Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

J SAINSBURY PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,390,966 0.59% 10,320,609 0.54%
           
(2) Cash-settled derivatives:
9,081,852 0.47% 1,351,657 0.07%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
 
TOTAL: 21,472,818 1.12% 11,672,266 0.61%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 300,000 0.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 22 2.2540 GBP
ORD Purchase 50 2.2530 GBP
ORD Purchase 173 2.3045 GBP
ORD Purchase 321 2.2350 GBP
ORD Purchase 348 2.2400 GBP
ORD Purchase 497 2.2760 GBP
ORD Purchase 580 2.3200 GBP
ORD Purchase 642 2.2850 GBP
ORD Purchase 669 2.1890 GBP
ORD Purchase 949 2.2837 GBP
ORD Purchase 1,101 2.2770 GBP
ORD Purchase 1,107 2.2730 GBP
ORD Purchase 1,112 2.2870 GBP
ORD Purchase 1,186 2.2940 GBP
ORD Purchase 1,475 2.2390 GBP
ORD Purchase 1,603 2.2790 GBP
ORD Purchase 1,604 2.2990 GBP
ORD Purchase 1,604 2.2880 GBP
ORD Purchase 1,604 2.2750 GBP
ORD Purchase 1,625 2.3390 GBP
ORD Purchase 1,666 2.2930 GBP
ORD Purchase 1,878 2.3070 GBP
ORD Purchase 2,067 2.2980 GBP
ORD Purchase 2,664 2.2910 GBP
ORD Purchase 2,687 2.2840 GBP
ORD Purchase 3,128 2.2950 GBP
ORD Purchase 3,179 2.3100 GBP
ORD Purchase 3,207 2.3160 GBP
ORD Purchase 3,544 2.3030 GBP
ORD Purchase 3,560 2.2780 GBP
ORD Purchase 3,732 2.2970 GBP
ORD Purchase 4,179 2.2210 GBP
ORD Purchase 4,309 2.2225 GBP
ORD Purchase 4,420 2.2130 GBP
ORD Purchase 4,612 2.2800 GBP
ORD Purchase 5,037 2.2290 GBP
ORD Purchase 5,210 2.2855 GBP
ORD Purchase 5,797 2.3050 GBP
ORD Purchase 5,849 2.2810 GBP
ORD Purchase 5,855 2.2155 GBP
ORD Purchase 5,917 2.2915 GBP
ORD Purchase 5,917 2.2900 GBP
ORD Purchase 5,917 2.2920 GBP
ORD Purchase 5,917 2.2875 GBP
ORD Purchase 5,924 2.2105 GBP
ORD Purchase 6,239 2.2922 GBP
ORD Purchase 6,768 2.2205 GBP
ORD Purchase 6,887 2.2220 GBP
ORD Purchase 6,901 2.2170 GBP
ORD Purchase 7,180 2.2890 GBP
ORD Purchase 7,516 2.2280 GBP
ORD Purchase 7,539 2.2671 GBP
ORD Purchase 7,854 2.2160 GBP
ADR Purchase 8,800 12.4436 USD
ORD Purchase 9,216 2.2388 GBP
ORD Purchase 9,810 2.2110 GBP
ORD Purchase 11,328 2.2150 GBP
ORD Purchase 11,834 2.2895 GBP
ORD Purchase 12,516 2.2754 GBP
ORD Purchase 13,796 2.2185 GBP
ORD Purchase 18,244 2.2991 GBP
ORD Purchase 18,366 2.2905 GBP
ORD Purchase 18,995 2.2720 GBP
ORD Purchase 22,057 2.2293 GBP
ORD Purchase 22,058 2.3037 GBP
ORD Purchase 23,300 2.2833 GBP
ORD Purchase 25,714 2.2180 GBP
ORD Purchase 27,698 2.2909 GBP
ORD Purchase 32,091 2.2812 GBP
ORD Purchase 33,420 2.3087 GBP
ORD Purchase 33,420 2.3218 GBP
ORD Purchase 38,832 2.3090 GBP
ORD Purchase 44,114 2.2034 GBP
ORD Purchase 50,481 2.2724 GBP
ORD Purchase 52,891 2.1642 GBP
ORD Purchase 95,558 2.2745 GBP
ORD Purchase 108,669 2.2969 GBP
ORD Purchase 113,716 2.2794 GBP
ORD Purchase 121,647 2.2666 GBP
ORD Purchase 200,000 2.2194 GBP
ORD Purchase 232,612 2.2846 GBP
ORD Purchase 669,002 2.2743 GBP
ORD Sale 50 2.2530 GBP
ORD Sale 173 2.3045 GBP
ORD Sale 321 2.2350 GBP
ORD Sale 348 2.2400 GBP
ORD Sale 497 2.2760 GBP
ORD Sale 580 2.3200 GBP
ORD Sale 642 2.2850 GBP
ORD Sale 669 2.1890 GBP
