Form 8.3 - J SAINSBURY PLC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) Full name of discloser: | Â |
Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
 |  |
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
J SAINSBURY PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure |
 |
8 June 2016 |
(f) In addition to the company in 1(c) above, is the discloser
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A†|
 |
YES HOME RETAIL GROUP |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 |  | Interests |  |  |  | Short Positions |  |  | |||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 10,009,505 | 0.52% | 11,236,013 | 0.58% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
10,094,672 | 0.52% | 403,609 | 0.02% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,000,000 | 0.05% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 21,104,177 | 1.10% | 11,639,622 | 0.60% | |||||||
 | |||||||||||
Class of relevant security: | Â | Convertible Bond XS1268412993 | Â | Â | Â | ||||||
Interests | Â | Short Positions | Â | ||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 0 | 0.00% | 200,000 | 0.01% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 0 | 0.00% | 200,000 | 0.01% | |||||||
 | |||||||||||
Class of relevant security: | Â | Convertible Bond XS1139087933 | Â | Â | Â | ||||||
Interests | Â | Short Positions | Â | ||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,700,000 | 0.24% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 4,700,000 | 0.24% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(a) | Â | Purchases and sales | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
ORD | Purchase | 3 | 2.5155 GBP | ||||
ORD | Purchase | 4 | 2.5145 GBP | ||||
ORD | Purchase | 137 | 2.5262 GBP | ||||
ORD | Purchase | 366 | 2.4675 GBP | ||||
ORD | Purchase | 500 | 2.4620 GBP | ||||
ORD | Purchase | 611 | 2.5225 GBP | ||||
ORD | Purchase | 679 | 2.5120 GBP | ||||
ORD | Purchase | 708 | 2.4710 GBP | ||||
ORD | Purchase | 711 | 2.4950 GBP | ||||
ORD | Purchase | 732 | 2.4655 GBP | ||||
ORD | Purchase | 800 | 2.4760 GBP | ||||
ORD | Purchase | 844 | 2.4565 GBP | ||||
ORD | Purchase | 858 | 2.5365 GBP | ||||
ORD | Purchase | 1,000 | 2.5040 GBP | ||||
ORD | Purchase | 1,164 | 2.4715 GBP | ||||
ORD | Purchase | 1,169 | 2.5185 GBP | ||||
ORD | Purchase | 1,223 | 2.5245 GBP | ||||
ORD | Purchase | 1,223 | 2.5290 GBP | ||||
ORD | Purchase | 1,224 | 2.5325 GBP | ||||
ORD | Purchase | 1,239 | 2.5190 GBP | ||||
ORD | Purchase | 1,251 | 2.4645 GBP | ||||
ORD | Purchase | 1,275 | 2.4920 GBP | ||||
ORD | Purchase | 1,278 | 2.5165 GBP | ||||
ORD | Purchase | 1,283 | 2.5110 GBP | ||||
ORD | Purchase | 1,382 | 2.5300 GBP | ||||
ORD | Purchase | 1,447 | 2.4775 GBP | ||||
ORD | Purchase | 1,511 | 2.5350 GBP | ||||
ORD | Purchase | 1,603 | 2.4740 GBP | ||||
ORD | Purchase | 1,604 | 2.4580 GBP | ||||
