Holding(s) in Company
St. James's Place
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
St. James’s Place plc | ||||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
An acquisition or disposal of voting rights | Â | Â | Â | X | |||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||||||||||
Other (please specify): | Â | Â | Â | ||||||||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | Baillie Gifford & Co | |||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):(if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
11 November 2010 | ||||||||||||||||||
6. Date on which issuer notified: | 12 November 2010 | ||||||||||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
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Number of Voting Rights |
Number of shares |
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Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
Ord 15p Shares | Below 5% | Below 5% | Â | 24,377,695 | Â | 5.02% | Â | ||||||||||||||||||||||||||
GB0007669376 | |||||||||||||||||||||||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
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Expiration date xiii |
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Exercise/ Conversion Period xiv |
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Number of voting rights that may be acquired if the instrument is exercised/ converted. |
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% of voting rights |
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N/A | Â | Â | Â | Â | |||||||||||||||||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
N/A | Â | Â | Â |
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Nominal | Â | Delta | ||||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
24,377,695 | 5.02% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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In the narrative below, the figures in [ ] indicate the amount of voting rights and the percentage held by each controlled undertaking where relevant. Baillie Gifford & Co, a discretionary investment manager, is the parent undertaking of an investment management group. Its wholly-owned subsidiary undertaking Baillie Gifford Overseas Limited [265,771; 0.06%] is also a discretionary investment manager. Its wholly-owned subsidiary undertaking Baillie Gifford & Co Limited [1,446,057; 0.30%] is an OEIC Authorised Corporate Director and Unit Trust Manager which has delegated its discretionary investment management role to Baillie Gifford & Co. Its wholly-owned subsidiary undertaking Baillie Gifford Life Limited [6,959,441; 1.43%] is a life assurance company which procures discretionary investment management services from Baillie Gifford & Co in respect of its own account shareholdings. |
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Proxy Voting: | |||||
10. Name of the proxy holder: | Â | N/A | |||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Matt Armitage | ||||
15. Contact telephone number: | 01285 878158 |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in sharesxxii | |
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A: Identity of the persons or legal entity subject to the notification obligation | |
Full name
(including legal form of legal entities) |
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Contact address
(registered office for legal entities) |
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Phone number & email | Â |
Other useful information
(at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | |
Full name | Â |
Contact address | Â |
Phone number & email | Â |
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information | |
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For notes on how to complete form TR-1 please see the FSA website. |