FORM 8.3 - SMURFIT KAPPA GROUP PLC
BARCLAYS PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Â | Barclays PLC. |
Company dealt in | SMURFIT KAPPA GROUP PLC | |
Class of relevant security to which the | €0.001 ordinary shares | |
dealings being disclosed relate (Note 2) | Â | |
Date of dealing | 16 April 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: |  |  |  | €0.001 ordinary shares |  |  |  |  |  |  | |
Long | Short | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities | ||||||||||
3,280,659 | 1.38% | 674,237 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than options): | ||||||||||
195,168 | 0.08% | 1,596,806 | 0.67% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | TOTAL: | ||||||||||
3,475,827 | 1.47% | 2,271,043 | 0.96% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Â | Long | Â | Short | ||||
 |  | Number |  | (%) |  | Number |  | (%) |
(1) Relevant securities | Â | Â | Â | Â | ||||
(2) Derivatives (other than options) |
 |  |  |  | ||||
(3) Options and agreements to purchase/sell |
 |  |  |  | ||||
Total | Â | Â | Â | Â |
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Â | Number of relevant securities | Â | Price per unit | |
Purchase | 17 | 30.3911 GBP | |||
Purchase | 50 | 30.6716 GBP | |||
Purchase | 81 | 30.2208 GBP | |||
Purchase | 143 | 30.7537 GBP | |||
Purchase | 156 | 30.5600 GBP | |||
Purchase | 264 | 35.3521 EUR | |||
Purchase | 299 | 35.2913 EUR | |||
Purchase | 359 | 35.5500 EUR | |||
Purchase | 490 | 30.8200 GBP | |||
Purchase | 494 | 30.8227 GBP | |||
Purchase | 678 | 30.4200 GBP | |||
Purchase | 755 | 35.4934 EUR | |||
Purchase | 789 | 30.4634 GBP | |||
Purchase | 990 | 35.5000 EUR | |||
Purchase | 1,294 | 35.6693 EUR | |||
Purchase | 1,321 | 30.6705 GBP | |||
Purchase | 2,063 | 35.4205 EUR | |||
Purchase | 2,707 | 30.5251 GBP | |||
Purchase | 3,312 | 35.1566 EUR | |||
Purchase | 3,757 | 35.5378 EUR | |||
Purchase | 3,798 | 35.4488 EUR | |||
Purchase | 4,007 | 30.5971 GBP | |||
Purchase | 5,405 | 35.6125 EUR | |||
Purchase | 6,699 | 35.5053 EUR | |||
Purchase | 11,052 | 30.3436 GBP | |||
Purchase | 40,000 | 35.7062 EUR | |||
Purchase | 43,665 | 30.6632 GBP | |||
Purchase | 54,947 | 30.7200 GBP | |||
Purchase | 319,288 | 35.2600 EUR | |||
Purchase | 996,000 | 35.0000 GBP | |||
Sale | 8 | 30.3949 GBP | |||
Sale | 91 | 30.8949 GBP | |||
Sale | 99 | 30.5600 GBP | |||
Sale | 148 | 30.8273 GBP | |||
Sale | 150 | 30.7800 GBP | |||
Sale | 287 | 30.7845 GBP | |||
Sale | 359 | 35.5500 EUR | |||
Sale | 678 | 30.4200 GBP | |||
Sale | 705 | 30.2469 GBP | |||
Sale | 850 | 35.3766 EUR | |||
Sale | 853 | 30.5494 GBP | |||
Sale | 931 | 35.1940 EUR | |||
Sale | 1,722 | 30.6552 GBP | |||
Sale | 1,800 | 30.7860 GBP | |||
Sale | 2,273 | 30.5639 GBP | |||
Sale | 2,681 | 35.2381 EUR | |||
Sale | 2,983 | 30.7200 GBP | |||
Sale | 4,306 | 35.3854 EUR | |||
Sale | 4,701 | 34.9875 EUR | |||
Sale | 5,328 | 30.6153 GBP | |||
Sale | 5,439 | 30.7213 GBP | |||
Sale | 5,913 | 35.3390 EUR | |||
Sale | 6,699 | 35.5053 EUR | |||
Sale | 18,260 | 30.5706 GBP | |||
Sale | 28,259 | 35.4826 EUR | |||
Sale | 28,856 | 35.5000 EUR | |||
Sale | 38,704 | 30.6530 GBP | |||
Sale | 49,426 | 35.3812 EUR | |||
Sale | 103,124 | 30.3590 GBP |
(b) Derivatives transactions (other than options transactions)