ORD | Purchase | 1,604 | 2.4930 GBP | ||||
ORD | Purchase | 1,604 | 2.5170 GBP | ||||
ORD | Purchase | 1,623 | 2.5270 GBP | ||||
ORD | Purchase | 1,746 | 2.4940 GBP | ||||
ORD | Purchase | 2,036 | 2.5295 GBP | ||||
ORD | Purchase | 2,074 | 2.4780 GBP | ||||
ORD | Purchase | 2,208 | 2.5125 GBP | ||||
ORD | Purchase | 2,257 | 2.5150 GBP | ||||
ORD | Purchase | 2,259 | 2.5130 GBP | ||||
ORD | Purchase | 2,349 | 2.4640 GBP | ||||
ORD | Purchase | 2,690 | 2.5149 GBP | ||||
ORD | Purchase | 2,702 | 2.4660 GBP | ||||
ORD | Purchase | 2,727 | 2.5310 GBP | ||||
ORD | Purchase | 2,729 | 2.5235 GBP | ||||
ORD | Purchase | 2,821 | 2.4665 GBP | ||||
ORD | Purchase | 2,927 | 2.5305 GBP | ||||
ORD | Purchase | 3,190 | 2.5080 GBP | ||||
ORD | Purchase | 3,220 | 2.5335 GBP | ||||
ORD | Purchase | 3,263 | 2.5275 GBP | ||||
ORD | Purchase | 3,289 | 2.5315 GBP | ||||
ORD | Purchase | 3,295 | 2.5180 GBP | ||||
ORD | Purchase | 3,439 | 2.4990 GBP | ||||
ORD | Purchase | 3,768 | 2.5140 GBP | ||||
ORD | Purchase | 4,099 | 2.5330 GBP | ||||
ORD | Purchase | 4,261 | 2.4650 GBP | ||||
ORD | Purchase | 4,503 | 2.5200 GBP | ||||
ORD | Purchase | 4,893 | 2.5090 GBP | ||||
ORD | Purchase | 5,118 | 2.4702 GBP | ||||
ORD | Purchase | 5,583 | 2.5230 GBP | ||||
ORD | Purchase | 5,645 | 2.5280 GBP | ||||
ADR | Purchase | 6,020 | 14.5756 USD | ||||
ORD | Purchase | 6,228 | 2.5240 GBP | ||||
ORD | Purchase | 7,555 | 2.4670 GBP | ||||
ORD | Purchase | 7,620 | 2.4680 GBP | ||||
ORD | Purchase | 9,104 | 2.5060 GBP | ||||
ORD | Purchase | 9,701 | 2.5015 GBP | ||||
ORD | Purchase | 10,000 | 2.4654 GBP | ||||
ORD | Purchase | 14,613 | 2.5320 GBP | ||||
ORD | Purchase | 16,623 | 2.4690 GBP | ||||
ORD | Purchase | 18,484 | 2.5220 GBP | ||||
ORD | Purchase | 19,358 | 2.5061 GBP | ||||
ORD | Purchase | 21,338 | 2.4914 GBP | ||||
ORD | Purchase | 22,533 | 2.5250 GBP | ||||
ORD | Purchase | 27,243 | 2.5204 GBP | ||||
ORD | Purchase | 45,764 | 2.4943 GBP | ||||
ORD | Purchase | 50,465 | 2.5206 GBP | ||||
ORD | Purchase | 64,375 | 2.5095 GBP | ||||
ORD | Purchase | 67,957 | 2.4905 GBP | ||||
ORD | Purchase | 72,452 | 2.4883 GBP | ||||
ORD | Purchase | 80,131 | 2.4980 GBP | ||||
ORD | Purchase | 154,765 | 2.5000 GBP | ||||
ORD | Purchase | 167,017 | 2.5127 GBP | ||||
ORD | Purchase | 202,003 | 2.5088 GBP | ||||
ORD | Purchase | 759,059 | 2.4900 GBP | ||||
ORD | Purchase | 1,000,000 | 2.4572 GBP | ||||
ORD | Sale | 3 | 2.5155 GBP | ||||
ORD | Sale | 4 | 2.5145 GBP | ||||
ORD | Sale | 225 | 2.5351 GBP | ||||
ORD | Sale | 366 | 2.4675 GBP | ||||
ORD | Sale | 432 | 2.5233 GBP | ||||
ORD | Sale | 500 | 2.4620 GBP | ||||
ORD | Sale | 611 | 2.5225 GBP | ||||
ORD | Sale | 679 | 2.5120 GBP | ||||
ORD | Sale | 708 | 2.4710 GBP | ||||
ORD | Sale | 711 | 2.4950 GBP | ||||
ORD | Sale | 732 | 2.4655 GBP | ||||
ORD | Sale | 800 | 2.4760 GBP | ||||
ORD | Sale | 858 | 2.5365 GBP | ||||
