Holding(s) in Company
St. James's Place
For filings with the FSA include the annex | Â | ||||||||||
For filings with issuer exclude the annex | |||||||||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
St. James’s Place plc | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | Â | Â | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||
Other (please specify): | Â | Disclosure of holdings following increase in share capital/total voting rights | X | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | Lloyds Banking Group plc | |||||||||
4. Full name of shareholder(s) (if different from 3.):(if different from 3.):iv |
See section 9 | ||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
30 March 2011 | ||||||||||
6. Date on which issuer notified: | 31 March 2011 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Direct/indirect decreases below 59% (direct remains below 59%) |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
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Number of Voting Rights |
Number of shares |
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Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
Ord 15p Shares | 288,427,555 | 288,427,555 | 287,350,728 | 287,350,728 | 1,015,651 | 58.780% | 0.208% | ||||||||||||||||||||||||||
GB0007669376 | |||||||||||||||||||||||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
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Expiration date xiii |
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Exercise/ Conversion Period xiv |
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Number of voting rights that may be acquired if the instrument is exercised/ converted. |
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% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
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Nominal | Â | Delta | ||||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
288,366,379 | 58.988% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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286,418,796 shares (58.590%) are under the control of HBOS Insurance and Investment Group Limited, a wholly owned subsidiary of HBOS plc, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc (direct interests). |
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
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13. Additional information: |
Notification using the Total Voting Rights figure of 488,853,137. | |
14. Contact name: | Jayne Meacham | |
15. Contact telephone number: | 01285 878762 |
Note: Annex should only be submitted to the FSA not the issuer | ||
Annex: Notification of major interests in sharesxxii | ||
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A: Identity of the persons or legal entity subject to the notification obligation | ||
Full name
(including legal form of legal entities) |
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Contact address
(registered office for legal entities) |
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Phone number & email | Â | |
Other useful information
(at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | ||
Full name | Â | |
Contact address | Â | |
Phone number & email | Â | |
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information | ||
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For notes on how to complete form TR-1 please see the FSA website. |