FORM 8.3 - CYBG PLC - AMENDMENT

FORM 8.3 - CYBG PLC - AMENDMENT

BARCLAYS PLC

FORM 8.3

AMENDMENT TO SALES AND PURCHASE

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CYBG PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 September 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,073,639 0.35% 10,846,743 1.22%
           
(2) Cash-settled derivatives:
8,748,343 0.99% 2,146,250 0.24%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 3,000,000 0.34% 0 0.00%
           
(4)
TOTAL: 14,821,982 1.67% 12,992,993 1.47%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 45 3.2266 GBP
10p ordinary Purchase 804 3.2222 GBP
10p ordinary Purchase 890 3.2264 GBP
10p ordinary Purchase 928 3.2260 GBP
10p ordinary Purchase 949 3.2220 GBP
10p ordinary Purchase 1,006 3.2160 GBP
10p ordinary Purchase 1,045 3.2300 GBP
10p ordinary Purchase 2,067 3.2194 GBP
10p ordinary Purchase 2,172 3.2380 GBP
10p ordinary Purchase 3,081 3.2263 GBP
10p ordinary Purchase 3,158 3.2280 GBP
10p ordinary Purchase 6,667 3.2290 GBP
10p ordinary Purchase 7,246 3.2262 GBP
10p ordinary Purchase 15,832 3.2378 GBP
10p ordinary Purchase 16,134 3.2258 GBP
10p ordinary Purchase 27,752 3.2211 GBP
10p ordinary Purchase 38,149 5.9500 AUD
10p ordinary Purchase 137,611 3.2268 GBP
10p ordinary Sale 65 3.2180 GBP
10p ordinary Sale 500 3.2360 GBP
10p ordinary Sale 700 3.2267 GBP
10p ordinary Sale 928 3.2290 GBP
10p ordinary Sale 928 3.2260 GBP
10p ordinary Sale 928 3.2140 GBP
10p ordinary Sale 1,006 3.2160 GBP
10p ordinary Sale 1,045 3.2300 GBP
10p ordinary Sale 1,115 3.2280 GBP
10p ordinary Sale 1,877 3.2220 GBP
10p ordinary Sale 1,950 3.2308 GBP
10p ordinary Sale 2,537 3.2295 GBP
10p ordinary Sale 2,745 3.2270 GBP
10p ordinary Sale 5,821 3.2229 GBP
10p ordinary Sale 6,383 3.2179 GBP
10p ordinary Sale 7,018 3.2251 GBP
10p ordinary Sale 7,755 3.2185 GBP
10p ordinary Sale 14,702 3.2380 GBP
10p ordinary Sale 15,516 3.2309 GBP
10p ordinary Sale 51,271 3.2271 GBP
10p ordinary Sale 53,898 3.2298 GBP
10p ordinary Sale 89,001 3.2366 GBP
10p ordinary Sale 153,073 5.9349 AUD
10p ordinary Sale 313,603 3.2184 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 300 3.2376 GBP
10p ordinary SWAP Long 700 3.2266 GBP
10p ordinary SWAP Long 2,084 3.2301 GBP
10p ordinary CFD Long 4,395 3.2257 GBP
10p ordinary SWAP Long 4,395 3.2257 GBP
10p ordinary SWAP Long 5,184 3.2316 GBP
10p ordinary CFD Long 6,383 3.2179 GBP
10p ordinary SWAP Long 8,851 3.2307 GBP
10p ordinary SWAP Long 20,249 3.2322 GBP
10p ordinary SWAP Long 36,501 3.2314 GBP
10p ordinary SWAP Long 48,575 3.2409 GBP
10p ordinary CFD Long 313,603 3.2184 GBP
10p ordinary SWAP Short 332 3.2235 GBP
10p ordinary CFD Short 804 3.2222 GBP
10p ordinary SWAP Short 1,238 3.2267 GBP
10p ordinary SWAP Short 1,969 3.2280 GBP
10p ordinary CFD Short 2,067 3.2194 GBP
10p ordinary SWAP Short 3,073 3.2190 GBP
10p ordinary SWAP Short 8,764 3.2209 GBP
10p ordinary CFD Short 10,775 3.2261 GBP
10p ordinary SWAP Short 15,318 3.2260 GBP
10p ordinary CFD Short 16,018 3.2365 GBP
10p ordinary CFD Short 16,595 3.2255 GBP
10p ordinary SWAP Short 25,163 3.2256 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 4 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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