FORM 8.3 - CYBG PLC - AMENDMENT

FORM 8.3 - CYBG PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3

Amendment in derivatives and option

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		25 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,982,581		0.34%		8,463,988		0.96%
(2)		Cash-settled derivatives:
				6,647,234		0.75%		2,163,026		0.24%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		3,000,000		0.34%		0		0.00%
(4)
		TOTAL:		12,629,815		1.43%		10,627,014		1.20%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		637		3.2616 GBP
10p ordinary		Purchase		649		3.2620 GBP
10p ordinary		Purchase		915		3.2190 GBP
10p ordinary		Purchase		1,928		3.2670 GBP
10p ordinary		Purchase		7,504		3.2344 GBP
10p ordinary		Purchase		7,788		3.2452 GBP
10p ordinary		Purchase		7,900		3.2220 GBP
10p ordinary		Purchase		16,742		3.2240 GBP
10p ordinary		Purchase		18,539		3.2320 GBP
10p ordinary		Purchase		22,537		3.2250 GBP
10p ordinary		Purchase		29,438		3.2238 GBP
10p ordinary		Purchase		90,309		5.8875 AUD
10p ordinary		Purchase		90,500		3.2269 GBP
10p ordinary		Purchase		196,961		3.2228 GBP
10p ordinary		Purchase		307,591		3.2273 GBP
10p ordinary		Sale		577		3.2177 GBP
10p ordinary		Sale		643		3.2620 GBP
10p ordinary		Sale		1,928		3.2670 GBP
10p ordinary		Sale		2,185		3.2241 GBP
10p ordinary		Sale		2,307		3.2231 GBP
10p ordinary		Sale		2,334		3.2441 GBP
10p ordinary		Sale		3,502		3.2326 GBP
10p ordinary		Sale		10,342		3.2219 GBP
10p ordinary		Sale		19,573		3.2252 GBP
10p ordinary		Sale		46,702		3.2211 GBP
10p ordinary		Sale		49,938		3.2240 GBP
10p ordinary		Sale		57,064		3.2209 GBP
10p ordinary		Sale		88,090		5.8896 AUD
10p ordinary		Sale		117,958		3.2259 GBP
10p ordinary		Sale		146,906		3.2266 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		200		3.2599 GBP
10p ordinary		CFD		Long		577		3.2177 GBP
10p ordinary		SWAP		Long		1,740		3.2485 GBP
10p ordinary		CFD		Long		9,005		3.2237 GBP
10p ordinary		SWAP		Long		21,884		3.2240 GBP
10p ordinary		SWAP		Long		39,784		3.2245 GBP
10p ordinary		SWAP		Long		39,891		3.2249 GBP
10p ordinary		SWAP		Short		716		3.2339 GBP
10p ordinary		SWAP		Short		2,007		3.2224 GBP
10p ordinary		SWAP		Short		11,510		3.2279 GBP
CDI		CFD		Short		21,143		5.9015 AUD
10p ordinary		CFD		Short		21,231		3.2220 GBP
10p ordinary		SWAP		Short		22,076		3.2467 GBP
10p ordinary		SWAP		Short		24,351		3.2321 GBP
10p ordinary		SWAP		Short		25,260		3.2314 GBP
10p ordinary		SWAP		Short		29,469		3.2297 GBP
10p ordinary		CFD		Short		72,888		3.2259 GBP
10p ordinary		SWAP		Short		160,529		3.2273 GBP
10p ordinary		CFD		Short		196,961		3.2228 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		26 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180927005511/en/