Holding(s) in Company

Holding(s) in Company

St. James's Place

 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
     
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii 		St James’s Place Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights    
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):   Disclosure of change in chain of control of holding X
3. Full name of person(s) subject to the
notification obligation: iii 		  Lloyds Banking Group plc
4. Full name of shareholder(s)
(if different from 3.):iv 		See Section 9
5. Date of the transaction and date on
which the threshold is crossed or
reached: v 		14 November 2013
6. Date on which issuer notified: 15 November 2013
7. Threshold(s) that is/are crossed or
reached: vi, vii 		Direct / Indirect holdings remain above 22%
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares


if possible using
the ISIN CODE

   Situation previous
to the triggering
transaction 		  Resulting situation after the triggering transaction
Number
of
Shares 		  Number
of
Voting
Rights 		Number
of shares 		  Number of voting
rights 		  % of voting rights x
Direct Direct xi   Indirect xii Direct   Indirect
ORD GBP0.15 113,455,143 113,455,143 108,554,265 108,554,265 5,951,577 21.080% 1.156%
GB0007669376
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument 		  Expiration
date xiii 		  Exercise/
Conversion Period xiv 		  Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. 		  % of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument 		  Exercise price   Expiration date xvii   Exercise/
Conversion period xviii 		  Number of voting rights instrument refers to   % of voting rights xix, xx
       

 

Nominal   Delta
   
 
Total (A+B+C)
Number of voting rights   Percentage of voting rights
114,505,842 22.236%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Following an intra-group transfer of the holding, 108,554,259 shares (21.080%) are now under the control of HBOS Insurance & Investment Group Limited, a wholly owned subsidiary of Lloyds Bank Plc, which is itself a wholly owned subsidiary of Lloyds Banking Group plc (Direct Interests).
 
Proxy Voting:
10. Name of the proxy holder:   N/A
11. Number of voting rights proxy holder will cease
to hold: 		N/A
12. Date on which proxy holder will cease to hold
voting rights: 		N/A
 

13. Additional information: 		  Notification using the Total Voting Rights figure of 514,967,449
14. Contact name: Andrew Kellett

Kay Fraser

15. Contact telephone number: 0113 235 7729

01285 87 87 62

Companies

St James's Place (STJ)
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