Holding(s) in Company
St. James's Place
For filings with the FSA include the annex | Â | ||||||||||
For filings with issuer exclude the annex | |||||||||||
 | |||||||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
 |  |  | |||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
St. James’s Place plc | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | Â | Â | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||
Other (please specify): | Â | Disclosure of holdings following increase in share capital/total voting rights | X | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | Lloyds Banking Group plc | |||||||||
4. Full name of shareholder(s) (if different from 3.):(if different from 3.):iv |
See section 9 | ||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
1 March 2011 | ||||||||||
6. Date on which issuer notified: | 3 March 2011 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Direct/indirect remains above 59%. (Direct decreased below 59%.) |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
|
 |
Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
 |
Number of Voting Rights |
Number of shares |
 |
Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
Ord 15p Shares | 288,641,058 | 288,641,058 | 287,367,058 | 287,367,058 | 1,060,497 | 58.988% | 0.218% | ||||||||||||||||||||||||||
GB0007669376 | |||||||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 |
Expiration date xiii |
 |
Exercise/ Conversion Period xiv |
 |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
 |
% of voting rights |
|||||||||||||||||||||||||
 |  |  |  |  | |||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
 |  |  |  |
 |
Nominal | Â | Delta | ||||||||||||||||||||||||||
 |  | ||||||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
288,427,555 | 59.205% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
|||||
286,418,796 shares (58.793%) are under the control of HBOS Insurance and Investment Group Limited, a wholly owned subsidiary of HBOS plc, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc (direct interests). |
|||||
 | |||||
Proxy Voting: | |||||
10. Name of the proxy holder: | Â | N/A | |||
11. Number of voting rights proxy holder will cease to hold: |
N/A | ||||
12. Date on which proxy holder will cease to hold voting rights: |
N/A | ||||
 | |||||
13. Additional information: |
 | Notification using the Total Voting Rights figure of 487,164,579. | |||
14. Contact name: | Jayne Meacham | ||||
15. Contact telephone number: | 01285 878762 |
Note: Annex should only be submitted to the FSA not the issuer | |||
Annex: Notification of major interests in sharesxxii | |||
 | |||
A: Identity of the persons or legal entity subject to the notification obligation | |||
Full name
(including legal form of legal entities) |
 |  | |
Contact address
(registered office for legal entities) |
 | ||
Phone number & email | Â | ||
Other useful information
(at least legal representative for legal persons) |
 | ||
 |  | ||
B: Identity of the notifier, if applicable | |||
Full name | Â | ||
Contact address | Â | ||
Phone number & email | Â | ||
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
 | ||
 | |||
C: Additional information | |||
 | |||
For notes on how to complete form TR-1 please see the FSA website. |