ORD | Sale | 994 | 2.5174 GBP | ||||
ORD | Sale | 1,000 | 2.5040 GBP | ||||
ORD | Sale | 1,143 | 2.5099 GBP | ||||
ORD | Sale | 1,164 | 2.4715 GBP | ||||
ORD | Sale | 1,169 | 2.5185 GBP | ||||
ORD | Sale | 1,223 | 2.5245 GBP | ||||
ORD | Sale | 1,223 | 2.4960 GBP | ||||
ORD | Sale | 1,224 | 2.5325 GBP | ||||
ORD | Sale | 1,251 | 2.4645 GBP | ||||
ORD | Sale | 1,278 | 2.5165 GBP | ||||
ORD | Sale | 1,283 | 2.5110 GBP | ||||
ORD | Sale | 1,447 | 2.4775 GBP | ||||
ORD | Sale | 1,511 | 2.5350 GBP | ||||
ORD | Sale | 1,603 | 2.4740 GBP | ||||
ORD | Sale | 1,604 | 2.5170 GBP | ||||
ORD | Sale | 1,604 | 2.4930 GBP | ||||
ORD | Sale | 1,604 | 2.4580 GBP | ||||
ORD | Sale | 1,623 | 2.5270 GBP | ||||
ORD | Sale | 1,638 | 2.5260 GBP | ||||
ORD | Sale | 1,717 | 2.5118 GBP | ||||
ORD | Sale | 1,746 | 2.4940 GBP | ||||
ORD | Sale | 2,000 | 2.4684 GBP | ||||
ORD | Sale | 2,036 | 2.5295 GBP | ||||
ORD | Sale | 2,036 | 2.4829 GBP | ||||
ORD | Sale | 2,074 | 2.4780 GBP | ||||
ORD | Sale | 2,257 | 2.5150 GBP | ||||
ORD | Sale | 2,259 | 2.5130 GBP | ||||
ORD | Sale | 2,287 | 2.5125 GBP | ||||
ORD | Sale | 2,349 | 2.4640 GBP | ||||
ORD | Sale | 2,702 | 2.4660 GBP | ||||
ORD | Sale | 2,729 | 2.5235 GBP | ||||
ORD | Sale | 2,774 | 2.5016 GBP | ||||
ORD | Sale | 2,821 | 2.4665 GBP | ||||
ORD | Sale | 2,927 | 2.5305 GBP | ||||
ORD | Sale | 3,190 | 2.5080 GBP | ||||
ORD | Sale | 3,220 | 2.5335 GBP | ||||
ORD | Sale | 3,263 | 2.5275 GBP | ||||
ORD | Sale | 3,289 | 2.5315 GBP | ||||
ORD | Sale | 3,295 | 2.5180 GBP | ||||
ORD | Sale | 3,363 | 2.5060 GBP | ||||
ORD | Sale | 3,439 | 2.4990 GBP | ||||
ORD | Sale | 3,741 | 2.5088 GBP | ||||
ORD | Sale | 3,768 | 2.5140 GBP | ||||
ORD | Sale | 4,099 | 2.5330 GBP | ||||
ORD | Sale | 4,261 | 2.4650 GBP | ||||
ORD | Sale | 4,702 | 2.5210 GBP | ||||
ORD | Sale | 4,893 | 2.5090 GBP | ||||
ADR | Sale | 6,020 | 14.5756 USD | ||||
ORD | Sale | 6,573 | 2.5280 GBP | ||||
ORD | Sale | 6,695 | 2.5290 GBP | ||||
ORD | Sale | 6,816 | 2.5081 GBP | ||||
ORD | Sale | 7,273 | 2.5228 GBP | ||||
ORD | Sale | 7,555 | 2.4670 GBP | ||||
ORD | Sale | 7,620 | 2.4680 GBP | ||||
ORD | Sale | 9,900 | 2.5172 GBP | ||||
ORD | Sale | 10,000 | 2.4900 GBP | ||||
ORD | Sale | 10,978 | 2.5191 GBP | ||||
ORD | Sale | 11,028 | 2.4690 GBP | ||||
ORD | Sale | 11,410 | 2.5200 GBP | ||||
ORD | Sale | 11,446 | 2.5230 GBP | ||||
ORD | Sale | 12,554 | 2.5169 GBP | ||||
ORD | Sale | 13,652 | 2.5146 GBP | ||||
ORD | Sale | 13,727 | 2.4996 GBP | ||||
ORD | Sale | 13,735 | 2.4998 GBP | ||||
ORD | Sale | 14,694 | 2.5310 GBP | ||||
ORD | Sale | 14,796 | 2.5204 GBP | ||||
ORD | Sale | 15,000 | 2.4896 GBP | ||||
ORD | Sale | 16,000 | 2.4959 GBP | ||||
ORD | Sale | 17,515 | 2.5240 GBP | ||||
ORD | Sale | 17,643 | 2.5250 GBP | ||||
ORD | Sale | 18,152 | 2.5300 GBP | ||||
ORD | Sale | 18,484 | 2.5220 GBP | ||||
ORD | Sale | 20,889 | 2.4699 GBP | ||||
