Form 8.3 - SAINSBURY(J)

Form 8.3 - SAINSBURY(J)

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SAINSBURY(J)
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 January 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 14,273,404 0.74% 11,853,004 0.62%
           
(2) Cash-settled derivatives:
9,923,270 0.52% 607,608 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 24,196,674 1.26% 12,460,612 0.65%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,200,000 0.88% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,200,000 0.88% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.29% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,300,000 0.29% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 450 2.3340 GBP
ORD Purchase 687 2.3440 GBP
ORD Purchase 1,675 2.3285 GBP
ORD Purchase 1,792 2.3487 GBP
ADR Purchase 2,000 13.3600 USD
ORD Purchase 2,050 2.3324 GBP
ORD Purchase 2,640 2.3330 GBP
ORD Purchase 2,640 2.3327 GBP
ORD Purchase 3,839 2.3200 GBP
ORD Purchase 4,368 2.3121 GBP
ORD Purchase 5,628 2.3338 GBP
ORD Purchase 7,816 2.3470 GBP
ORD Purchase 8,500 2.3300 GBP
ORD Purchase 9,404 2.3282 GBP
ORD Purchase 12,928 2.3240 GBP
ORD Purchase 14,401 2.3307 GBP
ORD Purchase 17,109 2.3273 GBP
ORD Purchase 21,370 2.3290 GBP
ORD Purchase 39,276 2.3212 GBP
ORD Sale 1,675 2.3285 GBP
ADR Sale 2,000 13.3600 USD
ORD Sale 2,640 2.3330 GBP
ORD Sale 3,368 2.3242 GBP
ORD Sale 3,646 2.3506 GBP
ORD Sale 3,908 2.3470 GBP
ORD Sale 4,278 2.3230 GBP
ORD Sale 4,786 2.3271 GBP
ORD Sale 5,677 2.3430 GBP
ORD Sale 7,411 2.3200 GBP
ORD Sale 7,846 2.3474 GBP
ORD Sale 14,036 2.3366 GBP
ORD Sale 14,338 2.3389 GBP
ORD Sale 15,765 2.3199 GBP
ORD Sale 19,834 2.3297 GBP
ORD Sale 41,914 2.3374 GBP
ORD Sale 50,429 2.3290 GBP
ORD Sale 60,211 2.3287 GBP
ORD Sale 93,694 2.3331 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 7,500 2.3214 GBP
ORD CFD Long 6,243 2.3446 GBP
ORD SWAP Long 16,255 2.3281 GBP
ORD SWAP Long 16,812 2.3297 GBP
ORD CFD Long 17,222 2.3466 GBP
ORD SWAP Long 41,216 2.3258 GBP
ORD CFD Long 124,262 2.3334 GBP
ORD CFD Short 4,002 2.3561 GBP
ORD CFD Short 7,310 2.3309 GBP
ORD SWAP Short 12,316 2.3236 GBP
ORD CFD Short 24,000 2.3900 GBP
ORD SWAP Short 49,441 2.3183 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Jan 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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