Form 8.3 - SAINSBURY(J) PLC

Form 8.3 - SAINSBURY(J) PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SAINSBURY(J) PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

2 FEB 2016

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,006,645 0.68% 11,341,491 0.59%
           
(2) Cash-settled derivatives:
10,514,950 0.55% 644,693 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 23,521,595 1.22% 11,986,184 0.62%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,500,000 0.60% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,500,000 0.60% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,500,000 0.33% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,500,000 0.33% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales        
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 129 2.5260 GBP
ORD Purchase 136 2.5090 GBP
ORD Purchase 138 2.4790 GBP
ORD Purchase 185 2.5140 GBP
ADR Purchase 200 14.3800 USD
ORD Purchase 402 2.5215 GBP
ORD Purchase 414 2.4860 GBP
ORD Purchase 484 2.5190 GBP
ORD Purchase 618 2.4755 GBP
ORD Purchase 777 2.4995 GBP
ADR Purchase 800 14.4500 USD
ORD Purchase 958 2.4955 GBP
ORD Purchase 997 2.5265 GBP
ORD Purchase 1,413 2.5000 GBP
ORD Purchase 1,427 2.5065 GBP
ORD Purchase 1,544 2.4420 GBP
ORD Purchase 1,674 2.4943 GBP
ORD Purchase 1,698 2.4705 GBP
ORD Purchase 2,223 2.4765 GBP
ORD Purchase 2,302 2.4770 GBP
ORD Purchase 2,330 2.5210 GBP
ORD Purchase 2,395 2.5200 GBP
ORD Purchase 2,637 2.5010 GBP
ORD Purchase 2,672 2.5270 GBP
ORD Purchase 2,905 2.4962 GBP
ORD Purchase 3,094 2.4870 GBP
ORD Purchase 3,139 2.5110 GBP
ORD Purchase 3,315 2.5025 GBP
ORD Purchase 3,557 2.4798 GBP
ORD Purchase 3,663 2.4965 GBP
ORD Purchase 4,115 2.5080 GBP
ORD Purchase 4,151 2.5095 GBP
ORD Purchase 4,837 2.4950 GBP
ORD Purchase 5,355 2.5105 GBP
ORD Purchase 5,361 2.4830 GBP
ORD Purchase 5,507 2.4820 GBP
ORD Purchase 5,797 2.4740 GBP
ORD Purchase 5,881 2.5060 GBP
ORD Purchase 6,497 2.5130 GBP
ORD Purchase 6,836 2.5100 GBP
ORD Purchase 6,879 2.4803 GBP
ORD Purchase 7,174 2.4940 GBP
ORD Purchase 8,653 2.5040 GBP
ORD Purchase 9,535 2.5070 GBP
ORD Purchase 9,613 2.4910 GBP
ORD Purchase 10,023 2.4750 GBP
ORD Purchase 10,137 2.4800 GBP
ORD Purchase 10,496 2.5120 GBP
ORD Purchase 10,523 2.4651 GBP
ORD Purchase 11,160 2.4970 GBP
ORD Purchase 11,332 2.4990 GBP
ORD Purchase 12,211 2.5050 GBP
ORD Purchase 12,428 2.4760 GBP
ORD Purchase 13,658 2.4919 GBP
ORD Purchase 13,723 2.4780 GBP
ORD Purchase 17,747 2.5020 GBP
ORD Purchase 18,194 2.4985 GBP
ORD Purchase 18,858 2.4920 GBP
ORD Purchase 19,153 2.4945 GBP
ORD Purchase 23,525 2.4960 GBP
ORD Purchase 27,527 2.4941 GBP
ORD Purchase 30,517 2.4921 GBP
ORD Purchase 31,743 2.4869 GBP
ORD Purchase 35,590 2.4884 GBP
ORD Purchase 40,879 2.4981 GBP
ORD Purchase 41,392 2.4956 GBP
ORD Purchase 48,008 2.5030 GBP
ORD Purchase 52,978 2.4967 GBP
ORD Purchase 59,142 2.4986 GBP
ORD Purchase 137,533 2.4877 GBP
ORD Purchase 160,314 2.4841 GBP
ORD Purchase 206,781 2.4808 GBP
ORD Purchase 243,559 2.4930 GBP
