Form 8.3 - Smurfit Kappa Group Plc

Form 8.3 - Smurfit Kappa Group Plc

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Â	Â	Name of person dealing (Note 1)	Â	Barclays PLC.
Â		Company dealt in		SMURFIT KAPPA GROUP PLC
Â		Class of relevant security to which the		€0.001 ordinary shares
Â		dealings being disclosed relate (Note 2)		Â
Â		Date of dealing		14 May 2018

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:	Â	Â	Â	€0.001 ordinary shares	Â	Â	Â	Â	Â	Â
				Long				Short
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities
				3,312,608		1.40%		365,826		0.15%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than options):
				107,538		0.05%		3,010,586		1.27%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				3,420,146		1.44%		3,376,412		1.42%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Â	Long			Â	Short
Â	Â	Number	Â	(%)	Â	Number	Â	(%)
(1) Relevant securities	Â	Â			Â	Â
(2) Derivatives (other than options)	Â	Â			Â	Â
(3) Options and agreements to purchase/sell	Â	Â			Â	Â
Total	Â	Â			Â	Â

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase	Â	15	Â	31.1200 GBP
Purchase		47		31.2600 GBP
Purchase		53		31.1400 GBP
Purchase		101		31.3200 GBP
Purchase		105		31.2473 GBP
Purchase		122		35.4365 EUR
Purchase		144		31.2800 GBP
Purchase		149		35.4200 EUR
Purchase		385		35.3547 EUR
Purchase		387		35.4166 EUR
Purchase		589		31.2610 GBP
Purchase		754		31.2200 GBP
Purchase		828		35.4084 EUR
Purchase		877		35.5371 EUR
Purchase		1,593		35.4820 EUR
Purchase		1,912		31.2509 GBP
Purchase		2,018		35.5600 EUR
Purchase		2,492		31.1980 GBP
Purchase		4,080		35.4751 EUR
Purchase		6,464		35.3746 EUR
Purchase		6,472		31.2207 GBP
Purchase		8,351		35.3768 EUR
Purchase		8,612		31.2327 GBP
Purchase		10,413		35.4766 EUR
Purchase		13,700		35.4137 EUR
Purchase		36,351		31.1992 GBP
Sale		15		35.4200 EUR
Sale		76		35.4847 EUR
Sale		135		35.5000 EUR
Sale		150		35.4600 EUR
Sale		154		35.7100 EUR
Sale		170		31.3600 GBP
Sale		191		31.2751 GBP
Sale		206		35.3180 EUR
Sale		274		35.4502 EUR
Sale		297		31.2631 GBP
Sale		323		35.3806 EUR
Sale		385		35.3547 EUR
Sale		400		35.4395 EUR
Sale		557		35.4128 EUR
Sale		639		35.3556 EUR
Sale		765		35.4377 EUR
Sale		877		35.5371 EUR
Sale		1,063		31.2038 GBP
Sale		1,275		31.2196 GBP
Sale		1,283		35.4130 EUR
Sale		1,459		35.3855 EUR
Sale		1,506		31.1911 GBP
Sale		1,662		31.2200 GBP
Sale		2,049		35.4403 EUR
Sale		2,571		35.3831 EUR
Sale		3,016		35.4173 EUR
Sale		3,750		31.2001 GBP
Sale		3,973		31.2179 GBP
Sale		4,448		31.2202 GBP
Sale		6,481		35.4104 EUR
Sale		6,715		31.2250 GBP
Sale		6,781		35.3968 EUR
Sale		11,766		31.2245 GBP
Sale		12,568		35.4000 EUR
Sale		16,351		31.2104 GBP
Sale		324,951		35.3600 EUR

(b) Derivatives transactions (other than options transactions)

Product Name	Â	Nature of transaction	Â	Number of relevant securities	Â	Price per
Â		Â		Â		unit
€0.001 ordinary shares		Long		170		31.3557 GBP
€0.001 ordinary shares		Long		309		35.5052 EUR
N/A		Long		323		35.3806 EUR
€0.001 ordinary shares		Long		400		35.4426 EUR
€0.001 ordinary shares		Long		500		31.3171 GBP
€0.001 ordinary shares		Long		557		35.4128 EUR
€0.001 ordinary shares		Long		1,275		31.2196 GBP
€0.001 ordinary shares		Long		2,125		31.1913 GBP
€0.001 ordinary shares		Long		2,498		35.4507 EUR
€0.001 ordinary shares		Long		3,453		31.2175 GBP
€0.001 ordinary shares		Long		3,935		35.3750 EUR
€0.001 ordinary shares		Long		3,973		31.2179 GBP
€0.001 ordinary shares		Long		10,337		35.3971 EUR
€0.001 ordinary shares		Long		323,425		35.3600 EUR
€0.001 ordinary shares		Short		105		31.2474 GBP
€0.001 ordinary shares		Short		700		35.4683 EUR
€0.001 ordinary shares		Short		754		31.2200 GBP
€0.001 ordinary shares		Short		910		35.4665 EUR
€0.001 ordinary shares		Short		2,498		31.2653 GBP
€0.001 ordinary shares		Short		3,763		31.2584 GBP
€0.001 ordinary shares		Short		7,128		35.3626 EUR
€0.001 ordinary shares		Short		12,000		35.5297 EUR
€0.001 ordinary shares		Short		13,700		35.4137 EUR

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Â

Writing, selling, purchasing, varying etc.

Â

Number of securities to which the option relates (Note 7)

Â

Exercise price

Â

Type, e.g. American, European etc.

Â

Expiry date

Â

Option money paid/received per unit (Note 5)

(ii) Exercising

Product name, e.g. call option

Â

Number of securities

Â

Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)

Â

Details

Â

Price per unit (if applicable) (Note 5)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		15 May 2018
Contact name:		Jay Supaya
Telephone number:		020 7773 0635
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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