Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CYBG PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		05 September 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,786,736		0.20%		10,295,121		1.16%
(2)		Cash-settled derivatives:
				9,034,943		1.02%		559,203		0.06%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		10,821,679		1.22%		10,854,324		1.23%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		22		3.3480 GBP
10p ordinary		Purchase		36		3.3560 GBP
10p ordinary		Purchase		102		3.3660 GBP
10p ordinary		Purchase		155		3.3980 GBP
10p ordinary		Purchase		327		3.3625 GBP
10p ordinary		Purchase		659		3.3940 GBP
10p ordinary		Purchase		694		3.3458 GBP
10p ordinary		Purchase		1,030		3.3642 GBP
10p ordinary		Purchase		1,247		3.3382 GBP
10p ordinary		Purchase		1,993		3.3506 GBP
10p ordinary		Purchase		2,390		3.3629 GBP
10p ordinary		Purchase		2,973		3.3715 GBP
10p ordinary		Purchase		3,183		3.3892 GBP
10p ordinary		Purchase		5,333		3.3485 GBP
10p ordinary		Purchase		8,083		3.3667 GBP
10p ordinary		Purchase		8,388		3.3543 GBP
10p ordinary		Purchase		9,141		3.3586 GBP
10p ordinary		Purchase		9,859		3.3730 GBP
10p ordinary		Purchase		11,649		3.3378 GBP
10p ordinary		Purchase		12,037		3.3380 GBP
10p ordinary		Purchase		16,684		6.0321 AUD
10p ordinary		Purchase		26,969		3.3767 GBP
10p ordinary		Purchase		44,371		3.3894 GBP
10p ordinary		Purchase		51,464		3.3571 GBP
10p ordinary		Purchase		73,495		3.3617 GBP
10p ordinary		Sale		68		3.3660 GBP
10p ordinary		Sale		155		3.3980 GBP
10p ordinary		Sale		190		3.3736 GBP
10p ordinary		Sale		384		3.3619 GBP
10p ordinary		Sale		785		3.3640 GBP
10p ordinary		Sale		814		3.3951 GBP
10p ordinary		Sale		1,009		3.3940 GBP
10p ordinary		Sale		1,457		3.3537 GBP
10p ordinary		Sale		2,214		3.3887 GBP
10p ordinary		Sale		3,380		3.3381 GBP
10p ordinary		Sale		3,545		3.3606 GBP
10p ordinary		Sale		3,993		3.3444 GBP
10p ordinary		Sale		5,804		3.3741 GBP
10p ordinary		Sale		13,700		3.3715 GBP
10p ordinary		Sale		13,897		3.3403 GBP
10p ordinary		Sale		14,047		3.3900 GBP
10p ordinary		Sale		14,403		3.3596 GBP
10p ordinary		Sale		27,142		3.3890 GBP
10p ordinary		Sale		84,761		3.3746 GBP
10p ordinary		Sale		178,909		5.9983 AUD

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		8		3.3562 GBP
10p ordinary		SWAP		Long		118		3.3460 GBP
10p ordinary		CFD		Long		200		3.3775 GBP
10p ordinary		SWAP		Long		200		3.3900 GBP
10p ordinary		CFD		Long		470		3.3837 GBP
10p ordinary		SWAP		Long		2,882		3.3552 GBP
10p ordinary		CFD		Long		3,993		3.3444 GBP
10p ordinary		SWAP		Long		23,188		3.3788 GBP
10p ordinary		SWAP		Long		33,597		3.3767 GBP
10p ordinary		CFD		Short		22		3.3481 GBP
10p ordinary		SWAP		Short		36		3.3561 GBP
CDI		CFD		Short		577		6.0010 AUD
10p ordinary		CFD		Short		1,247		3.3382 GBP
10p ordinary		SWAP		Short		1,800		3.3457 GBP
10p ordinary		SWAP		Short		2,028		3.3465 GBP
10p ordinary		SWAP		Short		2,390		3.3629 GBP
10p ordinary		SWAP		Short		5,065		3.3380 GBP
10p ordinary		SWAP		Short		5,654		3.3410 GBP
10p ordinary		CFD		Short		8,083		3.3667 GBP
10p ordinary		SWAP		Short		9,859		3.3730 GBP
10p ordinary		SWAP		Short		11,415		3.3571 GBP
10p ordinary		CFD		Short		13,962		3.3538 GBP
10p ordinary		SWAP		Short		70,115		3.3628 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		6 Sep 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20180906005524/en/