Holding(s) in Company
St. James's Place
For filings with the FSA include the annex | Â | ||||||||||
For filings with issuer exclude the annex | |||||||||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
St. James’s Place plc | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | Â | X | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||
Other (please specify): | Â | Â | Â | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | Lloyds Banking Group plc | |||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
See section 9 | ||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
8 August 2012 | ||||||||||
6. Date on which issuer notified: | 9 August 2012 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Direct holdings increased to above 57% (direct / indirect holdings remain above 57%) |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
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Number of Voting Rights |
Number of shares |
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Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
Ord 15p Shares | 288,469,037 | 288,469,037 | 286,983,811 | 286,983,811 | 1,994,226 | 57.002% | 0.396% | ||||||||||||||||||||||||||
GB0007669376 | |||||||||||||||||||||||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
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Expiration date xiii |
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Exercise/ Conversion Period xiv |
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Number of voting rights that may be acquired if the instrument is exercised/ converted. |
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% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
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Nominal | Â | Delta | ||||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
288,978,037 | 57.398% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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286,983,796 shares (57.002%%) are under the control of HBOS Insurance and Investment Group Limited, a wholly owned subsidiary of HBOS plc, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc (direct interests). |
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: |
N/A | |
12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
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13. Additional information: |
Notification using the Total Voting Rights figure of 503,463,604 | |
14. Contact name: | Andrew Kellett (LBG) / Jayne Meacham (St. James’s Place plc) | |
15. Contact telephone number: | 0113 235 7729 / 01285 878762 |