Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 March 2016
(f) In addition to the company in 1(c) above, is the discloser making HOME RETAIL GROUP PLC
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 11,415,909 0.59% 8,251,083 0.43%
         
(2) Cash-settled derivatives:
5,742,485 0.30% 274,832 0.01%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 17,158,394 0.89% 8,525,915 0.44%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.07% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 1,300,000 0.07% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 4,700,000 0.24% 0 0.00%
 
Class of relevant security: ADR
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 0 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 479 2.7970 GBP
ORD Purchase 673 2.7730 GBP
ADR Purchase 880 15.7500 USD
ORD Purchase 883 2.7853 GBP
ORD Purchase 892 2.7835 GBP
ORD Purchase 1,026 2.7895 GBP
ORD Purchase 1,148 2.7725 GBP
ORD Purchase 1,148 2.7710 GBP
ORD Purchase 1,153 2.7640 GBP
ORD Purchase 1,179 2.7760 GBP
ORD Purchase 1,327 2.7925 GBP
ORD Purchase 1,357 2.7695 GBP
ORD Purchase 1,441 2.7660 GBP
ORD Purchase 1,463 2.7720 GBP
ORD Purchase 1,622 2.7830 GBP
ORD Purchase 1,680 2.7910 GBP
ORD Purchase 1,760 2.7460 GBP
ORD Purchase 1,934 2.7690 GBP
ORD Purchase 2,269 2.7740 GBP
ORD Purchase 2,273 2.7920 GBP
ORD Purchase 2,339 2.7935 GBP
ORD Purchase 2,412 2.8030 GBP
ORD Purchase 2,643 2.7670 GBP
ORD Purchase 2,709 2.7820 GBP
ORD Purchase 2,745 2.7714 GBP
ORD Purchase 2,885 2.7900 GBP
ORD Purchase 2,976 2.7995 GBP
ORD Purchase 3,239 2.7955 GBP
ORD Purchase 3,410 2.8020 GBP
ORD Purchase 3,514 2.7870 GBP
ORD Purchase 3,537 2.8010 GBP
ORD Purchase 3,881 2.7855 GBP
ORD Purchase 3,969 2.7890 GBP
ORD Purchase 3,971 2.7755 GBP
ORD Purchase 4,346 2.7941 GBP
ORD Purchase 4,417 2.7965 GBP
ORD Purchase 5,170 2.7865 GBP
ORD Purchase 5,284 2.7845 GBP
ORD Purchase 5,390 2.7930 GBP
ORD Purchase 5,867 2.7675 GBP
ORD Purchase 5,888 2.7940 GBP
ORD Purchase 6,052 2.7950 GBP
ORD Purchase 6,168 2.7840 GBP
ORD Purchase 6,656 2.7665 GBP
ORD Purchase 6,770 2.7765 GBP
ORD Purchase 9,480 2.7960 GBP
ORD Purchase 9,859 2.7945 GBP
ORD Purchase 11,109 2.7887 GBP
ORD Purchase 13,529 2.7631 GBP
ORD Purchase 14,103 2.7850 GBP
ORD Purchase 14,289 2.7990 GBP
ORD Purchase 14,832 2.8000 GBP
ORD Purchase 16,434 2.7700 GBP
ORD Purchase 18,115 2.7461 GBP
ORD Purchase 28,652 2.7558 GBP
ORD Purchase 30,347 2.7897 GBP
ORD Purchase 33,232 2.7901 GBP
ORD Purchase 42,369 2.7847 GBP
ORD Purchase 83,072 2.7599 GBP
