Form 8.3 - Smurfit Kappa plc

Form 8.3 - Smurfit Kappa plc

Millennium Partners, L.P.

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)   Millennium International Management LP
Company dealt in Smurfit Kappa Group plc
Class of relevant security to which the dealings being disclosed relate (Note 2) IE00B1RR8406
Date of dealing 16th May 2018

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

    Long   Short
  Number       (%) Number       (%)
(1) Relevant securities    
(2) Derivatives (other than options) 2,599,339 (1.096%) 128,352 (0.054%)
(3) Options and agreements to purchase/sell    
Total 2,599,339 (1.096%) 128,352 (0.054%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
  Number   (%) Number   (%)
(1) Relevant securities    

(2) Derivatives (other than options)

   

(3) Options and agreements to purchase/sell

   
Total    

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit (Note 5)

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

  Nature of transaction

(Note 6)

  Number of relevant securities

(Note 7)

  Price per unit

(Note 5)

CFD Opening a long position 18,407 29.500 GBP
CFD Increasing a long position 180 29.500 GBP
CFD Increasing a long position 107 31.439 GBP
CFD Reducing a long position 1,191 29.081 GBP
CFD Closing a long position / Opening a short position 28,239 29.357 GBP
CFD Increasing a short position 40,218 29.496 GBP
CFD Reducing a long position 15,450 33.291 EUR
CFD Opening a long position 37,000 29.500 GBP
CFD Closing a long position 37,000 29.396 GBP
CFD Reducing a long position 5,000 33.928 EUR
CFD Closing a long position 38,000 33.508 EUR
CFD Increasing a short position 57 29.374 GBP
CFD Increasing a long position 170 33.616 EUR
CFD Increasing a short position 110 29.435 GBP
CFD Increasing a short position 18,407 29.500 GBP
CFD Increasing a short position 37,000 29.500 GBP
CFD Reducing a long position 33 33.697 EUR
CFD Increasing a long position 105,151 34.257 EUR
CFD Increasing a long position 15,000 34.164 EUR
CFD Increasing a long position 33,741 33.222 EUR
CFD Increasing a long position 72,069 33.644 EUR
CFD Increasing a long position 319 33.283 EUR
CFD Increasing a short position 180 29.500 GBP
CFD Closing a short position 180 29.756 GBP
CFD Closing a long position 1,473 31.080 GBP
CFD Increased a short position 1,500 29.963 GBP
CFD Increased a long position 320 29.491 GBP

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)

(ii) Exercising

Product name,

e.g. call option

Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details Price per unit

(if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) NO

Date of disclosure   17th May 2018
Contact name Milos Naumovic
Telephone number +44 203 650 8203
If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection (Note 10)  

UK 100