Holding(s) in Company
St. James's Place
For filings with the FCA include the annex | Â | ||||||||||
For filings with issuer exclude the annex | |||||||||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ST. JAMES'S PLACE PLC | ||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
An acquisition or disposal of voting rights | Â |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||||
An event changing the breakdown of voting rights | Â | ||||||||||
Other (please specify): | Â | Â | Â | ||||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | FMR LLC | |||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
See Section 9 | ||||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
15 May 2014 | ||||||||||
6. Date on which issuer notified: | 16 May 2014 | ||||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
8. Notified details: | |||||||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Number of Shares |
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Number of Voting Rights |
Number of shares |
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Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||||||
Indirect | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||||||
GB0007669376 | 26,093,105 | 26,093,105 | 25,899,705 | Â | 25,899,705 | Â | 4.99% | ||||||||||||||||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
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Expiration date xiii |
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Exercise/ Conversion Period xiv |
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Number of voting rights that may be acquired if the instrument is exercised/ converted. |
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% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |  |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | Â | % of voting rights xix, xx | |||||||||||||||||||||||||
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Nominal | Â | Delta | ||||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||||||
25,899,705 | 4.99% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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    Sum of Factored Shares Held    Custodian Day to Day IM Total  BANK OF NEW YORK MELLON PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 151,300  BROWN BROTHERS HARRIMAN AND CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 13,800   FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 683,624   PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 28,200   PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 798,400  JPMORGAN CHASE BANK FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 3,803,405   FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 11,708,900  MELLON BANK NA (C) PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 397,900  NORTHERN TRUST CO (C) FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 5,676,000   FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 177,576   PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 493,400  STATE STREET BANK AND TR CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 183,100   FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 897,100   PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 174,200   PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 712,800  Grand Total  25,899,705 |
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Proxy Voting: | |||||
10. Name of the proxy holder: | Â | FMR LLC | |||
11. Number of voting rights proxy holder will dispose: | 193,400 | ||||
12. Date on which proxy holder will dispose voting rights: | 15th May 2014 | ||||
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13. Additional information: |
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Notification using the Total Voting Rights figure of 518,086,687 |
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14. Contact name: |
Shelley Muller
Kay Fraser |
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15. Contact telephone number: |
 fil-regreporting@fil.com, 01737 837216 Tel: 01285 87 87 62 |