Form 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

Form 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) - AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		TESCO PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		TESCO PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		23 February 2018
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		BOOKER GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	5p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		38,614,137		0.47%		37,736,010		0.46%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				13,329,738		0.16%		18,206,559		0.22%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		51,943,875		0.63%		55,942,569		0.68%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
5p ordinary		Purchase		2,689,211		2.0577 GBP		2.0504 GBP
5p ordinary		Sale		4,014,664		2.0631 GBP		2.0506 GBP
ADR		Purchase		12,884		8.6100 GBP		8.5912 GBP
ADR		Sale		12,884		8.6100 GBP		8.5912 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
5p ordinary		SWAP		Long		300		2.0619 GBP
5p ordinary		CFD		Long		6,900		2.0678 GBP
5p ordinary		SWAP		Long		7,860		2.0562 GBP
5p ordinary		SWAP		Long		21,214		2.0513 GBP
5p ordinary		CFD		Long		24,691		2.0522 GBP
5p ordinary		CFD		Long		40,700		2.0506 GBP
5p ordinary		SWAP		Long		45,000		2.0537 GBP
5p ordinary		SWAP Expires 27/02/2019		Long		49,943		2.0512 GBP
5p ordinary		SWAP		Long		63,454		2.0540 GBP
5p ordinary		CFD		Long		180,665		2.0524 GBP
5p ordinary		CFD		Long		203,182		2.0529 GBP
5p ordinary		SWAP		Long		203,182		2.0529 GBP
5p ordinary		CFD		Long		281,471		2.0528 GBP
5p ordinary		SWAP		Long		281,471		2.0528 GBP
5p ordinary		CFD		Long		311,342		2.0517 GBP
5p ordinary		SWAP		Long		317,270		2.0561 GBP
5p ordinary		SWAP		Long		394,996		2.0516 GBP
5p ordinary		CFD		Long		399,890		2.0531 GBP
5p ordinary		SWAP		Short		126		2.0527 GBP
5p ordinary		CFD		Short		319		2.0520 GBP
5p ordinary		SWAP		Short		3,236		2.0676 GBP
5p ordinary		CFD		Short		4,731		2.0544 GBP
5p ordinary		CFD		Short		14,352		2.0510 GBP
5p ordinary		SWAP		Short		17,124		2.0633 GBP
5p ordinary		SWAP		Short		21,067		2.0568 GBP
5p ordinary		SWAP		Short		26,240		2.0529 GBP
5p ordinary		CFD		Short		27,313		2.0511 GBP
5p ordinary		SWAP		Short		43,175		2.0519 GBP
5p ordinary		CFD		Short		44,436		2.0518 GBP
5p ordinary		SWAP		Short		44,436		2.0518 GBP
5p ordinary		SWAP		Short		61,793		2.0532 GBP
5p ordinary		SWAP		Short		69,446		2.0508 GBP
5p ordinary		SWAP		Short		143,612		2.0533 GBP
5p ordinary		SWAP		Short		190,197		2.0563 GBP
5p ordinary		CFD		Short		260,770		2.0528 GBP
5p ordinary		SWAP		Short		260,770		2.0528 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		27 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180227006085/en/