Product Name | Â | Nature of transaction | Â | Number of relevant securities | Â | Price per | |
 |  |  | unit | ||||
€0.001 ordinary shares | Long | 8 | 30.3950 GBP | ||||
€0.001 ordinary shares | Long | 91 | 30.8949 GBP | ||||
€0.001 ordinary shares | Long | 148 | 30.8273 GBP | ||||
€0.001 ordinary shares | Long | 158 | 35.7778 EUR | ||||
€0.001 ordinary shares | Long | 414 | 34.9912 EUR | ||||
€0.001 ordinary shares | Long | 519 | 35.3150 EUR | ||||
€0.001 ordinary shares | Long | 850 | 35.3766 EUR | ||||
€0.001 ordinary shares | Long | 864 | 30.3594 GBP | ||||
€0.001 ordinary shares | Long | 970 | 30.2359 GBP | ||||
€0.001 ordinary shares | Long | 1,124 | 30.4468 GBP | ||||
€0.001 ordinary shares | Long | 1,409 | 30.6893 GBP | ||||
€0.001 ordinary shares | Long | 3,935 | 30.6999 GBP | ||||
€0.001 ordinary shares | Long | 4,287 | 34.9799 EUR | ||||
€0.001 ordinary shares | Long | 4,814 | 35.6721 EUR | ||||
€0.001 ordinary shares | Long | 4,842 | 35.8421 EUR | ||||
€0.001 ordinary shares | Long | 9,956 | 35.6338 EUR | ||||
€0.001 ordinary shares | Long | 10,000 | 35.3738 EUR | ||||
€0.001 ordinary shares | Long | 14,656 | 35.3511 EUR | ||||
€0.001 ordinary shares | Long | 15,000 | 34.9968 EUR | ||||
€0.001 ordinary shares | Long | 28,259 | 35.4826 EUR | ||||
€0.001 ordinary shares | Long | 38,704 | 30.6530 GBP | ||||
€0.001 ordinary shares | Long | 103,124 | 30.3590 GBP | ||||
€0.001 ordinary shares | Short | 17 | 30.3911 GBP | ||||
€0.001 ordinary shares | Short | 50 | 30.6716 GBP | ||||
€0.001 ordinary shares | Short | 81 | 30.2208 GBP | ||||
€0.001 ordinary shares | Short | 143 | 30.7537 GBP | ||||
€0.001 ordinary shares | Short | 200 | 35.8489 EUR | ||||
€0.001 ordinary shares | Short | 414 | 30.0427 GBP | ||||
€0.001 ordinary shares | Short | 723 | 35.1437 EUR | ||||
€0.001 ordinary shares | Short | 755 | 35.4934 EUR | ||||
€0.001 ordinary shares | Short | 1,708 | 30.8014 GBP | ||||
€0.001 ordinary shares | Short | 2,875 | 35.5026 EUR | ||||
€0.001 ordinary shares | Short | 3,836 | 30.4692 GBP | ||||
€0.001 ordinary shares | Short | 5,405 | 35.6123 EUR | ||||
€0.001 ordinary shares | Short | 11,052 | 30.3436 GBP | ||||
€0.001 ordinary shares | Short | 13,446 | 30.7224 GBP | ||||
€0.001 ordinary shares | Short | 40,000 | 35.7062 EUR | ||||
€0.001 ordinary shares | Short | 49,451 | 30.7200 GBP | ||||
€0.001 ordinary shares | Short | 319,288 | 35.2600 EUR | ||||
€0.001 ordinary shares | Short | 996,000 | 35.0000 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g. call option |
 | Writing, selling, purchasing, varying etc. |  | Number of securities to which the option relates (Note 7) |  | Exercise price |  | Type, e.g. American, European etc. |  | Expiry date |  | Option money paid/received per unit (Note 5) |
(ii) Exercising
Product name,
e.g. call option |
 | Number of securities |  | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8) |
 | Details |  |
Price per unit
(if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | 17 Apr 2018 | |
Contact name: | ELISE TANG | |
Telephone number: | 0207 1163001 | |
If a connected EFM, name of offeree/offeror with which connected | ||
If a connected EFM, state nature of connection |
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