Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

J SAINSBURY PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 01 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,958,677 0.52% 11,186,177 0.58%
           
(2) Cash-settled derivatives:
9,936,345 0.52% 339,432 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
 
TOTAL: 20,895,022 1.09% 11,525,609 0.60%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 200,000 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 200,000 0.01%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 4,700,000 0.24% 0 0.00%
 
Class of relevant security: ADR
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 11 2.5870 GBP
ORD Purchase 36 2.5880 GBP
ORD Purchase 184 2.5840 GBP
ORD Purchase 275 2.6370 GBP
ORD Purchase 521 2.6419 GBP
ORD Purchase 641 2.5950 GBP
ORD Purchase 641 2.5820 GBP
ORD Purchase 800 2.5620 GBP
ORD Purchase 1,254 2.6460 GBP
ORD Purchase 1,437 2.5651 GBP
ORD Purchase 1,467 2.5725 GBP
ORD Purchase 2,046 2.5665 GBP
ORD Purchase 2,060 2.5640 GBP
ORD Purchase 2,093 2.6360 GBP
ORD Purchase 2,097 2.5661 GBP
ORD Purchase 2,248 2.6280 GBP
ORD Purchase 2,293 2.6440 GBP
ORD Purchase 2,418 2.5790 GBP
ORD Purchase 2,607 2.6450 GBP
ORD Purchase 2,637 2.6480 GBP
ORD Purchase 2,658 2.5630 GBP
ORD Purchase 2,701 2.6420 GBP
ORD Purchase 2,772 2.6285 GBP
ORD Purchase 3,047 2.5595 GBP
ORD Purchase 3,476 2.6250 GBP
ORD Purchase 3,819 2.5625 GBP
ORD Purchase 3,850 2.5680 GBP
ORD Purchase 4,014 2.5740 GBP
ADR Purchase 4,200 14.7300 USD
ADR Purchase 4,400 14.7231 USD
ORD Purchase 4,576 2.5729 GBP
ORD Purchase 4,730 2.6426 GBP
ORD Purchase 5,121 2.5645 GBP
ORD Purchase 5,753 2.5660 GBP
ORD Purchase 5,760 2.5670 GBP
ORD Purchase 7,062 2.5682 GBP
ORD Purchase 7,084 2.5730 GBP
ORD Purchase 7,868 2.5934 GBP
ORD Purchase 8,297 2.5685 GBP
ORD Purchase 8,543 2.5700 GBP
ORD Purchase 9,611 2.5735 GBP
ORD Purchase 10,913 2.6495 GBP
ORD Purchase 11,057 2.5690 GBP
ORD Purchase 12,704 2.6198 GBP
ORD Purchase 13,456 2.5710 GBP
ORD Purchase 13,950 2.5966 GBP
ORD Purchase 14,112 2.5615 GBP
ORD Purchase 15,578 2.5605 GBP
ORD Purchase 16,616 2.5800 GBP
ORD Purchase 18,760 2.5610 GBP
ORD Purchase 20,935 2.5709 GBP
ORD Purchase 22,151 2.5859 GBP
ORD Purchase 22,505 2.5720 GBP
ORD Purchase 23,368 2.5655 GBP
ORD Purchase 24,358 2.6026 GBP
ORD Purchase 25,374 2.5756 GBP
ORD Purchase 25,407 2.6067 GBP
ORD Purchase 25,407 2.6286 GBP
ORD Purchase 30,515 2.5635 GBP
ORD Purchase 32,299 2.5646 GBP
ORD Purchase 35,793 2.5816 GBP
ORD Purchase 39,736 2.5879 GBP
ORD Purchase 41,942 2.5650 GBP
ORD Purchase 56,181 2.5922 GBP
ORD Purchase 81,944 2.5997 GBP
ORD Purchase 93,214 2.5668 GBP
ORD Purchase 106,891 2.5887 GBP
ORD Purchase 136,958 2.6000 GBP
ORD Purchase 602,885 2.5758 GBP
ORD Sale 11 2.5870 GBP
ORD Sale 36 2.5880 GBP
ORD Sale 135 2.6500 GBP
ORD Sale 184 2.5840 GBP
ORD Sale 400 2.5600 GBP
ORD Sale 641 2.5950 GBP
ORD Sale 641 2.5820 GBP
ORD Sale 800 2.5620 GBP
ORD Sale 968 2.6712 GBP
ORD Sale 1,219 2.5725 GBP
