Form 8.3 - CYBG PLC - Amendment

Form 8.3 - CYBG PLC - Amendment

BARCLAYS PLC

FORM 8.3 - AMENDMENT TO SALES

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		27 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,873,258		0.36%		10,177,543		1.15%
(2)		Cash-settled derivatives:
				8,175,534		0.92%		2,192,128		0.25%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		3,000,000		0.34%		0		0.00%
		TOTAL:		14,048,792		1.62%		12,369,671		1.40%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		12		3.2604 GBP
10p ordinary		Purchase		146		3.2624 GBP
10p ordinary		Purchase		700		3.2595 GBP
10p ordinary		Purchase		939		3.2360 GBP
10p ordinary		Purchase		1,001		3.2467 GBP
10p ordinary		Purchase		1,194		3.2601 GBP
10p ordinary		Purchase		1,270		3.2620 GBP
10p ordinary		Purchase		1,309		3.2524 GBP
10p ordinary		Purchase		1,776		3.2600 GBP
10p ordinary		Purchase		3,695		3.2580 GBP
10p ordinary		Purchase		4,538		3.2665 GBP
10p ordinary		Purchase		5,025		3.2680 GBP
10p ordinary		Purchase		7,414		3.2661 GBP
10p ordinary		Purchase		8,378		3.2502 GBP
10p ordinary		Purchase		8,944		3.2635 GBP
10p ordinary		Purchase		10,031		3.2545 GBP
10p ordinary		Purchase		11,836		3.2559 GBP
10p ordinary		Purchase		16,714		3.2578 GBP
10p ordinary		Purchase		35,896		5.9005 AUD
10p ordinary		Purchase		122,821		3.2592 GBP
10p ordinary		Sale		37		3.2660 GBP
10p ordinary		Sale		68		3.2580 GBP
10p ordinary		Sale		939		3.2600 GBP
10p ordinary		Sale		942		3.2700 GBP
10p ordinary		Sale		1,270		3.2620 GBP
10p ordinary		Sale		2,119		3.2676 GBP
10p ordinary		Sale		2,343		3.2577 GBP
10p ordinary		Sale		2,984		3.2430 GBP
10p ordinary		Sale		3,371		3.2552 GBP
10p ordinary		Sale		3,380		3.2672 GBP
10p ordinary		Sale		6,102		3.2664 GBP
10p ordinary		Sale		15,999		3.2586 GBP
10p ordinary		Sale		23,460		3.2587 GBP
10p ordinary		Sale		28,149		3.2589 GBP
10p ordinary		Sale		133,025		5.8828 AUD
10p ordinary		Sale		282,647		3.2637 GBP
10p ordinary		Sale		591,094		3.2494 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		1,185		3.2579 GBP
10p ordinary		SWAP		Long		1,864		3.2649 GBP
10p ordinary		SWAP		Long		1,864		3.2659 GBP
10p ordinary		CFD		Long		2,343		3.2577 GBP
10p ordinary		SWAP		Long		7,574		3.2515 GBP
10p ordinary		SWAP		Long		7,725		3.2617 GBP
10p ordinary		CFD		Long		282,647		3.2637 GBP
10p ordinary		CFD		Long		591,094		3.2494 GBP
10p ordinary		SWAP		Short		146		3.2624 GBP
10p ordinary		SWAP		Short		300		3.2583 GBP
10p ordinary		SWAP		Short		400		3.2610 GBP
10p ordinary		SWAP		Short		700		3.2595 GBP
10p ordinary		SWAP		Short		1,309		3.2524 GBP
10p ordinary		CFD		Short		1,854		3.2682 GBP
10p ordinary		SWAP		Short		2,896		3.2577 GBP
10p ordinary		SWAP		Short		3,137		3.2528 GBP
10p ordinary		SWAP		Short		4,114		3.2598 GBP
10p ordinary		CFD		Short		8,199		3.2704 GBP
10p ordinary		SWAP		Short		8,378		3.2502 GBP
10p ordinary		SWAP		Short		8,944		3.2635 GBP
10p ordinary		SWAP		Short		10,667		3.2521 GBP
CDI		CFD		Short		15,314		5.9051 AUD
10p ordinary		CFD		Short		27,652		3.2582 GBP
10p ordinary		SWAP		Short		43,250		3.2592 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		2 Oct 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181002005634/en/