Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

J SAINSBURY PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

12 April 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES: HOME RETAIL GROUP

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,404,863 0.54% 9,873,095 0.51%
           
(2) Cash-settled derivatives:
8,038,651 0.42% 208,569 0.01%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 18,443,514 0.96% 10,081,664 0.52%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 900,000 0.05% 500,000 0.03%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 900,000 0.05% 500,000 0.03%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,000,000 0.26% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 5,000,000 0.26% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 200 16.1800 USD
ORD Purchase 225 2.8860 GBP
ORD Purchase 248 2.8380 GBP
ORD Purchase 596 2.8400 GBP
ORD Purchase 622 2.8870 GBP
ORD Purchase 800 2.8495 GBP
ORD Purchase 885 2.8706 GBP
ORD Purchase 1,187 2.9070 GBP
ORD Purchase 1,278 2.8660 GBP
ORD Purchase 1,278 2.8525 GBP
ORD Purchase 1,328 2.8515 GBP
ORD Purchase 1,487 2.8520 GBP
ORD Purchase 2,080 2.8686 GBP
ORD Purchase 2,368 2.8390 GBP
ORD Purchase 2,556 2.8605 GBP
ORD Purchase 2,704 2.8600 GBP
ORD Purchase 3,007 2.8590 GBP
ORD Purchase 3,044 2.8530 GBP
ORD Purchase 3,488 2.8620 GBP
ORD Purchase 4,054 2.8450 GBP
ORD Purchase 4,757 2.8460 GBP
ORD Purchase 4,956 2.8800 GBP
ORD Purchase 5,176 2.8625 GBP
ORD Purchase 5,556 2.8790 GBP
ORD Purchase 5,707 2.8370 GBP
ORD Purchase 6,543 2.8650 GBP
ORD Purchase 7,136 2.8557 GBP
ORD Purchase 7,474 2.8531 GBP
ORD Purchase 9,009 2.8631 GBP
ADR Purchase 9,124 16.0973 USD
ORD Purchase 9,180 2.8552 GBP
ORD Purchase 9,940 2.8440 GBP
ORD Purchase 10,608 2.8630 GBP
ORD Purchase 10,624 2.8720 GBP
ORD Purchase 11,268 2.8480 GBP
ORD Purchase 11,289 2.8554 GBP
ORD Purchase 11,445 2.8470 GBP
ORD Purchase 12,277 2.8640 GBP
ORD Purchase 13,341 2.8510 GBP
ORD Purchase 13,443 2.8490 GBP
ORD Purchase 22,791 2.8610 GBP
ORD Purchase 24,458 2.8566 GBP
ORD Purchase 26,934 2.8500 GBP
ORD Purchase 27,950 2.8571 GBP
ORD Purchase 95,883 2.8568 GBP
ORD Purchase 114,846 2.8580 GBP
ORD Purchase 165,866 2.8581 GBP
ORD Purchase 232,032 2.8586 GBP
ORD Sale 33 2.8518 GBP
ADR Sale 200 16.1800 USD
ORD Sale 225 2.8860 GBP
ORD Sale 248 2.8380 GBP
ORD Sale 472 2.8533 GBP
ORD Sale 490 2.8513 GBP
ORD Sale 596 2.8400 GBP
ORD Sale 622 2.8870 GBP
ORD Sale 800 2.8493 GBP
ORD Sale 1,145 2.8649 GBP
ORD Sale 1,187 2.9070 GBP
ORD Sale 1,278 2.8605 GBP
ORD Sale 1,278 2.8525 GBP
ORD Sale 1,278 2.8660 GBP
ORD Sale 1,328 2.8515 GBP
ORD Sale 1,549 2.8480 GBP
ORD Sale 1,556 2.8440 GBP
ORD Sale 1,578 2.8504 GBP
ORD Sale 1,600 2.8495 GBP
ORD Sale 2,368 2.8390 GBP
ORD Sale 2,704 2.8600 GBP
ORD Sale 2,923 2.8540 GBP
ORD Sale 3,488 2.8620 GBP
ORD Sale 3,697 2.8494 GBP
ORD Sale 4,564 2.8490 GBP
ORD Sale 4,771 2.8630 GBP
ORD Sale 4,956 2.8800 GBP
ORD Sale 4,962 2.8640 GBP
ORD Sale 5,498 2.8478 GBP
ORD Sale 5,544 2.8470 GBP
ORD Sale 5,556 2.8790 GBP
ORD Sale 5,707 2.8370 GBP
ORD Sale 5,937 2.8669 GBP
ORD Sale 6,543 2.8650 GBP
ORD Sale 7,585 2.8610 GBP
ADR Sale 9,124 16.0973 USD
ORD Sale 9,180 2.8577 GBP
ORD Sale 9,493 2.8791 GBP
ORD Sale 10,624 2.8720 GBP
ORD Sale 13,420 2.8530 GBP
ORD Sale 14,272 2.8520 GBP
ORD Sale 20,861 2.8694 GBP
ORD Sale 23,825 2.8510 GBP
ORD Sale 30,365 2.8603 GBP
ORD Sale 35,445 2.8500 GBP
ORD Sale 37,753 2.8566 GBP
ORD Sale 44,632 2.8580 GBP
ORD Sale 44,636 2.8574 GBP
(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 500 2.8625 GBP
ORD SWAP Long 500 2.8970 GBP
ORD CFD Long 9,180 2.8577 GBP
ORD CFD Long 12,006 2.8603 GBP
ORD CFD Long 18,094 2.8878 GBP
ORD CFD Long 18,248 2.8377 GBP
ORD CFD Long 24,530 2.8774 GBP
ORD CFD Long 44,636 2.8574 GBP
ORD CFD Short 400 2.8502 GBP
ORD CFD Short 7,457 2.8383 GBP
ORD CFD Short 9,180 2.8552 GBP
ORD SWAP Short 10,139 2.8632 GBP
ORD CFD Short 14,568 2.8567 GBP
ORD SWAP Short 31,657 2.8576 GBP
ORD SWAP Short 75,569 2.8571 GBP
ORD SWAP Short 76,700 2.8563 GBP
ORD SWAP Short 88,435 2.8565 GBP
ORD SWAP Short 122,997 2.8613 GBP
ORD SWAP Short 190,066 2.8585 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

13 April 2016

Contact name:

Pinar Coktas

Telephone number:

020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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