FORM 8.3 - SMURFIT KAPPA GROUP PLC

FORM 8.3 - SMURFIT KAPPA GROUP PLC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

    Name of person dealing (Note 1)   Barclays PLC.
  Company dealt in SMURFIT KAPPA GROUP PLC
  Class of relevant security to which the €0.001 ordinary shares
  dealings being disclosed relate (Note 2)  
  Date of dealing 16 May 2018

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:       €0.001 ordinary shares            
Long Short
    Number (%) Number (%)
(1) Relevant securities
3,421,888 1.44% 365,749 0.15%
           
(2) Derivatives (other than options):
49,755 0.02% 1,996,022 0.84%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,471,643 1.46% 2,361,771 1.00%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        

(2) Derivatives (other than options)

       

(3) Options and agreements to purchase/sell

       
Total        

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale   Number of relevant securities   Price per unit
Purchase 40 30.0000 GBP
Purchase 46 35.8000 EUR
Purchase 49 29.4800 GBP
Purchase 107 31.4392 GBP
Purchase 128 29.8796 GBP
Purchase 151 33.7400 EUR
Purchase 186 34.1313 EUR
Purchase 205 29.2634 GBP
Purchase 218 29.4000 GBP
Purchase 231 33.5441 EUR
Purchase 308 29.2901 GBP
Purchase 311 33.6600 EUR
Purchase 334 29.3879 GBP
Purchase 360 29.2700 GBP
Purchase 380 33.8802 EUR
Purchase 556 33.9400 EUR
Purchase 610 34.0218 EUR
Purchase 663 33.6577 EUR
Purchase 762 30.0753 GBP
Purchase 779 29.4839 GBP
Purchase 954 33.7147 EUR
Purchase 1,519 34.2177 EUR
Purchase 1,693 35.5286 EUR
Purchase 1,739 29.5019 GBP
Purchase 1,920 29.9909 GBP
Purchase 1,955 34.1606 EUR
Purchase 2,393 29.3787 GBP
Purchase 2,447 29.4545 GBP
Purchase 2,710 33.7522 EUR
Purchase 4,477 33.9092 EUR
Purchase 5,290 30.8398 GBP
Purchase 5,603 33.6754 EUR
Purchase 7,506 34.3158 EUR
Purchase 8,596 33.9744 EUR
Purchase 13,402 34.1834 EUR
Purchase 15,445 33.9456 EUR
Purchase 17,000 33.5986 EUR
Purchase 17,937 34.1252 EUR
Purchase 19,144 29.5000 GBP
Purchase 20,059 33.6382 EUR
Purchase 49,767 33.7725 EUR
Purchase 83,087 29.8593 GBP
Sale 49 29.3800 GBP
Sale 50 29.3680 GBP
Sale 80 29.4970 GBP
Sale 233 29.3581 GBP
Sale 258 29.4151 GBP
Sale 319 33.2833 EUR
Sale 331 29.3671 GBP
Sale 357 29.3191 GBP
Sale 499 29.4000 GBP
Sale 645 33.8080 EUR
Sale 787 34.7345 EUR
Sale 845 29.5013 GBP
Sale 866 33.5275 EUR
Sale 1,191 29.0811 GBP
Sale 1,244 33.8618 EUR
Sale 1,303 29.4277 GBP
Sale 1,401 29.3688 GBP
Sale 1,453 33.7950 EUR
Sale 1,465 33.5844 EUR
Sale 1,504 33.6600 EUR
Sale 1,639 29.4894 GBP
Sale 1,746 29.5443 GBP
Sale 1,925 29.6274 GBP
Sale 2,253 29.5109 GBP
Sale 2,500 35.8012 EUR
Sale 3,151 33.5741 EUR
Sale 3,713 35.3097 EUR
Sale 3,849 30.5116 GBP
Sale 5,718 34.1500 EUR
Sale 6,795 29.5000 GBP
Sale 7,982 33.6074 EUR
Sale 9,000 34.1431 EUR
Sale 9,004 29.8173 GBP
Sale 9,323 33.7319 EUR
Sale 10,067 29.3168 GBP
Sale 10,282 33.6400 EUR
Sale 10,995 33.6160 EUR
Sale 15,450 33.2906 EUR
Sale 18,381 30.2440 GBP
Sale 20,781 33.9105 EUR
Sale 28,162 29.9144 GBP
Sale 28,239 29.3573 GBP
Sale 40,218 29.4963 GBP

(b) Derivatives transactions (other than options transactions)

Product Name   Nature of transaction   Number of relevant securities   Price per
      unit
€0.001 ordinary shares Long 258 29.4151 GBP
€0.001 ordinary shares Long 1,191 29.0811 GBP
€0.001 ordinary shares Long 1,244 33.8618 EUR
€0.001 ordinary shares Long 1,303 29.4277 GBP
€0.001 ordinary shares Long 1,401 29.3688 GBP
N/A Long 1,465 33.5844 EUR
€0.001 ordinary shares Long 2,242 35.0809 EUR
€0.001 ordinary shares Long 2,253 29.5109 GBP
€0.001 ordinary shares Long 2,770 29.3863 GBP
€0.001 ordinary shares Long 3,151 33.5745 EUR
€0.001 ordinary shares Long 3,213 29.4061 GBP
€0.001 ordinary shares Long 3,713 35.3097 EUR
€0.001 ordinary shares Long 3,821 29.4976 GBP
€0.001 ordinary shares Long 6,060 30.8950 GBP
€0.001 ordinary shares Long 9,000 34.1431 EUR
€0.001 ordinary shares Long 9,065 30.1783 GBP
€0.001 ordinary shares Long 10,067 29.3168 GBP
€0.001 ordinary shares Long 11,385 29.8018 GBP
€0.001 ordinary shares Long 15,450 33.2907 EUR
€0.001 ordinary shares Long 28,239 29.3573 GBP
€0.001 ordinary shares Long 30,102 33.7773 EUR
€0.001 ordinary shares Long 40,218 29.4963 GBP
€0.001 ordinary shares Short 107 31.4392 GBP
€0.001 ordinary shares Short 128 29.8796 GBP
€0.001 ordinary shares Short 205 29.2634 GBP
€0.001 ordinary shares Short 762 30.0753 GBP
€0.001 ordinary shares Short 1,519 34.2169 EUR
€0.001 ordinary shares Short 1,739 29.5019 GBP
€0.001 ordinary shares Short 1,920 29.9909 GBP
€0.001 ordinary shares Short 4,594 30.7376 GBP
€0.001 ordinary shares Short 7,378 34.7372 EUR
€0.001 ordinary shares Short 10,056 34.3516 EUR
€0.001 ordinary shares Short 16,240 33.7659 EUR
€0.001 ordinary shares Short 18,587 29.5000 GBP
€0.001 ordinary shares Short 20,059 33.6382 EUR
€0.001 ordinary shares Short 24,856 34.0690 EUR
€0.001 ordinary shares Short 24,911 33.4767 EUR
€0.001 ordinary shares Short 29,802 29.5468 GBP

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 5)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

  Details   Price per unit

(if applicable) (Note 5)

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 17 May 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

UK 100