Form 8.5 (EPT/NON-RI) TESCO PLC

Form 8.5 (EPT/NON-RI) TESCO PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		TESCO PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		TESCO PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		16 June 2017
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		BOOKER GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	5p ordinary	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		35,777,021		0.44%		47,855,892		0.58%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				40,829,894		0.50%		26,781,204		0.33%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		76,606,915		0.94%		74,637,096		0.91%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
5p ordinary		Purchase		8,443,138		1.8645 GBP		1.679 GBP
5p ordinary		Sale		15,381,588		1.8645 GBP		1.679 GBP
ADR		Purchase		20,486		6.6340 USD		6.6143 USD
ADR		Sale		20,486		6.6340 USD		6.6143 USD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
5p ordinary		SWAP		Long		191		1.7978 GBP
5p ordinary		SWAP		Long		394		1.7988 GBP
5p ordinary		SWAP		Long		587		1.8174 GBP
5p ordinary		CFD		Long		1,124		1.7783 GBP
5p ordinary		SWAP		Long		1,448		1.8513 GBP
5p ordinary		SWAP		Long		1,975		1.8136 GBP
5p ordinary		SWAP		Long		1,990		1.8200 GBP
5p ordinary		CFD		Long		2,036		1.7403 GBP
5p ordinary		SWAP		Long		2,259		1.8530 GBP
5p ordinary		CFD		Long		2,347		1.8598 GBP
5p ordinary		SWAP		Long		2,904		1.8358 GBP
5p ordinary		CFD		Long		3,739		1.8353 GBP
5p ordinary		CFD		Long		3,750		1.6883 GBP
5p ordinary		SWAP		Long		4,438		1.7666 GBP
5p ordinary		SWAP		Long		5,967		1.7329 GBP
5p ordinary		SWAP		Long		7,025		1.8149 GBP
5p ordinary		SWAP		Long		7,234		1.8375 GBP
5p ordinary		SWAP		Long		8,100		1.7350 GBP
5p ordinary		SWAP		Long		8,671		1.7372 GBP
5p ordinary		SWAP		Long		10,649		1.7685 GBP
5p ordinary		SWAP		Long		10,884		1.7113 GBP
5p ordinary		SWAP		Long		12,258		1.7278 GBP
5p ordinary		SWAP		Long		15,349		1.7244 GBP
5p ordinary		CFD		Long		15,542		1.7672 GBP
5p ordinary		SWAP		Long		16,198		1.8245 GBP
5p ordinary		SWAP		Long		16,791		1.7349 GBP
5p ordinary		SWAP		Long		20,134		1.7162 GBP
5p ordinary		SWAP		Long		20,514		1.8126 GBP
5p ordinary		CFD		Long		20,990		1.7254 GBP
5p ordinary		SWAP		Long		22,222		1.7535 GBP
5p ordinary		SWAP		Long		27,851		1.7432 GBP
5p ordinary		SWAP		Long		41,909		1.7433 GBP
5p ordinary		SWAP		Long		50,074		1.7325 GBP
5p ordinary		SWAP		Long		57,159		1.7528 GBP
5p ordinary		SWAP		Long		62,338		1.7444 GBP
5p ordinary		SWAP		Long		70,684		1.7570 GBP
5p ordinary		SWAP		Long		70,752		1.7595 GBP
5p ordinary		SWAP		Long		71,719		1.7237 GBP
5p ordinary		CFD		Long		73,906		1.7633 GBP
5p ordinary		SWAP		Long		86,571		1.7308 GBP
5p ordinary		SWAP		Long		120,448		1.7253 GBP
5p ordinary		SWAP		Long		132,963		1.7464 GBP
5p ordinary		SWAP		Long		134,201		1.7302 GBP
5p ordinary		CFD		Long		146,638		1.7890 GBP
5p ordinary		SWAP		Long		149,956		1.7441 GBP
5p ordinary		SWAP		Long		151,801		1.7367 GBP
5p ordinary		SWAP		Long		317,727		1.7383 GBP
5p ordinary		SWAP		Long		576,150		1.7876 GBP
5p ordinary		SWAP		Long		585,015		1.7277 GBP
5p ordinary		SWAP		Long		768,052		1.7754 GBP
5p ordinary		CFD		Long		901,255		1.7499 GBP
5p ordinary		SWAP		Long		1,010,357		1.7287 GBP
5p ordinary		SWAP		Long		1,235,114		1.7141 GBP
5p ordinary		SWAP		Long		2,369,655		1.7819 GBP
5p ordinary		CFD		Short		20		1.7245 GBP
5p ordinary		CFD		Short		623		1.7965 GBP
5p ordinary		CFD		Short		922		1.7911 GBP
5p ordinary		CFD		Short		999		1.7894 GBP
5p ordinary		SWAP		Short		1,100		1.6970 GBP
5p ordinary		CFD		Short		1,194		1.7856 GBP
5p ordinary		CFD		Short		1,277		1.7020 GBP
5p ordinary		CFD		Short		1,622		1.7451 GBP
5p ordinary		CFD		Short		2,000		1.8126 GBP
5p ordinary		CFD		Short		2,853		1.6976 GBP
5p ordinary		CFD		Short		3,543		1.7246 GBP
5p ordinary		SWAP		Short		3,800		1.8119 GBP
5p ordinary		SWAP		Short		8,377		1.7688 GBP
5p ordinary		CFD		Short		25,000		1.7021 GBP
5p ordinary		CFD		Short		25,000		1.7066 GBP
5p ordinary		CFD		Short		30,000		1.7207 GBP
5p ordinary		CFD		Short		32,536		1.6972 GBP
5p ordinary		CFD		Short		40,000		1.7041 GBP
5p ordinary		CFD		Short		51,362		1.7262 GBP
5p ordinary		CFD		Short		60,101		1.7312 GBP
5p ordinary		CFD		Short		73,259		1.7111 GBP
5p ordinary		CFD		Short		83,087		1.7143 GBP
5p ordinary		SWAP		Short		88,934		1.7961 GBP
5p ordinary		SWAP		Short		149,012		1.7110 GBP
5p ordinary		SWAP		Short		150,019		1.7514 GBP
5p ordinary		CFD		Short		151,981		1.7109 GBP
5p ordinary		SWAP		Short		209,097		1.8511 GBP
5p ordinary		SWAP		Short		674,295		1.7754 GBP
5p ordinary		SWAP		Short		1,182,795		1.7198 GBP
5p ordinary		CFD		Short		2,543,678		1.7131 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		19 Jun 2017
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20170619005508/en/