Form 8.3 - J Sainsbury Plc

Form 8.3 - J Sainsbury Plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

J Sainsbury Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

8 Jan 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

Home Retail Group Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 15,679,617 0.82% 10,963,798 0.57%
           
(2) Cash-settled derivatives:
8,351,807 0.43% 1,331,854 0.07%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 24,031,424 1.25% 12,295,652 0.64%
           
Class of relevant security:   Convertible Bond XS1268412993 - Perpetual convertible bonds  
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,200,000 0.88% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,200,000 0.88% 0 0.00%
           
Class of relevant security:   Convertible Bond XS1139087933 - Convertible bonds due November 2019  
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,800,000 0.84% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,800,000 0.84% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 794 2.4020 GBP
ORD Purchase 916 2.4050 GBP
ADR Purchase 1,000 14.0700 USD
ORD Purchase 1,190 2.4000 GBP
ORD Purchase 1,430 2.4032 GBP
ORD Purchase 1,434 2.4080 GBP
ORD Purchase 1,469 2.3990 GBP
ORD Purchase 1,504 2.4048 GBP
ORD Purchase 1,726 2.4031 GBP
ORD Purchase 3,107 2.4028 GBP
ORD Purchase 4,883 2.4115 GBP
ORD Purchase 7,773 2.4068 GBP
ORD Purchase 9,123 2.4064 GBP
ORD Purchase 21,028 2.4071 GBP
ORD Purchase 21,255 2.4190 GBP
ORD Purchase 22,007 2.4116 GBP
ORD Purchase 67,338 2.4155 GBP
ORD Sale 794 2.4020 GBP
ORD Sale 916 2.4050 GBP
ADR Sale 1,000 14.0700 USD
ORD Sale 1,162 2.3986 GBP
ORD Sale 1,434 2.4080 GBP
ORD Sale 1,469 2.3990 GBP
ORD Sale 1,643 2.4120 GBP
ORD Sale 4,993 2.4162 GBP
ORD Sale 5,475 2.4059 GBP
ORD Sale 8,225 2.4105 GBP
ORD Sale 8,337 2.4010 GBP
ORD Sale 8,978 2.4190 GBP
ORD Sale 17,888 2.4089 GBP
ORD Sale 20,597 2.4150 GBP
ORD Sale 22,229 2.4067 GBP
ORD Sale 29,285 2.4116 GBP
ORD Sale 29,570 2.4056 GBP
ORD Sale 33,708 2.4145 GBP
ORD Sale 40,493 2.4098 GBP
ORD Sale 42,025 2.4177 GBP
ORD Sale 124,566 2.4049 GBP
ORD Sale 166,761 2.4132 GBP
ORD Sale 223,023 2.4074 GBP
ORD Sale 292,804 2.4071 GBP
ORD Sale 498,815 2.4107 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 161 2.4104 GBP
ORD CFD Long 484 2.3978 GBP
ORD CFD Long 1,162 2.3986 GBP
ORD CFD Long 2,000 2.4257 GBP
ORD SWAP Long 2,800 2.4111 GBP
ORD SWAP Long 3,600 2.4108 GBP
ORD CFD Long 5,475 2.4059 GBP
ORD CFD Long 8,064 2.4105 GBP
ORD SWAP Long 9,248 2.4070 GBP
ORD SWAP Long 12,195 2.4083 GBP
ORD CFD Long 13,739 2.3997 GBP
ORD CFD Long 29,285 2.4116 GBP
ORD CFD Long 33,708 2.4145 GBP
ORD SWAP Long 40,493 2.4098 GBP
ORD SWAP Long 40,566 2.4172 GBP
ORD CFD Long 71,789 2.4093 GBP
ORD CFD Long 124,566 2.4049 GBP
ORD CFD Long 205,802 2.4068 GBP
ORD CFD Long 247,182 2.4071 GBP
ORD CFD Long 143,319 2.4134 GBP
ORD CFD Long 509,623 2.4107 GBP
ORD SWAP Short 800 2.4000 GBP
ORD SWAP Short 1,359 2.3992 GBP
ORD SWAP Short 2,100 2.4037 GBP
ORD SWAP Short 2,100 2.4056 GBP
ORD CFD Short 2,783 2.4162 GBP
ORD SWAP Short 7,773 2.4067 GBP
ORD CFD Short 19,907 2.4126 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

11 Jan 2016

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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