ORD Sale 1,235 2.5685 GBP
ORD Sale 1,254 2.6460 GBP
ORD Sale 1,437 2.5651 GBP
ORD Sale 1,820 2.6515 GBP
ORD Sale 1,960 2.5730 GBP
ORD Sale 2,060 2.5640 GBP
ORD Sale 2,093 2.6360 GBP
ORD Sale 2,097 2.5661 GBP
ORD Sale 2,248 2.6280 GBP
ORD Sale 2,293 2.6440 GBP
ORD Sale 2,339 2.6476 GBP
ORD Sale 2,418 2.5790 GBP
ORD Sale 2,438 2.5710 GBP
ORD Sale 2,607 2.6450 GBP
ORD Sale 2,637 2.6480 GBP
ORD Sale 2,658 2.5630 GBP
ORD Sale 2,701 2.6420 GBP
ORD Sale 2,772 2.6285 GBP
ORD Sale 2,924 2.6481 GBP
ORD Sale 2,924 2.6457 GBP
ORD Sale 3,047 2.5595 GBP
ORD Sale 3,216 2.6320 GBP
ORD Sale 3,476 2.6250 GBP
ORD Sale 3,819 2.5625 GBP
ORD Sale 3,845 2.5670 GBP
ORD Sale 3,852 2.6019 GBP
ORD Sale 4,014 2.5740 GBP
ADR Sale 4,200 14.7300 USD
ADR Sale 4,400 14.7231 USD
ORD Sale 4,429 2.5635 GBP
ORD Sale 5,121 2.5645 GBP
ORD Sale 5,753 2.5660 GBP
ORD Sale 5,849 2.6561 GBP
ORD Sale 5,849 2.6735 GBP
ORD Sale 5,961 2.5700 GBP
ORD Sale 7,000 2.6312 GBP
ORD Sale 7,538 2.5610 GBP
ORD Sale 7,945 2.6452 GBP
ORD Sale 8,821 2.5665 GBP
ORD Sale 11,479 2.5956 GBP
ORD Sale 13,204 2.5766 GBP
ORD Sale 13,712 2.5720 GBP
ORD Sale 14,112 2.5615 GBP
ORD Sale 14,843 2.5690 GBP
ORD Sale 15,578 2.5605 GBP
ORD Sale 15,960 2.5745 GBP
ORD Sale 17,626 2.5946 GBP
ORD Sale 19,420 2.6207 GBP
ORD Sale 20,921 2.5683 GBP
ORD Sale 21,826 2.6495 GBP
ORD Sale 22,608 2.5655 GBP
ORD Sale 38,613 2.6190 GBP
ORD Sale 41,901 2.5650 GBP
ORD Sale 45,914 2.5941 GBP
ORD Sale 51,510 2.5746 GBP
ORD Sale 55,969 2.6240 GBP
ORD Sale 158,464 2.5905 GBP
ORD Sale 255,000 2.5867 GBP
ORD Sale 484,678 2.5662 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 2,339 2.6476 GBP
ORD SWAP Long 2,449 2.5899 GBP
ORD CFD Long 2,924 2.6457 GBP
ORD CFD Long 2,924 2.6481 GBP
ORD CFD Long 3,696 2.5596 GBP
ORD CFD Long 3,736 2.6737 GBP
ORD CFD Long 5,849 2.6561 GBP
ORD CFD Long 5,849 2.6735 GBP
ORD CFD Long 6,128 2.6466 GBP
ORD SWAP Long 17,626 2.5946 GBP
ORD CFD Long 20,921 2.5683 GBP
ORD CFD Long 38,613 2.6190 GBP
ORD SWAP Long 38,953 2.5657 GBP
ORD SWAP Long 221,696 2.5993 GBP
ORD SWAP Short 700 2.6490 GBP
ORD SWAP Short 1,000 2.6550 GBP
ORD SWAP Short 1,082 2.6035 GBP
ORD SWAP Short 1,900 2.5708 GBP
ORD SWAP Short 4,900 2.6408 GBP
ORD CFD Short 7,062 2.5682 GBP
ORD CFD Short 7,062 2.5685 GBP
ORD CFD Short 8,400 2.5616 GBP
ORD CFD Short 10,813 2.5939 GBP
ORD CFD Short 12,704 2.6197 GBP
ORD CFD Short 12,970 2.5732 GBP
ORD CFD Short 17,228 2.5950 GBP
ORD SWAP Short 17,707 2.5644 GBP
ORD CFD Short 20,000 2.5622 GBP
ORD CFD Short 25,407 2.6067 GBP
ORD CFD Short 25,407 2.6286 GBP
ORD CFD Short 26,454 2.6287 GBP
ORD CFD Short 41,106 2.5642 GBP
ORD SWAP Short 50,080 2.6274 GBP
ORD CFD Short 52,108 2.5688 GBP
ORD CFD Short 79,680 2.5922 GBP
ORD SWAP Short 137,496 2.6020 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 2 Jun 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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Sainsbury (J) (SBRY)
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