ORD Sale 1,101 2.2770 GBP
ORD Sale 1,107 2.2730 GBP
ORD Sale 1,112 2.2870 GBP
ORD Sale 1,204 2.2940 GBP
ORD Sale 1,238 2.2800 GBP
ORD Sale 1,475 2.2390 GBP
ORD Sale 1,603 2.2790 GBP
ORD Sale 1,604 2.2750 GBP
ORD Sale 1,604 2.2990 GBP
ORD Sale 1,604 2.2880 GBP
ORD Sale 1,625 2.3390 GBP
ORD Sale 1,666 2.2930 GBP
ORD Sale 1,878 2.3070 GBP
ORD Sale 2,067 2.2980 GBP
ORD Sale 2,664 2.2910 GBP
ORD Sale 2,687 2.2840 GBP
ORD Sale 2,909 2.2710 GBP
ORD Sale 2,940 2.2878 GBP
ORD Sale 3,128 2.2950 GBP
ORD Sale 3,179 2.3100 GBP
ORD Sale 3,207 2.3160 GBP
ORD Sale 3,452 2.2786 GBP
ORD Sale 3,544 2.3030 GBP
ORD Sale 3,558 2.2501 GBP
ORD Sale 3,560 2.2780 GBP
ORD Sale 3,732 2.2970 GBP
ORD Sale 3,840 2.2514 GBP
ORD Sale 4,179 2.2210 GBP
ORD Sale 4,309 2.2225 GBP
ORD Sale 4,420 2.2130 GBP
ORD Sale 5,037 2.2290 GBP
ORD Sale 5,051 2.2891 GBP
ORD Sale 5,210 2.2855 GBP
ORD Sale 5,638 2.2540 GBP
ORD Sale 5,797 2.3050 GBP
ORD Sale 5,855 2.2155 GBP
ORD Sale 5,917 2.2915 GBP
ORD Sale 5,917 2.2920 GBP
ORD Sale 5,917 2.2900 GBP
ORD Sale 5,917 2.2875 GBP
ORD Sale 5,924 2.2105 GBP
ORD Sale 6,768 2.2205 GBP
ORD Sale 6,901 2.2170 GBP
ORD Sale 7,178 2.2220 GBP
ORD Sale 7,516 2.2280 GBP
ORD Sale 7,854 2.2160 GBP
ADR Sale 8,800 12.4436 USD
ORD Sale 9,160 2.2890 GBP
ORD Sale 9,810 2.2110 GBP
ORD Sale 10,000 2.3057 GBP
ORD Sale 10,296 2.2232 GBP
ORD Sale 10,323 2.2810 GBP
ORD Sale 11,327 2.2206 GBP
ORD Sale 11,328 2.2150 GBP
ORD Sale 13,796 2.2185 GBP
ORD Sale 18,366 2.2905 GBP
ORD Sale 19,197 2.2279 GBP
ORD Sale 21,056 2.2035 GBP
ORD Sale 22,037 2.2148 GBP
ORD Sale 25,714 2.2180 GBP
ORD Sale 27,147 2.2895 GBP
ORD Sale 27,441 2.2718 GBP
ORD Sale 34,013 2.2190 GBP
ORD Sale 37,060 2.2883 GBP
ORD Sale 38,832 2.3090 GBP
ORD Sale 47,278 2.2724 GBP
ORD Sale 53,808 2.2236 GBP
ORD Sale 55,468 2.2142 GBP
Convertible Bond - XS1268412993 Sale 100,000 92.0000 GBP
ORD Sale 108,777 2.2720 GBP
ORD Sale 183,661 2.2481 GBP
Convertible Bond - XS1268412993 Sale 200,000 101.2500 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 2,353 2.2677 GBP
ORD SWAP Long 2,663 2.2566 GBP
ORD CFD Long 5,932 2.2719 GBP
ORD CFD Long 10,718 2.2720 GBP
ORD CFD Long 22,037 2.2149 GBP
ORD CFD Long 23,083 2.1929 GBP
ORD CFD Long 27,441 2.2718 GBP
ORD CFD Long 29,701 2.2892 GBP
ORD CFD Long 37,060 2.2883 GBP
ORD CFD Long 76,678 2.2076 GBP
ORD SWAP Short 949 2.2838 GBP
ORD SWAP Short 9,400 2.2809 GBP
ORD CFD Short 17,600 2.2851 GBP
ORD CFD Short 22,057 2.2293 GBP
ORD CFD Short 22,058 2.3037 GBP
ORD SWAP Short 29,486 2.2821 GBP
ORD CFD Short 32,091 2.2812 GBP
ORD CFD Short 33,420 2.3087 GBP
ORD CFD Short 33,420 2.3218 GBP
ORD SWAP Short 41,288 2.2961 GBP
ORD CFD Short 44,114 2.2034 GBP
ORD CFD Short 50,481 2.2724 GBP
ORD CFD Short 52,891 2.1642 GBP
ORD CFD Short 58,206 2.2861 GBP
ORD CFD Short 60,000 2.3092 GBP
ORD CFD Short 80,947 2.2597 GBP
ORD SWAP Short 278,157 2.2885 GBP
ORD CFD Short 612,821 2.2720 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 27 Jun 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SAINSBURY(J)
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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