Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		04 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,865,659		0.21%		10,295,671		1.16%
(2)		Cash-settled derivatives:
				9,054,222		1.02%		510,885		0.06%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		10,919,881		1.23%		10,806,556		1.22%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		37		3.3700 GBP
10p ordinary		Purchase		37		3.3820 GBP
10p ordinary		Purchase		74		3.3760 GBP
10p ordinary		Purchase		74		3.3540 GBP
10p ordinary		Purchase		74		3.3520 GBP
10p ordinary		Purchase		133		3.3500 GBP
10p ordinary		Purchase		151		3.3480 GBP
10p ordinary		Purchase		172		3.3440 GBP
10p ordinary		Purchase		490		3.3460 GBP
10p ordinary		Purchase		582		3.3720 GBP
10p ordinary		Purchase		608		3.3400 GBP
10p ordinary		Purchase		1,039		3.3360 GBP
10p ordinary		Purchase		2,949		3.3427 GBP
10p ordinary		Purchase		3,362		5.8884 AUD
10p ordinary		Purchase		4,004		3.3518 GBP
10p ordinary		Purchase		4,218		3.3599 GBP
10p ordinary		Purchase		5,589		3.3463 GBP
10p ordinary		Purchase		7,792		3.3549 GBP
10p ordinary		Purchase		12,530		3.3441 GBP
10p ordinary		Purchase		12,797		3.3498 GBP
10p ordinary		Purchase		19,137		3.3420 GBP
10p ordinary		Purchase		20,686		3.3560 GBP
10p ordinary		Purchase		20,882		3.3607 GBP
10p ordinary		Purchase		22,956		3.3557 GBP
10p ordinary		Purchase		25,879		3.3409 GBP
10p ordinary		Purchase		26,021		3.3738 GBP
10p ordinary		Purchase		27,290		3.3740 GBP
10p ordinary		Purchase		64,859		3.3537 GBP
10p ordinary		Purchase		188,088		3.3590 GBP
10p ordinary		Sale		37		3.3820 GBP
10p ordinary		Sale		37		3.3700 GBP
10p ordinary		Sale		74		3.3760 GBP
10p ordinary		Sale		74		3.3520 GBP
10p ordinary		Sale		74		3.3540 GBP
10p ordinary		Sale		133		3.3500 GBP
10p ordinary		Sale		151		3.3480 GBP
10p ordinary		Sale		172		3.3440 GBP
10p ordinary		Sale		325		3.3567 GBP
10p ordinary		Sale		361		3.3580 GBP
10p ordinary		Sale		393		3.3424 GBP
10p ordinary		Sale		490		3.3460 GBP
10p ordinary		Sale		582		3.3720 GBP
10p ordinary		Sale		608		3.3400 GBP
10p ordinary		Sale		627		3.3380 GBP
10p ordinary		Sale		1,039		3.3360 GBP
10p ordinary		Sale		1,073		3.3479 GBP
10p ordinary		Sale		1,350		3.3519 GBP
10p ordinary		Sale		2,005		3.3740 GBP
10p ordinary		Sale		2,347		3.3450 GBP
10p ordinary		Sale		3,039		3.3453 GBP
10p ordinary		Sale		4,055		3.3737 GBP
10p ordinary		Sale		4,512		3.3443 GBP
10p ordinary		Sale		8,292		3.3541 GBP
10p ordinary		Sale		11,065		3.3418 GBP
10p ordinary		Sale		16,014		3.3546 GBP
10p ordinary		Sale		28,488		3.3729 GBP
10p ordinary		Sale		40,220		3.3420 GBP
10p ordinary		Sale		62,204		3.3571 GBP
10p ordinary		Sale		116,241		5.9018 AUD
10p ordinary		Sale		209,040		3.3559 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		500		3.3420 GBP
10p ordinary		CFD		Long		577		3.3397 GBP
10p ordinary		CFD		Long		1,350		3.3519 GBP
10p ordinary		CFD		Long		2,347		3.3450 GBP
10p ordinary		SWAP		Long		3,273		3.3620 GBP
10p ordinary		CFD		Long		3,468		3.3435 GBP
10p ordinary		CFD		Long		4,055		3.3737 GBP
10p ordinary		SWAP		Long		7,400		3.3683 GBP
10p ordinary		SWAP		Long		33,546		3.3493 GBP
10p ordinary		SWAP		Long		143,925		3.3590 GBP
10p ordinary		SWAP		Short		111		3.3283 GBP
CDI		CFD		Short		577		5.8810 AUD
10p ordinary		SWAP		Short		874		3.3460 GBP
CDI		CFD		Short		1,424		5.9007 AUD
10p ordinary		SWAP		Short		2,110		3.3465 GBP
10p ordinary		CFD		Short		2,949		3.3427 GBP
10p ordinary		SWAP		Short		3,052		3.3586 GBP
10p ordinary		SWAP		Short		4,004		3.3518 GBP
10p ordinary		CFD		Short		4,218		3.3599 GBP
10p ordinary		SWAP		Short		11,460		3.3365 GBP
10p ordinary		SWAP		Short		18,244		3.3438 GBP
10p ordinary		SWAP		Short		18,778		3.3628 GBP
10p ordinary		SWAP		Short		22,956		3.3557 GBP
10p ordinary		SWAP		Short		191,434		3.3588 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		5 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180905005468/en/