Form 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

Form 8.5 (EPT/NON-RI) - TESCO PLC - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		TESCO PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		TESCO PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		23 August 2017
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		BOOKER GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	5p ordinary
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		57,735,641		0.71%		48,278,104		0.59%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				37,073,853		0.45%		44,594,941		0.54%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		94,809,494		1.16%		92,873,045		1.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
5p ordinary		Purchase		5,386,493		1.8803 GBP		1.8475 GBP
5p ordinary		Sale		4,609,415		1.8800 GBP		1.8428 GBP
ADR		Purchase		8,595		7.3067 USD		7.2993 USD
ADR		Sale		8,595		7.3067 USD		7.2993 USD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
5p ordinary		SWAP		Long		8		1.8457 GBP
5p ordinary		SWAP		Long		75		1.8445 GBP
5p ordinary		SWAP		Long		351		1.8578 GBP
5p ordinary		CFD		Long		951		1.8798 GBP
5p ordinary		SWAP		Long		962		1.8575 GBP
5p ordinary		SWAP		Long		1,180		1.8561 GBP
5p ordinary		SWAP		Long		1,265		1.8428 GBP
5p ordinary		SWAP		Long		1,869		1.8541 GBP
5p ordinary		SWAP		Long		1,899		1.8446 GBP
5p ordinary		SWAP		Long		1,963		1.8593 GBP
5p ordinary		CFD		Long		2,124		1.8763 GBP
5p ordinary		SWAP		Long		2,650		1.8603 GBP
5p ordinary		SWAP		Long		4,043		1.8478 GBP
5p ordinary		SWAP		Long		5,969		1.8552 GBP
5p ordinary		SWAP		Long		7,231		1.8545 GBP
5p ordinary		SWAP		Long		11,728		1.8523 GBP
5p ordinary		SWAP		Long		15,520		1.8602 GBP
5p ordinary		SWAP		Long		18,119		1.8525 GBP
5p ordinary		CFD		Long		31,929		1.8762 GBP
5p ordinary		CFD		Long		33,554		1.8734 GBP
5p ordinary		CFD		Long		41,768		1.8728 GBP
5p ordinary		SWAP		Long		41,768		1.8728 GBP
5p ordinary		SWAP		Long		73,528		1.8695 GBP
5p ordinary		CFD		Long		95,561		1.8738 GBP
5p ordinary		CFD		Long		108,204		1.8780 GBP
5p ordinary		SWAP		Long		185,160		1.8688 GBP
5p ordinary		SWAP		Long		186,253		1.8729 GBP
5p ordinary		SWAP		Long		204,137		1.8671 GBP
5p ordinary		SWAP		Long		255,804		1.8756 GBP
5p ordinary		SWAP		Long		317,496		1.8748 GBP
5p ordinary		CFD		Long		427,152		1.8708 GBP
5p ordinary		SWAP		Long		452,320		1.8726 GBP
5p ordinary		SWAP		Long		971,920		1.8725 GBP
5p ordinary		CFD		Short		1,864		1.8780 GBP
5p ordinary		SWAP		Short		2,363		1.8803 GBP
5p ordinary		CFD		Short		2,655		1.8491 GBP
5p ordinary		CFD		Short		4,175		1.8566 GBP
5p ordinary		CFD		Short		4,800		1.8505 GBP
5p ordinary		SWAP		Short		8,296		1.8771 GBP
5p ordinary		SWAP		Short		9,624		1.8795 GBP
5p ordinary		CFD		Short		25,314		1.8711 GBP
5p ordinary		SWAP		Short		27,503		1.8773 GBP
5p ordinary		CFD		Short		36,393		1.8492 GBP
5p ordinary		SWAP		Short		59,362		1.8755 GBP
5p ordinary		SWAP		Short		166,759		1.8710 GBP
5p ordinary		SWAP		Short		254,680		1.8786 GBP
5p ordinary		SWAP		Short		315,294		1.8783 GBP
5p ordinary		SWAP		Short		357,150		1.8712 GBP
5p ordinary		SWAP		Short		365,575		1.8774 GBP
5p ordinary		SWAP		Short		947,322		1.8779 GBP
5p ordinary		SWAP		Short		2,052,124		1.8709 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		30 Aug 2017
Contact name:		Jay Supaya
Telephone number:		020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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