Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 01 July 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 10,299,541 0.53% 9,169,133 0.48%
           
(2) Cash-settled derivatives:
8,210,458 0.43% 2,809,638 0.15%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
 
TOTAL: 19,509,999 1.01% 11,978,771 0.62%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 300,000 0.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 9 2.3665 GBP
ORD Purchase 13 2.3375 GBP
ORD Purchase 16 2.3330 GBP
ORD Purchase 18 2.3695 GBP
ORD Purchase 90 2.3385 GBP
ORD Purchase 627 2.3685 GBP
ADR Purchase 652 12.6400 USD
ORD Purchase 977 2.3200 GBP
ORD Purchase 1,175 2.3516 GBP
ORD Purchase 1,229 2.3675 GBP
ORD Purchase 1,229 2.3505 GBP
ORD Purchase 1,229 2.3545 GBP
ORD Purchase 1,374 2.3605 GBP
ORD Purchase 1,375 2.3555 GBP
ORD Purchase 1,649 2.3655 GBP
ORD Purchase 1,768 2.3460 GBP
ORD Purchase 2,008 2.3565 GBP
ORD Purchase 2,122 2.3350 GBP
ORD Purchase 2,200 2.3535 GBP
ORD Purchase 2,345 2.3290 GBP
ORD Purchase 2,617 2.3583 GBP
ORD Purchase 2,646 2.3510 GBP
ORD Purchase 2,735 2.3595 GBP
ORD Purchase 2,796 2.3515 GBP
ORD Purchase 3,281 2.3380 GBP
ORD Purchase 3,286 2.3660 GBP
ORD Purchase 3,549 2.3640 GBP
ORD Purchase 5,427 2.3710 GBP
ORD Purchase 5,567 2.3585 GBP
ORD Purchase 5,798 2.3390 GBP
ORD Purchase 6,375 2.3400 GBP
ORD Purchase 7,699 2.3670 GBP
ORD Purchase 8,981 2.3690 GBP
ORD Purchase 9,524 2.3620 GBP
ORD Purchase 10,641 2.3525 GBP
ORD Purchase 12,286 2.3650 GBP
ORD Purchase 15,991 2.3486 GBP
ORD Purchase 19,242 2.3630 GBP
ORD Purchase 19,607 2.3600 GBP
ORD Purchase 20,237 2.3520 GBP
ORD Purchase 22,938 2.3530 GBP
ORD Purchase 24,476 2.3700 GBP
ORD Purchase 25,327 2.3452 GBP
ORD Purchase 26,210 2.3540 GBP
ORD Purchase 29,686 2.3370 GBP
ORD Purchase 30,125 2.3590 GBP
ORD Purchase 32,262 2.3394 GBP
ORD Purchase 38,258 2.3558 GBP
ORD Purchase 41,935 2.3461 GBP
ORD Purchase 43,891 2.3610 GBP
ORD Purchase 44,870 2.3680 GBP
ORD Purchase 48,841 2.3369 GBP
ORD Purchase 57,013 2.3560 GBP
ORD Purchase 66,899 2.3550 GBP
ORD Purchase 66,948 2.3563 GBP
ORD Purchase 72,140 2.3500 GBP
ORD Purchase 77,788 2.3580 GBP
ORD Purchase 140,073 2.3430 GBP
ORD Purchase 141,232 2.3508 GBP
ORD Purchase 199,457 2.3456 GBP
ORD Purchase 277,101 2.3581 GBP
ORD Purchase 315,550 2.3478 GBP
ORD Purchase 331,512 2.3570 GBP
ORD Sale 9 2.3665 GBP
ORD Sale 13 2.3375 GBP
ORD Sale 16 2.3330 GBP
ORD Sale 18 2.3695 GBP
ORD Sale 90 2.3385 GBP
ORD Sale 627 2.3685 GBP