ORD Purchase 307,384 2.5222 GBP
ORD Purchase 376,381 2.4963 GBP
ORD Sale 70 2.4975 GBP
ORD Sale 129 2.5260 GBP
ORD Sale 138 2.4790 GBP
ORD Sale 185 2.5140 GBP
ADR Sale 200 14.3800 USD
ORD Sale 402 2.5215 GBP
ORD Sale 414 2.4860 GBP
ORD Sale 455 2.5090 GBP
ORD Sale 484 2.5190 GBP
ORD Sale 618 2.5023 GBP
ORD Sale 618 2.4755 GBP
ORD Sale 777 2.4995 GBP
ADR Sale 800 14.4500 USD
ORD Sale 958 2.4955 GBP
ORD Sale 997 2.5265 GBP
ORD Sale 1,180 2.5021 GBP
ORD Sale 1,236 2.4953 GBP
ORD Sale 1,361 2.5065 GBP
ORD Sale 2,223 2.4765 GBP
ORD Sale 2,245 2.4749 GBP
ORD Sale 2,302 2.4770 GBP
ORD Sale 2,330 2.5210 GBP
ORD Sale 2,395 2.5200 GBP
ORD Sale 2,637 2.5010 GBP
ORD Sale 2,672 2.5270 GBP
ORD Sale 3,005 2.4699 GBP
ORD Sale 3,094 2.4870 GBP
ORD Sale 3,214 2.4594 GBP
ORD Sale 3,330 2.5025 GBP
ORD Sale 3,663 2.4965 GBP
ORD Sale 3,970 2.5000 GBP
ORD Sale 4,115 2.5080 GBP
ORD Sale 4,151 2.5095 GBP
ORD Sale 4,944 2.4900 GBP
ORD Sale 5,066 2.4998 GBP
ORD Sale 5,355 2.5105 GBP
ORD Sale 5,361 2.4830 GBP
ORD Sale 5,507 2.4820 GBP
ORD Sale 5,797 2.4740 GBP
ORD Sale 6,497 2.5130 GBP
ORD Sale 6,836 2.5100 GBP
ORD Sale 7,162 2.5032 GBP
ORD Sale 7,971 2.5060 GBP
ORD Sale 9,535 2.5070 GBP
ORD Sale 9,613 2.4910 GBP
ORD Sale 9,617 2.5110 GBP
ORD Sale 10,023 2.4750 GBP
ORD Sale 10,137 2.4800 GBP
ORD Sale 10,237 2.4821 GBP
ORD Sale 10,496 2.5120 GBP
ORD Sale 10,913 2.5024 GBP
ORD Sale 12,428 2.4760 GBP
ORD Sale 13,166 2.4930 GBP
ORD Sale 13,369 2.5028 GBP
ORD Sale 13,723 2.4780 GBP
ORD Sale 13,886 2.4842 GBP
ORD Sale 15,558 2.5040 GBP
ORD Sale 16,107 2.4899 GBP
ORD Sale 16,395 2.4940 GBP
ORD Sale 17,747 2.5020 GBP
ORD Sale 24,810 2.4990 GBP
ORD Sale 26,001 2.4950 GBP
ORD Sale 26,289 2.4970 GBP
ORD Sale 27,325 2.4920 GBP
ORD Sale 30,500 2.4981 GBP
ORD Sale 33,014 2.4960 GBP
ORD Sale 38,269 2.4894 GBP
ORD Sale 41,980 2.5050 GBP
ORD Sale 44,537 2.4843 GBP
ORD Sale 52,676 2.5018 GBP
ORD Sale 67,431 2.5030 GBP
ORD Sale 93,356 2.5062 GBP
ORD Sale 157,703 2.4985 GBP
ORD Sale 211,539 2.4980 GBP
ORD Sale 500,000 2.4919 GBP
(b)   Cash-settled derivative transactions            
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 43 2.4325 GBP
ORD CFD Long 400 2.5078 GBP
ORD SWAP Long 1,000 2.5230 GBP
ORD CFD Long 5,250 2.4716 GBP
ORD CFD Long 5,318 2.4276 GBP
ORD CFD Long 12,241 2.4932 GBP
ORD CFD Long 20,000 2.5008 GBP
ORD CFD Long 24,842 2.4896 GBP
ORD SWAP Long 81,259 2.4855 GBP
ORD SWAP Long 93,356 2.5062 GBP
ORD SWAP Expires 01/04/2016 Long 1,248,967 2.4420 GBP
ORD CFD Short 2,800 2.4862 GBP
ORD SWAP Short 3,407 2.4300 GBP
ORD CFD Short 10,655 2.4820 GBP
ORD CFD Short 8,118 2.5001 GBP
ORD SWAP Short 19,153 2.4945 GBP
ORD SWAP Short 22,559 2.4796 GBP
ORD CFD Short 12,330 2.5032 GBP
ORD CFD Short 307,384 2.5222 GBP
ORD CFD Short 376,381 2.4963 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

3 FEB 2016

Contact name:

Andrew Hurley

Telephone number:

020 3555 3445

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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