Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

J SAINSBURY PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

18 August 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,751,257 0.71% 12,244,407 0.64%
           
(2) Cash-settled derivatives:
11,260,202 0.58% 5,619,208 0.29%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,300,000 0.07% 0 0.00%
           
(4)
TOTAL: 26,311,459 1.37% 17,863,615 0.93%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 300,000 0.02%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,100,000 0.16% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,100,000 0.16% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 198 2.3790 GBP
ORD Purchase 225 2.4140 GBP
ORD Purchase 400 2.3915 GBP
ORD Purchase 500 2.4110 GBP
ORD Purchase 557 2.3590 GBP
ORD Purchase 735 2.3654 GBP
ORD Purchase 777 2.4071 GBP
ORD Purchase 900 2.4200 GBP
ORD Purchase 1,003 2.4016 GBP
ORD Purchase 1,012 2.4095 GBP
ORD Purchase 1,085 2.4160 GBP
ORD Purchase 1,276 2.4225 GBP
ORD Purchase 1,319 2.4047 GBP
ORD Purchase 1,434 2.3945 GBP
ORD Purchase 1,444 2.3925 GBP
ORD Purchase 1,483 2.3970 GBP
ORD Purchase 1,715 2.4175 GBP
ORD Purchase 1,740 2.3880 GBP
ORD Purchase 1,843 2.4145 GBP
ORD Purchase 1,868 2.4115 GBP
ADR Purchase 2,206 12.7789 USD
ORD Purchase 2,546 2.3900 GBP
ORD Purchase 2,566 2.3860 GBP
ORD Purchase 2,660 2.4195 GBP
ORD Purchase 2,705 2.3890 GBP
ORD Purchase 2,765 2.4070 GBP
ORD Purchase 2,900 2.4075 GBP
ORD Purchase 3,114 2.3910 GBP
ORD Purchase 3,392 2.4085 GBP
ORD Purchase 3,664 2.4025 GBP
ORD Purchase 3,716 2.4125 GBP
ORD Purchase 4,333 2.3960 GBP
ORD Purchase 4,340 2.4100 GBP
ORD Purchase 4,707 2.4015 GBP
ORD Purchase 5,000 2.3957 GBP
ORD Purchase 5,110 2.4035 GBP
ORD Purchase 5,267 2.3930 GBP
ORD Purchase 5,280 2.3870 GBP
ORD Purchase 5,393 2.4205 GBP
ORD Purchase 5,423 2.4105 GBP
ORD Purchase 5,543 2.3903 GBP
ORD Purchase 6,701 2.3920 GBP
ORD Purchase 7,111 2.3985 GBP
ORD Purchase 7,323 2.4065 GBP
ORD Purchase 7,846 2.4164 GBP
ORD Purchase 8,410 2.3995 GBP
ORD Purchase 8,744 2.3975 GBP
ORD Purchase 9,301 2.4215 GBP
ORD Purchase 9,876 2.3974 GBP
ORD Purchase 9,961 2.4135 GBP
ORD Purchase 12,445 2.3980 GBP
ORD Purchase 12,829 2.4005 GBP
ORD Purchase 13,155 2.3940 GBP
ORD Purchase 14,102 2.3990 GBP
ORD Purchase 28,715 2.4000 GBP
ORD Purchase 30,307 2.4161 GBP
ORD Purchase 32,029 2.3850 GBP
ORD Purchase 43,895 2.3965 GBP
ORD Purchase 59,587 2.3905 GBP
ORD Purchase 104,263 2.3913 GBP
ORD Purchase 108,123 2.4079 GBP
ORD Purchase 121,437 2.3954 GBP
ORD Purchase 318,991 2.4086 GBP
ORD Sale 13 2.4160 GBP
ORD Sale 198 2.3790 GBP
ORD Sale 225 2.4140 GBP
ORD Sale 500 2.4110 GBP
ORD Sale 557 2.3590 GBP
ORD Sale 900 2.4200 GBP
ORD Sale 1,012 2.4095 GBP
ORD Sale 1,276 2.4225 GBP
ORD Sale 1,430 2.3628 GBP
ORD Sale 1,444 2.3925 GBP
ORD Sale 1,573 2.3970 GBP
ORD Sale 1,715 2.4175 GBP
ORD Sale 1,843 2.4145 GBP