ADR Sale 652 12.6400 USD
ORD Sale 710 2.3320 GBP
ORD Sale 944 2.3529 GBP
ORD Sale 977 2.3200 GBP
ORD Sale 1,002 2.3451 GBP
ORD Sale 1,091 2.3544 GBP
ORD Sale 1,175 2.3516 GBP
ORD Sale 1,229 2.3675 GBP
ORD Sale 1,229 2.3545 GBP
ORD Sale 1,229 2.3505 GBP
ORD Sale 1,347 2.3500 GBP
ORD Sale 1,374 2.3605 GBP
ORD Sale 1,375 2.3555 GBP
ORD Sale 1,649 2.3655 GBP
ORD Sale 1,700 2.3399 GBP
ORD Sale 1,768 2.3460 GBP
ORD Sale 2,008 2.3565 GBP
ORD Sale 2,122 2.3350 GBP
ORD Sale 2,200 2.3535 GBP
ORD Sale 2,345 2.3290 GBP
ORD Sale 2,735 2.3595 GBP
ORD Sale 2,796 2.3515 GBP
ORD Sale 3,281 2.3380 GBP
ORD Sale 3,286 2.3660 GBP
ORD Sale 3,368 2.3678 GBP
ORD Sale 3,549 2.3640 GBP
ORD Sale 3,933 2.3562 GBP
ORD Sale 4,138 2.3388 GBP
ORD Sale 5,427 2.3710 GBP
ORD Sale 5,567 2.3585 GBP
ORD Sale 6,375 2.3400 GBP
ORD Sale 6,724 2.3510 GBP
ORD Sale 7,699 2.3670 GBP
ORD Sale 8,981 2.3690 GBP
ORD Sale 9,524 2.3620 GBP
ORD Sale 10,641 2.3525 GBP
ORD Sale 10,770 2.3635 GBP
ORD Sale 12,286 2.3650 GBP
ORD Sale 12,800 2.3579 GBP
ORD Sale 14,670 2.3608 GBP
ORD Sale 15,354 2.3509 GBP
ORD Sale 17,802 2.3547 GBP
ORD Sale 19,242 2.3630 GBP
ORD Sale 24,476 2.3700 GBP
ORD Sale 24,481 2.3641 GBP
ORD Sale 26,837 2.3610 GBP
ORD Sale 28,885 2.3540 GBP
ORD Sale 29,408 2.3520 GBP
ORD Sale 29,686 2.3370 GBP
ORD Sale 30,826 2.3600 GBP
ORD Sale 30,933 2.3554 GBP
ORD Sale 34,522 2.3530 GBP
ORD Sale 36,678 2.3587 GBP
ORD Sale 38,620 2.3590 GBP
ORD Sale 44,870 2.3680 GBP
ORD Sale 59,535 2.3560 GBP
ORD Sale 60,155 2.3561 GBP
ORD Sale 81,286 2.3550 GBP
ORD Sale 82,142 2.3613 GBP
ORD Sale 82,343 2.3580 GBP
ORD Sale 122,173 2.3570 GBP
ORD Sale 127,367 2.3522 GBP
ORD Sale 1,437,074 2.3496 GBP
ORD Sale 1,595,798 2.3390 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 400 2.3690 GBP
ORD SWAP Long 2,344 2.3605 GBP
ORD CFD Long 2,617 2.3635 GBP
ORD CFD Long 4,138 2.3388 GBP
ORD CFD Long 4,678 2.3336 GBP
ORD SWAP Long 7,976 2.3547 GBP
ORD CFD Long 10,269 2.3610 GBP
ORD CFD Long 47,114 2.3608 GBP
ORD CFD Long 82,142 2.3613 GBP
ORD SWAP Short 400 2.3590 GBP
ORD CFD Short 1,304 2.3711 GBP
ORD CFD Short 1,503 2.3532 GBP
ORD CFD Short 2,617 2.3583 GBP
ORD SWAP Short 4,189 2.3647 GBP
ORD CFD Short 5,028 2.3398 GBP
ORD SWAP Short 10,698 2.3462 GBP
ORD SWAP Short 29,316 2.3637 GBP
ORD SWAP Short 148,456 2.3460 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 4 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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