FORM 8.3 - SMURFIT KAPPA GROUP PLC

FORM 8.3 - SMURFIT KAPPA GROUP PLC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)   Barclays PLC.
Company dealt in SMURFIT KAPPA GROUP PLC
Class of relevant security to which the €0.001 ordinary shares
dealings being disclosed relate (Note 2)  
Date of dealing 16 April 2018

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:       €0.001 ordinary shares            
Long Short
    Number (%) Number (%)
(1) Relevant securities
3,280,659 1.38% 674,237 0.28%
           
(2) Derivatives (other than options):
195,168 0.08% 1,596,806 0.67%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
3,475,827 1.47% 2,271,043 0.96%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        

(2) Derivatives (other than options)

       

(3) Options and agreements to purchase/sell

       
Total        

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale   Number of relevant securities   Price per unit
Purchase 17 30.3911 GBP
Purchase 50 30.6716 GBP
Purchase 81 30.2208 GBP
Purchase 143 30.7537 GBP
Purchase 156 30.5600 GBP
Purchase 264 35.3521 EUR
Purchase 299 35.2913 EUR
Purchase 359 35.5500 EUR
Purchase 490 30.8200 GBP
Purchase 494 30.8227 GBP
Purchase 678 30.4200 GBP
Purchase 755 35.4934 EUR
Purchase 789 30.4634 GBP
Purchase 990 35.5000 EUR
Purchase 1,294 35.6693 EUR
Purchase 1,321 30.6705 GBP
Purchase 2,063 35.4205 EUR
Purchase 2,707 30.5251 GBP
Purchase 3,312 35.1566 EUR
Purchase 3,757 35.5378 EUR
Purchase 3,798 35.4488 EUR
Purchase 4,007 30.5971 GBP
Purchase 5,405 35.6125 EUR
Purchase 6,699 35.5053 EUR
Purchase 11,052 30.3436 GBP
Purchase 40,000 35.7062 EUR
Purchase 43,665 30.6632 GBP
Purchase 54,947 30.7200 GBP
Purchase 319,288 35.2600 EUR
Purchase 996,000 35.0000 GBP
Sale 8 30.3949 GBP
Sale 91 30.8949 GBP
Sale 99 30.5600 GBP
Sale 148 30.8273 GBP
Sale 150 30.7800 GBP
Sale 287 30.7845 GBP
Sale 359 35.5500 EUR
Sale 678 30.4200 GBP
Sale 705 30.2469 GBP
Sale 850 35.3766 EUR
Sale 853 30.5494 GBP
Sale 931 35.1940 EUR
Sale 1,722 30.6552 GBP
Sale 1,800 30.7860 GBP
Sale 2,273 30.5639 GBP
Sale 2,681 35.2381 EUR
Sale 2,983 30.7200 GBP
Sale 4,306 35.3854 EUR
Sale 4,701 34.9875 EUR
Sale 5,328 30.6153 GBP
Sale 5,439 30.7213 GBP
Sale 5,913 35.3390 EUR
Sale 6,699 35.5053 EUR
Sale 18,260 30.5706 GBP
Sale 28,259 35.4826 EUR
Sale 28,856 35.5000 EUR
Sale 38,704 30.6530 GBP
Sale 49,426 35.3812 EUR
Sale 103,124 30.3590 GBP

(b) Derivatives transactions (other than options transactions)

Product Name   Nature of transaction   Number of relevant securities   Price per
      unit
€0.001 ordinary shares Long 8 30.3950 GBP
€0.001 ordinary shares Long 91 30.8949 GBP
€0.001 ordinary shares Long 148 30.8273 GBP
€0.001 ordinary shares Long 158 35.7778 EUR
€0.001 ordinary shares Long 414 34.9912 EUR
€0.001 ordinary shares Long 519 35.3150 EUR
€0.001 ordinary shares Long 850 35.3766 EUR
€0.001 ordinary shares Long 864 30.3594 GBP
€0.001 ordinary shares Long 970 30.2359 GBP
€0.001 ordinary shares Long 1,124 30.4468 GBP
€0.001 ordinary shares Long 1,409 30.6893 GBP
€0.001 ordinary shares Long 3,935 30.6999 GBP
€0.001 ordinary shares Long 4,287 34.9799 EUR
€0.001 ordinary shares Long 4,814 35.6721 EUR
€0.001 ordinary shares Long 4,842 35.8421 EUR
€0.001 ordinary shares Long 9,956 35.6338 EUR
€0.001 ordinary shares Long 10,000 35.3738 EUR
€0.001 ordinary shares Long 14,656 35.3511 EUR
€0.001 ordinary shares Long 15,000 34.9968 EUR
€0.001 ordinary shares Long 28,259 35.4826 EUR
€0.001 ordinary shares Long 38,704 30.6530 GBP
€0.001 ordinary shares Long 103,124 30.3590 GBP
€0.001 ordinary shares Short 17 30.3911 GBP
€0.001 ordinary shares Short 50 30.6716 GBP
€0.001 ordinary shares Short 81 30.2208 GBP
€0.001 ordinary shares Short 143 30.7537 GBP
€0.001 ordinary shares Short 200 35.8489 EUR
€0.001 ordinary shares Short 414 30.0427 GBP
€0.001 ordinary shares Short 723 35.1437 EUR
€0.001 ordinary shares Short 755 35.4934 EUR
€0.001 ordinary shares Short 1,708 30.8014 GBP
€0.001 ordinary shares Short 2,875 35.5026 EUR
€0.001 ordinary shares Short 3,836 30.4692 GBP
€0.001 ordinary shares Short 5,405 35.6123 EUR
€0.001 ordinary shares Short 11,052 30.3436 GBP
€0.001 ordinary shares Short 13,446 30.7224 GBP
€0.001 ordinary shares Short 40,000 35.7062 EUR
€0.001 ordinary shares Short 49,451 30.7200 GBP
€0.001 ordinary shares Short 319,288 35.2600 EUR
€0.001 ordinary shares Short 996,000 35.0000 EUR

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 5)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

  Details   Price per unit

(if applicable) (Note 5)

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 17 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

UK 100