 2.2070 GBP
ORD Purchase 15,985 2.2090 GBP
ORD Purchase 22,396 2.2075 GBP
ADR Purchase 23,028 11.6851 USD
ORD Purchase 48,541 2.2317 GBP
ORD Purchase 49,257 2.2187 GBP
ORD Purchase 49,531 2.2311 GBP
ORD Purchase 58,203 2.1907 GBP
ORD Purchase 77,522 2.2255 GBP
ORD Purchase 80,850 2.2466 GBP
ORD Purchase 90,369 2.2212 GBP
ORD Purchase 117,089 2.2298 GBP
ORD Purchase 136,471 2.2086 GBP
ORD Purchase 138,854 2.2390 GBP
ORD Purchase 241,619 2.2302 GBP
ORD Sale 24 2.2425 GBP
ORD Sale 50 2.2360 GBP
ORD Sale 435 2.2190 GBP
ORD Sale 447 2.1720 GBP
ORD Sale 608 2.2415 GBP
ORD Sale 614 2.2285 GBP
ORD Sale 614 2.2445 GBP
ORD Sale 614 2.2355 GBP
ORD Sale 615 2.2395 GBP
ORD Sale 690 2.2320 GBP
ORD Sale 738 2.2300 GBP
ORD Sale 794 2.2235 GBP
ORD Sale 872 2.2375 GBP
ORD Sale 952 2.1820 GBP
ORD Sale 1,007 2.2435 GBP
ADR Sale 1,132 11.5783 USD
ORD Sale 1,200 2.2310 GBP
ORD Sale 1,216 2.2330 GBP
ORD Sale 1,229 2.2060 GBP
ORD Sale 1,249 2.2275 GBP
ORD Sale 1,262 2.2140 GBP
ORD Sale 1,452 2.2401 GBP
ORD Sale 1,473 2.2270 GBP
ORD Sale 1,488 2.2220 GBP
ORD Sale 1,674 2.2350 GBP
ORD Sale 1,716 2.2020 GBP
ORD Sale 1,748 2.2480 GBP
ORD Sale 1,760 2.1990 GBP
ORD Sale 1,788 2.2450 GBP
ORD Sale 1,827 2.2470 GBP
ORD Sale 1,859 2.2085 GBP
ORD Sale 2,250 2.2412 GBP
ORD Sale 2,359 2.1845 GBP
ORD Sale 2,420 2.2370 GBP
ORD Sale 2,429 2.2095 GBP
ORD Sale 2,512 2.1810 GBP
ORD Sale 2,845 2.2345 GBP
ORD Sale 3,081 2.2160 GBP
ORD Sale 3,634 2.2200 GBP
ORD Sale 3,897 2.2000 GBP
ORD Sale 3,944 2.2504 GBP
ORD Sale 4,376 2.2240 GBP
ORD Sale 4,415 2.2290 GBP
ORD Sale 4,958 2.2250 GBP
ORD Sale 5,065 2.2150 GBP
ORD Sale 5,808 2.2100 GBP
ORD Sale 5,823 2.2430 GBP
ORD Sale 6,204 2.2260 GBP
ORD Sale 6,594 2.2110 GBP
ORD Sale 7,772 2.2280 GBP
ORD Sale 7,975 2.2420 GBP
ORD Sale 8,417 2.2080 GBP
ORD Sale 8,577 2.2340 GBP
ORD Sale 10,740 2.2505 GBP
ORD Sale 11,275 2.2317 GBP
ORD Sale 11,987 2.2410 GBP
ORD Sale 13,834 2.2400 GBP
ORD Sale 14,104 2.2070 GBP
ORD Sale 15,985 2.2090 GBP
ORD Sale 22,019 2.2386 GBP
ORD Sale 22,338 2.2413 GBP
ADR Sale 23,028 11.6851 USD
ORD Sale 32,171 2.2390 GBP
ORD Sale 36,915 2.2377 GBP
ORD Sale 55,618 2.2358 GBP
ORD Sale 76,747 2.2348 GBP
ORD Sale 640,493 2.2269 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 200 2.2440 GBP
ORD CFD Long 2,264 2.2362 GBP
ORD CFD Long 3,944 2.2504 GBP
ORD SWAP Long 4,687 2.2361 GBP
ORD CFD Long 6,260 2.2336 GBP
ORD SWAP Long 7,255 2.2460 GBP
ORD SWAP Long 7,400 2.2372 GBP
ORD SWAP Long 17,948 2.2394 GBP
ORD SWAP Long 18,407 2.2410 GBP
ORD CFD Long 21,602 2.2348 GBP
ORD SWAP Long 55,145 2.2349 GBP
ORD CFD Long 73,533 2.2356 GBP
ORD SWAP Short 362 2.1752 GBP
ORD SWAP Short 600 2.1830 GBP
ORD SWAP Short 1,800 2.1833 GBP
ORD CFD Short 3,944 2.2411 GBP
ORD CFD Short 4,248 2.2206 GBP
ORD CFD Short 6,556 2.2391 GBP
ORD CFD Short 6,800 2.2458 GBP
ORD SWAP Short 11,980 2.2269 GBP
ORD CFD Short 22,000 2.2512 GBP
ORD SWAP Short 22,539 2.2134 GBP
ORD CFD Short 80,850 2.2466 GBP
ORD CFD Short 92,597 2.1875 GBP
ORD SWAP Short 99,314 2.2149 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 11 Jul 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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