Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

J SAINSBURY PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

5 April 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES: HOME RETAIL GROUP

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,756,242 0.56% 9,528,014 0.50%
           
(2) Cash-settled derivatives:
7,868,793 0.41% 418,647 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 18,625,035 0.97% 9,946,661 0.52%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 300,000 0.02% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 300,000 0.02% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,100,000 0.21% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,100,000 0.21% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 112 2.7785 GBP
ORD Purchase 155 2.7795 GBP
ORD Purchase 156 2.7830 GBP
ORD Purchase 191 2.7835 GBP
ORD Purchase 436 2.7650 GBP
ORD Purchase 877 2.7630 GBP
ORD Purchase 1,333 2.7405 GBP
ORD Purchase 1,337 2.7440 GBP
ORD Purchase 1,346 2.7450 GBP
ORD Purchase 1,489 2.7875 GBP
ORD Purchase 1,523 2.7560 GBP
ORD Purchase 1,554 2.7410 GBP
ORD Purchase 1,603 2.7820 GBP
ORD Purchase 1,603 2.7670 GBP
ORD Purchase 1,603 2.7690 GBP
ORD Purchase 1,604 2.7730 GBP
ORD Purchase 1,604 2.7540 GBP
ORD Purchase 1,665 2.7805 GBP
ORD Purchase 2,666 2.7460 GBP
ORD Purchase 3,137 2.7420 GBP
ORD Purchase 3,178 2.7492 GBP
ORD Purchase 3,319 2.7760 GBP
ORD Purchase 3,392 2.7845 GBP
ORD Purchase 3,417 2.7604 GBP
ORD Purchase 3,639 2.7800 GBP
ORD Purchase 3,847 2.7396 GBP
ORD Purchase 3,855 2.7750 GBP
ORD Purchase 3,874 2.7850 GBP
ORD Purchase 4,115 2.7790 GBP
ORD Purchase 4,130 2.7640 GBP
ORD Purchase 4,496 2.7825 GBP
ORD Purchase 6,112 2.7400 GBP
ORD Purchase 6,798 2.7547 GBP
ORD Purchase 7,209 2.7595 GBP
ORD Purchase 8,293 2.7426 GBP
ORD Purchase 8,777 2.7727 GBP
ORD Purchase 9,624 2.7621 GBP
ORD Purchase 10,636 2.7770 GBP
ORD Purchase 54,756 2.7780 GBP
ORD Purchase 225,971 2.7809 GBP
ORD Sale 112 2.7785 GBP
ORD Sale 155 2.7795 GBP
ORD Sale 191 2.7835 GBP
ORD Sale 436 2.7650 GBP
ORD Sale 473 2.7710 GBP
ORD Sale 877 2.7630 GBP
ORD Sale 914 2.7735 GBP
ORD Sale 1,333 2.7405 GBP
ORD Sale 1,337 2.7440 GBP
ORD Sale 1,346 2.7450 GBP
ORD Sale 1,489 2.7875 GBP
ORD Sale 1,523 2.7560 GBP
ORD Sale 1,554 2.7410 GBP
ORD Sale 1,603 2.7670 GBP
ORD Sale 1,603 2.7820 GBP
ORD Sale 1,603 2.7690 GBP
ORD Sale 1,604 2.7540 GBP
ORD Sale 1,604 2.7730 GBP
ORD Sale 1,665 2.7805 GBP
ORD Sale 2,139 2.7606 GBP
ORD Sale 2,390 2.7748 GBP
ORD Sale 2,666 2.7460 GBP
ORD Sale 3,137 2.7420 GBP
ORD Sale 3,319 2.7760 GBP
ORD Sale 3,392 2.7845 GBP
ORD Sale 3,639 2.7800 GBP
ORD Sale 3,759 2.7775 GBP
ORD Sale 3,847 2.7562 GBP
ORD Sale 3,855 2.7750 GBP
ORD Sale 3,874 2.7850 GBP
ORD Sale 4,115 2.7790 GBP
ORD Sale 4,130 2.7640 GBP
ORD Sale 4,268 2.7738 GBP
ORD Sale 4,496 2.7825 GBP
ORD Sale 4,777 2.7759 GBP
ORD Sale 5,917 2.7713 GBP
ORD Sale 6,112 2.7400 GBP
ORD Sale 9,000 2.7765 GBP
ORD Sale 9,076 2.7728 GBP
ORD Sale 15,374 2.7837 GBP
ORD Sale 20,638 2.7737 GBP
ORD Sale 28,918 2.7766 GBP
ORD Sale 42,665 2.7770 GBP
ORD Sale 54,756 2.7780 GBP
ORD Sale 75,296 2.7708 GBP
ORD Sale 108,204 2.7722 GBP
ORD Sale 152,458 2.7709 GBP
ORD Sale 207,215 2.7830 GBP
ORD Sale 289,781 2.7740 GBP
(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD CFD Long 3,847 2.7562 GBP
ORD CFD Long 8,013 2.7623 GBP
ORD SWAP Long 14,796 2.7719 GBP
ORD CFD Long 18,315 2.7729 GBP
ORD SWAP Long 18,516 2.7626 GBP
ORD SWAP Long 70,604 2.7717 GBP
ORD SWAP Long 76,824 2.7712 GBP
ORD SWAP Long 132,680 2.7754 GBP
ORD CFD Long 72,721 2.7701 GBP
ORD SWAP Long 162,174 2.7714 GBP
ORD CFD Long 168,928 2.7768 GBP
ORD SWAP Short 600 2.7460 GBP
ORD SWAP Short 700 2.7490 GBP
ORD SWAP Short 3,810 2.7385 GBP
ORD CFD Short 3,847 2.7396 GBP
ORD CFD Short 6,786 2.7663 GBP
ORD SWAP Short 8,100 2.7825 GBP
ORD CFD Short 7,096 2.7793 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

6 April 2016

Contact name:

Pinar Coktas

Telephone number:

020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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