ORD | Sale | 23,090 | 2.5320 GBP | ||||
ORD | Sale | 23,727 | 2.5190 GBP | ||||
ORD | Sale | 34,906 | 2.5072 GBP | ||||
ORD | Sale | 42,817 | 2.4657 GBP | ||||
ORD | Sale | 44,657 | 2.5095 GBP | ||||
ORD | Sale | 50,125 | 2.5138 GBP | ||||
ORD | Sale | 59,850 | 2.4571 GBP | ||||
ORD | Sale | 65,556 | 2.4867 GBP | ||||
ORD | Sale | 75,000 | 2.4687 GBP | ||||
ORD | Sale | 92,732 | 2.4791 GBP | ||||
ORD | Sale | 108,494 | 2.4662 GBP | ||||
ORD | Sale | 113,351 | 2.5193 GBP | ||||
ORD | Sale | 118,698 | 2.5024 GBP | ||||
ORD | Sale | 148,669 | 2.4663 GBP | ||||
ORD | Sale | 197,659 | 2.4565 GBP | ||||
ORD | Sale | 199,313 | 2.4934 GBP | ||||
ORD | Sale | 239,370 | 2.5020 GBP | ||||
ORD | Sale | 276,698 | 2.5162 GBP | ||||
ORD | Sale | 404,983 | 2.4676 GBP | ||||
ORD | Sale | 415,827 | 2.4914 GBP |
(b) Cash-settled derivative transactions
(b) | Â | Cash-settled derivative transactions | Â | Â | Â | Â | Â | Â | |
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | CFD | Long | 79 | 2.5125 GBP | |||||
ORD | CFD | Long | 1,143 | 2.5099 GBP | |||||
ORD | CFD | Long | 1,717 | 2.5118 GBP | |||||
ORD | CFD | Long | 3,071 | 2.5060 GBP | |||||
ORD | CFD | Long | 3,741 | 2.5088 GBP | |||||
ORD | CFD | Long | 6,816 | 2.5081 GBP | |||||
ORD | SWAP | Long | 8,000 | 2.5277 GBP | |||||
ORD | CFD | Long | 8,275 | 2.5187 GBP | |||||
ORD | CFD | Long | 10,046 | 2.5247 GBP | |||||
ORD | CFD | Long | 11,163 | 2.5026 GBP | |||||
ORD | CFD | Long | 12,554 | 2.5169 GBP | |||||
ORD | CFD | Long | 12,713 | 2.5177 GBP | |||||
ORD | CFD | Long | 13,640 | 2.5129 GBP | |||||
ORD | CFD | Long | 13,652 | 2.5146 GBP | |||||
ORD | CFD | Long | 13,727 | 2.4996 GBP | |||||
ORD | CFD | Long | 13,735 | 2.4998 GBP | |||||
ORD | CFD | Long | 15,000 | 2.4896 GBP | |||||
ORD | CFD | Long | 20,889 | 2.4699 GBP | |||||
ORD | CFD | Long | 30,500 | 2.5057 GBP | |||||
ORD | CFD | Long | 16,347 | 2.5122 GBP | |||||
ORD | CFD | Long | 52,725 | 2.5021 GBP | |||||
ORD | SWAP | Long | 86,167 | 2.5023 GBP | |||||
ORD | CFD | Long | 119,224 | 2.5214 GBP | |||||
ORD | SWAP | Short | 137 | 2.5262 GBP | |||||
ORD | SWAP | Short | 5,600 | 2.5056 GBP | |||||
ORD | CFD | Short | 6,816 | 2.5060 GBP | |||||
ORD | CFD | Short | 17,763 | 2.4952 GBP | |||||
ORD | CFD | Short | 19,358 | 2.5061 GBP | |||||
ORD | SWAP | Short | 21,434 | 2.4949 GBP | |||||
ORD | SWAP | Short | 289,567 | 2.5023 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â |
YES |
Date of disclosure: |
9 June 2016 |
Contact name: |
Pinar Coktas |
Telephone number: |
020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Full name of person making disclosure: |
Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
J SAINSBURY PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Written | 1,000,000 | 260.0000 | American | 15 Dec 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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