Form 8.5 (EPT/NON-RI) Severn Trent Plc

Form 8.5 (EPT/NON-RI) Severn Trent Plc

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SEVERN TRENT PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeree
  principal trader is connected  
(d) Date position held/dealing undertaken: 30 May 2013
(e) Has the EPT previously disclosed, or is it NO
today disclosing, under the Code in respect
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:     ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,225,620 0.51% 412,202 0.17%
           
(2) Derivatives (other than
options): 411,360 0.17% 739,413 0.31%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
1,636,980 0.69% 1,151,615 0.48%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 122 20.3500 GBP
ORD Purchase 500 20.4306 GBP
ORD Purchase 1,497 20.4571 GBP
ORD Purchase 1,766 20.4900 GBP
ORD Purchase 2,459 20.3432 GBP
ORD Purchase 2,467 20.3588 GBP
ORD Purchase 3,129 20.4076 GBP
ORD Purchase 5,554 20.3403 GBP
ORD Purchase 5,850 20.4012 GBP
ORD Purchase 7,722 20.4418 GBP
ORD Purchase 8,708 20.4282 GBP
ORD Purchase 11,520 20.4384 GBP
ORD Purchase 17,671 20.4419 GBP
ORD Purchase 31,002 20.4112 GBP
ORD Sale 122 20.3500 GBP
ORD Sale 348 20.3602 GBP
ORD Sale 414 20.3000 GBP
ORD Sale 1,208 20.4779 GBP
ORD Sale 1,954 20.4900 GBP
ORD Sale 2,013 20.4239 GBP
ORD Sale 2,111 20.3407 GBP
ORD Sale 2,467 20.3588 GBP
ORD Sale 5,046 20.4428 GBP
ORD Sale 7,430 20.4088 GBP
ORD Sale 10,297 20.4449 GBP
ORD Sale 14,969 20.3557 GBP
ORD Sale 15,038 20.4014 GBP
ORD Sale 45,000 20.4376 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 464 20.4877 GBP
ORD SWAP Long 744 20.4719 GBP
ORD SWAP Long 10,297 20.4450 GBP
ORD SWAP Short 500 20.4306 GBP
ORD SWAP Short 1,497 20.4570 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   31 May 2013
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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