Form 8.3 - Spire Healthcare Group plc

Form 8.3 - Spire Healthcare Group plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		SPIRE HEALTHCARE GROUP PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		24 October 2017
(f)		In addition to the company in 1(c) above, is the discloser making		NO
Â		disclosures in respect of any other party to the offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	1p ordinary
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		828,458		0.21%		2,019,236		0.50%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				1,409,497		0.35%		470,960		0.12%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		2,237,955		0.56%		2,490,196		0.62%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
1p ordinary		Purchase		42		3.0136 GBP
1p ordinary		Purchase		183		3.0212 GBP
1p ordinary		Purchase		186		3.0080 GBP
1p ordinary		Purchase		282		3.0000 GBP
1p ordinary		Purchase		438		3.0040 GBP
1p ordinary		Purchase		910		3.0100 GBP
1p ordinary		Purchase		930		3.0130 GBP
1p ordinary		Purchase		935		3.0052 GBP
1p ordinary		Purchase		1,225		3.0028 GBP
1p ordinary		Purchase		1,541		3.0035 GBP
1p ordinary		Purchase		1,698		3.0030 GBP
1p ordinary		Purchase		1,759		3.0046 GBP
1p ordinary		Purchase		1,766		3.0020 GBP
1p ordinary		Purchase		3,464		3.0024 GBP
1p ordinary		Purchase		3,995		3.0108 GBP
1p ordinary		Purchase		6,229		3.0029 GBP
1p ordinary		Purchase		28,586		3.0010 GBP
1p ordinary		Purchase		45,993		3.0015 GBP
1p ordinary		Purchase		65,358		3.0033 GBP
1p ordinary		Purchase		206,776		3.0042 GBP
1p ordinary		Sale		183		3.0212 GBP
1p ordinary		Sale		186		3.0080 GBP
1p ordinary		Sale		337		3.0039 GBP
1p ordinary		Sale		438		3.0040 GBP
1p ordinary		Sale		907		3.0000 GBP
1p ordinary		Sale		910		3.0100 GBP
1p ordinary		Sale		1,185		3.0199 GBP
1p ordinary		Sale		1,541		3.0035 GBP
1p ordinary		Sale		1,698		3.0030 GBP
1p ordinary		Sale		1,766		3.0020 GBP
1p ordinary		Sale		2,204		3.0010 GBP
1p ordinary		Sale		3,333		3.0141 GBP
1p ordinary		Sale		5,102		3.0056 GBP
1p ordinary		Sale		5,738		3.0036 GBP
1p ordinary		Sale		5,885		2.9964 GBP
1p ordinary		Sale		11,745		3.0027 GBP
1p ordinary		Sale		13,420		3.0067 GBP
1p ordinary		Sale		13,438		3.0033 GBP
1p ordinary		Sale		16,075		3.0011 GBP
1p ordinary		Sale		18,044		3.0026 GBP
1p ordinary		Sale		102,368		3.0031 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
1p ordinary		CFD		Long		183		3.0210 GBP
1p ordinary		CFD		Long		226		3.0038 GBP
1p ordinary		CFD		Long		337		3.0039 GBP
1p ordinary		SWAP		Long		1,000		3.0067 GBP
1p ordinary		CFD		Long		1,185		3.0199 GBP
1p ordinary		CFD		Long		1,590		3.0071 GBP
1p ordinary		SWAP		Long		4,067		3.0045 GBP
1p ordinary		SWAP		Long		4,431		3.0109 GBP
1p ordinary		CFD		Long		5,102		3.0056 GBP
1p ordinary		SWAP		Long		8,514		3.0152 GBP
1p ordinary		CFD		Long		10,711		3.0033 GBP
1p ordinary		SWAP		Long		98,401		3.0021 GBP
1p ordinary		CFD		Short		42		3.0135 GBP
1p ordinary		SWAP		Short		200		3.0010 GBP
1p ordinary		CFD		Short		305		3.0036 GBP
1p ordinary		CFD		Short		935		3.0052 GBP
1p ordinary		CFD		Short		1,271		2.9991 GBP
1p ordinary		CFD		Short		1,759		3.0046 GBP
1p ordinary		SWAP		Short		3,281		3.0120 GBP
1p ordinary		SWAP		Short		14,371		3.0014 GBP
1p ordinary		SWAP		Short		107,746		3.0042 GBP
1p ordinary		CFD		Short		165,865		3.0038 GBP
1p ordinary		SWAP		Short		165,865		3.0038 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		25 Oct 2017
Contact name:		Femi Badmos
Telephone number:		020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20171025005700/en/