Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

J SAINSBURY PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 22 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,039,578 0.57% 10,924,082 0.57%
           
(2) Cash-settled derivatives:
9,449,640 0.49% 770,675 0.04%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
 
TOTAL: 21,489,218 1.12% 11,694,757 0.61%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.07% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,300,000 0.07% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 100,000 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 100,000 0.01%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 12 2.4520 GBP
ORD Purchase 41 2.4535 GBP
ORD Purchase 58 2.4545 GBP
ORD Purchase 99 2.4415 GBP
ORD Purchase 261 2.4463 GBP
ORD Purchase 323 2.4410 GBP
ORD Purchase 337 2.4540 GBP
ORD Purchase 583 2.4475 GBP
ORD Purchase 656 2.4505 GBP
ORD Purchase 987 2.4489 GBP
ORD Purchase 1,308 2.4555 GBP
ORD Purchase 1,335 2.4600 GBP
ORD Purchase 1,481 2.4500 GBP
ORD Purchase 1,520 2.4460 GBP
ORD Purchase 1,539 2.4480 GBP
ADR Purchase 2,000 14.3400 USD
ORD Purchase 2,624 2.4580 GBP
ORD Purchase 2,654 2.4550 GBP
ORD Purchase 2,739 2.4620 GBP
ORD Purchase 2,880 2.4622 GBP
ORD Purchase 3,072 2.4592 GBP
ORD Purchase 3,605 2.4450 GBP
ORD Purchase 4,287 2.4570 GBP
ORD Purchase 4,925 2.4595 GBP
ORD Purchase 7,821 2.4590 GBP
ORD Purchase 9,633 2.4560 GBP
ORD Purchase 11,193 2.4495 GBP
ORD Purchase 18,675 2.4478 GBP
ORD Purchase 28,653 2.4473 GBP
ORD Purchase 30,331 2.4553 GBP
ORD Purchase 34,360 2.4470 GBP
ORD Purchase 58,304 2.4482 GBP
ORD Purchase 64,223 2.4497 GBP
ORD Sale 12 2.4520 GBP
ORD Sale 41 2.4535 GBP
ORD Sale 58 2.4545 GBP
ORD Sale 99 2.4415 GBP
ORD Sale 323 2.4410 GBP
ORD Sale 583 2.4475 GBP
ORD Sale 656 2.4505 GBP
ORD Sale 797 2.4519 GBP
ORD Sale 1,308 2.4580 GBP
ORD Sale 1,308 2.4555 GBP
ORD Sale 1,350 2.4453 GBP
ORD Sale 1,405 2.4620 GBP
ORD Sale 1,481 2.4500 GBP
ORD Sale 1,520 2.4460 GBP
ORD Sale 1,996 2.4745 GBP
ADR Sale 2,000 14.3400 USD
ORD Sale 2,594 2.4476 GBP
ORD Sale 2,877 2.4560 GBP
ORD Sale 2,975 2.4570 GBP
ORD Sale 3,505 2.4450 GBP
ORD Sale 3,548 2.4550 GBP
ORD Sale 5,300 2.4463 GBP
ORD Sale 5,430 2.4543 GBP
ORD Sale 6,152 2.4493 GBP
ORD Sale 6,453 2.4508 GBP
ORD Sale 8,953 2.4481 GBP
ORD Sale 9,675 2.4507 GBP
ORD Sale 10,094 2.4477 GBP
ORD Sale 10,400 2.4623 GBP
ORD Sale 12,291 2.4490 GBP
ORD Sale 14,745 2.4470 GBP
ORD Sale 26,856 2.4469 GBP
ORD Sale 40,689 2.4480 GBP
ORD Sale 56,758 2.4485 GBP
ORD Sale 147,085 2.4504 GBP
Convertible Bond XS1139087933 Sale 200,000 105.0000 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 797 2.4519 GBP
ORD SWAP Long 900 2.4558 GBP
ORD CFD Long 1,996 2.4745 GBP
ORD CFD Long 4,000 2.4468 GBP
ORD CFD Long 5,794 2.4481 GBP
ORD CFD Long 6,009 2.4495 GBP
ORD CFD Long 9,675 2.4507 GBP
ORD SWAP Long 9,680 2.4549 GBP
ORD CFD Long 11,833 2.4470 GBP
ORD SWAP Long 13,183 2.4512 GBP
ORD CFD Long 61,458 2.4499 GBP
ORD CFD Long 137,494 2.4489 GBP
ORD SWAP Short 10,761 2.4501 GBP
ORD CFD Short 15,355 2.4507 GBP
ORD CFD Short 28,653 2.4473 GBP
ORD CFD Short 30,331 2.4553 GBP
ORD SWAP Short 66,086 2.4489 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 23 Jun 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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