Form 8.5 (EPT/NON-RI) - TESCO PLC

Form 8.5 (EPT/NON-RI) - TESCO PLC

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		TESCO PLC
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		TESCO PLC
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		20 June 2017
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
Â		trader making disclosures in respect of any other party to the offer?		BOOKER GROUP PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	5p ordinary
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		36,808,480		0.45%		48,516,997		0.59%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				41,223,835		0.50%		27,477,061		0.34%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		78,032,315		0.95%		75,994,058		0.93%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Total number of	Â	Highest price per unit	Â	Lowest price per unit
security		Â		securities		paid/received		paid/received
5p ordinary		Purchase		4,629,670		1.7330 GBP		1.6745 GBP
5p ordinary		Sale		4,932,297		1.7207 GBP		1.6747 GBP
ADR		Purchase		7,557		6.4068 USD		6.4068 USD
ADR		Sale		7,557		6.4068 USD		6.4068 USD

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
5p ordinary		CFD		Long		3		1.7133 GBP
5p ordinary		CFD		Long		2,929		1.7131 GBP
5p ordinary		CFD		Long		2,982		1.6960 GBP
5p ordinary		CFD		Long		6,451		1.7328 GBP
5p ordinary		SWAP		Long		15,351		1.7329 GBP
5p ordinary		CFD		Long		16,671		1.6868 GBP
5p ordinary		CFD		Long		29,773		1.6812 GBP
5p ordinary		SWAP		Long		35,400		1.6857 GBP
5p ordinary		SWAP		Long		39,563		1.7063 GBP
5p ordinary		SWAP		Long		49,143		1.6944 GBP
5p ordinary		CFD		Long		51,805		1.6814 GBP
5p ordinary		SWAP		Long		58,828		1.7033 GBP
5p ordinary		CFD		Long		67,923		1.6808 GBP
5p ordinary		CFD		Long		148,948		1.7018 GBP
5p ordinary		CFD		Long		215,979		1.6920 GBP
5p ordinary		CFD		Long		306,788		1.6872 GBP
5p ordinary		SWAP		Long		556,210		1.6961 GBP
5p ordinary		SWAP		Long		847,107		1.6821 GBP
5p ordinary		CFD		Short		326		1.7251 GBP
5p ordinary		SWAP		Short		1,091		1.6933 GBP
5p ordinary		CFD		Short		1,222		1.6965 GBP
5p ordinary		CFD		Short		1,544		1.7016 GBP
5p ordinary		CFD		Short		1,712		1.6839 GBP
5p ordinary		SWAP		Short		1,797		1.6960 GBP
5p ordinary		CFD		Short		1,895		1.6781 GBP
5p ordinary		SWAP		Short		3,501		1.7070 GBP
5p ordinary		SWAP		Short		3,872		1.6976 GBP
5p ordinary		SWAP		Short		3,927		1.7084 GBP
5p ordinary		SWAP		Short		4,036		1.7091 GBP
5p ordinary		SWAP		Short		4,079		1.7073 GBP
5p ordinary		SWAP		Short		5,444		1.6821 GBP
5p ordinary		SWAP		Short		5,502		1.7020 GBP
5p ordinary		SWAP		Short		5,668		1.7009 GBP
5p ordinary		SWAP		Short		5,984		1.7124 GBP
5p ordinary		SWAP		Short		7,383		1.6981 GBP
5p ordinary		SWAP		Short		18,031		1.6937 GBP
5p ordinary		SWAP		Short		22,620		1.6884 GBP
5p ordinary		SWAP		Short		24,149		1.6922 GBP
5p ordinary		CFD		Short		25,000		1.6785 GBP
5p ordinary		CFD		Short		25,000		1.6814 GBP
5p ordinary		CFD		Short		25,000		1.6846 GBP
5p ordinary		CFD		Short		25,000		1.6855 GBP
5p ordinary		CFD		Short		27,101		1.6811 GBP
5p ordinary		SWAP		Short		27,541		1.6828 GBP
5p ordinary		SWAP		Short		40,087		1.6942 GBP
5p ordinary		CFD		Short		46,292		1.7014 GBP
5p ordinary		SWAP		Short		48,653		1.6866 GBP
5p ordinary		SWAP		Short		52,945		1.6861 GBP
5p ordinary		SWAP		Short		53,522		1.6945 GBP
5p ordinary		SWAP		Short		55,071		1.6807 GBP
5p ordinary		SWAP		Short		58,973		1.6863 GBP
5p ordinary		SWAP		Short		300,688		1.6929 GBP
5p ordinary		SWAP		Short		496,758		1.6907 GBP
5p ordinary		CFD		Short		561,075		1.6810 GBP
5p ordinary		SWAP		Short		561,075		1.6810 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		21 Jun 2017
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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