ORD Purchase 131,871 2.7860 GBP
ORD Purchase 275,959 2.7857 GBP
ORD Purchase 284,998 2.7685 GBP
ORD Purchase 460,028 2.7891 GBP
ORD Sale 220 2.7643 GBP
ORD Sale 479 2.7970 GBP
ORD Sale 673 2.7730 GBP
ADR Sale 880 15.7500 USD
ORD Sale 892 2.7835 GBP
ORD Sale 933 2.7642 GBP
ORD Sale 1,026 2.7895 GBP
ORD Sale 1,111 2.7860 GBP
ORD Sale 1,148 2.7710 GBP
ORD Sale 1,148 2.7725 GBP
ORD Sale 1,153 2.7640 GBP
ORD Sale 1,173 2.7490 GBP
ORD Sale 1,173 2.7450 GBP
ORD Sale 1,179 2.7760 GBP
ORD Sale 1,327 2.7925 GBP
ORD Sale 1,357 2.7695 GBP
ORD Sale 1,441 2.7660 GBP
ORD Sale 1,463 2.7720 GBP
ORD Sale 1,622 2.7830 GBP
ORD Sale 1,680 2.7910 GBP
ORD Sale 1,934 2.7690 GBP
ORD Sale 2,125 2.7920 GBP
ORD Sale 2,269 2.7740 GBP
ORD Sale 2,339 2.7935 GBP
ORD Sale 2,412 2.8030 GBP
ORD Sale 2,709 2.7820 GBP
ORD Sale 2,885 2.7900 GBP
ORD Sale 2,976 2.7995 GBP
ORD Sale 3,239 2.7955 GBP
ORD Sale 3,410 2.8020 GBP
ORD Sale 3,514 2.7870 GBP
ORD Sale 3,520 2.7460 GBP
ORD Sale 3,537 2.8010 GBP
ORD Sale 3,881 2.7855 GBP
ORD Sale 3,969 2.7890 GBP
ORD Sale 3,971 2.7755 GBP
ORD Sale 4,417 2.7965 GBP
ORD Sale 5,004 2.7685 GBP
ORD Sale 5,170 2.7865 GBP
ORD Sale 5,284 2.7845 GBP
ORD Sale 5,390 2.7930 GBP
ORD Sale 5,867 2.7675 GBP
ORD Sale 5,888 2.7940 GBP
ORD Sale 6,000 2.7694 GBP
ORD Sale 6,052 2.7950 GBP
ORD Sale 6,168 2.7840 GBP
ORD Sale 6,656 2.7665 GBP
ORD Sale 6,770 2.7765 GBP
ORD Sale 8,810 2.7636 GBP
ORD Sale 9,480 2.7960 GBP
ORD Sale 9,859 2.7945 GBP
ORD Sale 10,000 2.7495 GBP
ORD Sale 12,673 2.7670 GBP
ORD Sale 14,103 2.7850 GBP
ORD Sale 14,289 2.7990 GBP
ORD Sale 14,832 2.8000 GBP
ORD Sale 16,434 2.7700 GBP
ORD Sale 17,410 2.7650 GBP
ORD Sale 26,837 2.7663 GBP
ORD Sale 31,293 2.7603 GBP
ORD Sale 36,246 2.7585 GBP
ORD Sale 250,000 2.7637 GBP
ORD Sale 497,300 2.7888 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,760 2.7457 GBP
ORD CFD Long 4,884 2.7707 GBP
ORD SWAP Long 7,300 2.7627 GBP
ORD SWAP Long 10,200 2.7681 GBP
ORD SWAP Long 34,669 2.7678 GBP
ORD CFD Long 40,364 2.7534 GBP
ORD CFD Long 250,000 2.7637 GBP
ORD SWAP Short 2,000 2.7310 GBP
ORD SWAP Short 2,300 2.7492 GBP
ORD CFD Short 5,503 2.7531 GBP
ORD SWAP Short 12,213 2.7509 GBP
ORD SWAP Short 19,902 2.7527 GBP
ORD CFD Short 15,851 2.7193 GBP
ORD SWAP Short 39,754 2.7517 GBP
ORD CFD Short 460,028 2.7891 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 22 Mar 2016
Contact name: Femi Badmos
Telephone number: 020 35551125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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