ORD Sale 1,868 2.4115 GBP
ADR Sale 2,206 12.7789 USD
ORD Sale 2,279 2.3945 GBP
ORD Sale 2,425 2.3931 GBP
ORD Sale 2,566 2.3860 GBP
ORD Sale 2,705 2.3890 GBP
ORD Sale 2,765 2.4070 GBP
ORD Sale 2,900 2.4075 GBP
ORD Sale 3,114 2.3910 GBP
ORD Sale 3,392 2.4085 GBP
ORD Sale 3,664 2.4025 GBP
ORD Sale 3,716 2.4125 GBP
ORD Sale 4,340 2.4100 GBP
ORD Sale 4,707 2.4015 GBP
ORD Sale 4,716 2.3880 GBP
ORD Sale 5,000 2.4210 GBP
ORD Sale 5,110 2.4035 GBP
ORD Sale 5,280 2.3870 GBP
ORD Sale 5,393 2.4205 GBP
ORD Sale 5,769 2.3975 GBP
ORD Sale 6,187 2.3960 GBP
ORD Sale 6,631 2.3950 GBP
ORD Sale 7,111 2.3985 GBP
ORD Sale 7,323 2.4065 GBP
ORD Sale 7,347 2.3957 GBP
ORD Sale 8,410 2.3995 GBP
ORD Sale 9,301 2.4215 GBP
ORD Sale 9,961 2.4135 GBP
ORD Sale 10,601 2.3914 GBP
ORD Sale 12,829 2.4005 GBP
ORD Sale 15,536 2.4087 GBP
ORD Sale 15,949 2.3955 GBP
ORD Sale 17,740 2.3930 GBP
ORD Sale 19,008 2.3980 GBP
ORD Sale 19,218 2.4000 GBP
ORD Sale 20,155 2.3920 GBP
ORD Sale 20,333 2.3915 GBP
ORD Sale 23,341 2.3952 GBP
ORD Sale 24,723 2.3900 GBP
ORD Sale 25,249 2.3990 GBP
ORD Sale 25,737 2.3997 GBP
ORD Sale 30,307 2.4199 GBP
ORD Sale 33,058 2.3899 GBP
ORD Sale 35,987 2.4010 GBP
ORD Sale 36,031 2.4018 GBP
ORD Sale 38,643 2.3940 GBP
ORD Sale 40,823 2.3941 GBP
ORD Sale 43,683 2.4163 GBP
ORD Sale 45,833 2.4195 GBP
ORD Sale 91,006 2.4194 GBP
ORD Sale 113,164 2.4105 GBP
ORD Sale 119,970 2.3850 GBP
ORD Sale 124,700 2.3839 GBP
ORD Sale 166,833 2.3905 GBP
ORD Sale 194,723 2.3909 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 240 2.4207 GBP
ORD CFD Long 755 2.3640 GBP
ORD CFD Long 1,430 2.3628 GBP
ORD CFD Long 2,012 2.3992 GBP
ORD CFD Long 10,000 2.4197 GBP
ORD CFD Long 10,100 2.4165 GBP
ORD SWAP Long 10,601 2.3914 GBP
ORD CFD Long 15,536 2.4087 GBP
ORD SWAP Long 30,132 2.3788 GBP
ORD CFD Long 30,307 2.4199 GBP
ORD CFD Long 43,173 2.4195 GBP
ORD CFD Long 43,683 2.4163 GBP
ORD SWAP Long 91,006 2.4194 GBP
ORD SWAP Long 107,741 2.4105 GBP
ORD CFD Long 103,964 2.3886 GBP
ORD SWAP Long 238,078 2.3896 GBP
ORD SWAP Short 735 2.3654 GBP
ORD CFD Short 1,003 2.4016 GBP
ORD SWAP Short 4,565 2.4096 GBP
ORD SWAP Short 6,005 2.3944 GBP
ORD CFD Short 7,846 2.4164 GBP
ORD CFD Short 8,693 2.3909 GBP
ORD SWAP Short 14,117 2.3965 GBP
ORD CFD Short 30,307 2.4161 GBP
ORD CFD Short 424,964 2.4113 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:

19 August 2016

Contact name:

Pinar Coktas

Telephone number:

020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

SAINSBURY(J)

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Product   Writing,   Number   Exercise   Type   Expiry
description purchasing, of price date
selling, securities per unit
varying etc to which
option
    relates      
Put Options Written 1,000,000 260.0000 American 15 Dec 2017
Call Options Purchased 300,000 230.0000 American 16 Sep 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today