Form 8.3 - CYBG PLC

Form 8.3 - CYBG PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:		Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree		CYBG PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure		11 Sept 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”		YES VIRGIN MONEY HOLDINGS (UK) PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				10p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,412,298		0.16%		10,148,747		1.15%
(2)		Cash-settled derivatives:
				8,984,245		1.01%		244,309		0.03%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		10,396,543		1.17%		10,393,056		1.17%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
10p ordinary		Purchase		468		3.3474 GBP
10p ordinary		Purchase		1,353		3.3629 GBP
10p ordinary		Purchase		2,545		3.3458 GBP
10p ordinary		Purchase		3,839		3.3361 GBP
10p ordinary		Purchase		7,048		3.3340 GBP
10p ordinary		Purchase		8,146		3.3200 GBP
10p ordinary		Purchase		8,963		3.3367 GBP
10p ordinary		Purchase		12,541		3.3376 GBP
10p ordinary		Purchase		18,436		3.3586 GBP
10p ordinary		Purchase		19,009		3.3678 GBP
10p ordinary		Purchase		22,259		3.3377 GBP
10p ordinary		Purchase		28,006		3.3680 GBP
10p ordinary		Purchase		32,277		3.3313 GBP
10p ordinary		Purchase		67,972		6.1201 AUD
10p ordinary		Purchase		152,863		3.3511 GBP
10p ordinary		Sale		378		3.3320 GBP
10p ordinary		Sale		1,414		3.3677 GBP
10p ordinary		Sale		3,960		3.3340 GBP
10p ordinary		Sale		4,013		3.3254 GBP
10p ordinary		Sale		6,069		3.3215 GBP
10p ordinary		Sale		8,146		3.3200 GBP
10p ordinary		Sale		8,963		3.3367 GBP
10p ordinary		Sale		9,408		3.3680 GBP
10p ordinary		Sale		13,401		3.3681 GBP
10p ordinary		Sale		19,509		3.3675 GBP
10p ordinary		Sale		22,759		3.3377 GBP
10p ordinary		Sale		25,138		3.3404 GBP
10p ordinary		Sale		456,444		3.3579 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
10p ordinary		SWAP		Long		3		3.3333 GBP
10p ordinary		SWAP		Long		100		3.3320 GBP
10p ordinary		SWAP		Long		125		3.3160 GBP
10p ordinary		CFD		Long		385		3.3376 GBP
10p ordinary		SWAP		Long		500		3.3360 GBP
10p ordinary		SWAP		Long		728		3.3420 GBP
10p ordinary		SWAP		Long		875		3.3425 GBP
10p ordinary		SWAP		Long		956		3.3620 GBP
10p ordinary		CFD		Long		1,414		3.3677 GBP
10p ordinary		CFD		Long		3,792		3.3340 GBP
10p ordinary		SWAP		Long		4,816		3.3441 GBP
10p ordinary		SWAP		Long		309,193		3.3610 GBP
CDI		CFD		Short		34		6.1408 AUD
10p ordinary		SWAP		Short		468		3.3474 GBP
CDI		CFD		Short		577		6.0810 AUD
10p ordinary		SWAP		Short		1,022		3.3681 GBP
10p ordinary		SWAP		Short		1,353		3.3629 GBP
CDI		CFD		Short		1,715		6.1407 AUD
10p ordinary		SWAP		Short		2,545		3.3458 GBP
10p ordinary		SWAP		Short		6,900		3.3290 GBP
10p ordinary		SWAP		Short		7,276		3.3362 GBP
10p ordinary		SWAP		Short		8,159		3.3343 GBP
10p ordinary		SWAP		Short		14,760		3.3349 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:		12 Sept 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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